Categories
Harvard Teaching

Harvard. Graduate econometrics, first semester. Houthakker and Vanek, 1962

The transcription of the following partial (?) course syllabus was shared with Economics in the Rear-view Mirror by Vincent Carret, a doctoral candidate at Université Lumiere Lyon 2, Faculté des Sciences Économiques et de Gestion (FSEG). 

Perhaps there are others who would like to contribute to this project with the contribution of a transcription? If so, leave a comment below for me to get in touch with you.

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Course Announcement
1962-63

Economics 224a. Econometric Methods, I

Half course (fall term). W., F., 2-3:30. Professor [Hendrik] Houthakker and Assistant Professor [Jaroslav] Vanek.

An introduction to the use of multivariate statistical analyses in the study of economic behavior, with special emphasis on budgetary and other individual decision unit data.

Prerequisite: Economics 221[Quantitative Methods, II] or equivalent.

Source: Harvard University.  Courses of Instruction for Harvard and Radcliffe, Faculty of Arts and Sciences, 1962-1963, p. 105.

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Econometric Methods I
Economics 224a

Professors Houthakker and Vanek

Reading List #1                                                               Fall 1962

I. General References

Klein L., Introduction to Econometrics, (elementary)

Klein, L., A Textbook of Econometrics (advanced)

II. Household Consumption

Allen, R. G. D. and Bowley, A. L., Family Expenditures; a Study of its Variation, 1935

Prais, S. J. and Houthakker, H. S., The Analysis of Family Budgets, 1955

Houthakker, H. S., “An International Comparison of Household Expenditure Patterns….,” Econometrica, October 1957

Friedman, M., A Theory of the Consumption Function, 1957

Kuh, E. and Meyer, J., “How Extraneous are Extraneous Estimates?” Review of Economics and Statistics, November 1957

Kuh, E. and Meyer, J., “Correlation and Regression Estimates When the Data are Ratios,” Econometrica, April 1959

Kuh, E., “The Validity of Cross-Sectionally Estimating Behavior Equations in True Series Applications,” Econometrica, April 1959

Friend, I. and Jones, R., Study of Consumer Expenditures, Income and Saving, 1960

Volume 1

Houthakker, H., and Haldi, J. (p. 175)
Peters, W. S. (p. 247)

Volume 2

Modigliani, F. and Ando, As. (p. 49)
Watts, H. W. and Tobin, J., (p. 1)
Bodkin, R., (p. 175)
Miner, J., (p. 400)

Rosett, R., “Working Wives” Studies in Household Economic Behavior (by T. Dernburg and others — Yale U. P. 1958

Aitcheson, J. and Prais, S. J., “The Treatment of Grouped Observations” Review International Statistic Institute, 1954

IV.  (sic) Investment

Meyer, J. and Kuh, E., The Investment Decision, 1957

Eisner, R., Determinants of Capital Expenditure, 1956

V. Cost Functions

Johnston, J., Statistical Cost Analysis

VI. Survey Methods

Survey Research Center (University of Michigan) 1960 Survey of Consumer Finances

Tobin, J., “On the Predictive Value of Consumer Intentions & Attitudes,” Rev. Econ. & Stat. February 1959

National Bureau of Economic Research, Quality and Economic Significance of Anticipations Data

Source: Harvard University Archives. Syllabi, course outlines and reading lists in Economics, 1895-2003. Box 8, Folder “Economics, 1962-1963 (2 of 2)”.

Image Sources:

Hendrik Samuel Houthakker from website Find-A-Grave.

Jaroslav Vanek (1961 Fellow) from the John Simon Guggenheim Memorial Foundation website.

Categories
Bibliography Gender Harvard Socialism Suggested Reading

Harvard. Short Bibliography on Socialism and Family/Christian Ethics for “Serious-minded Students”, McConnell, 1910

 

The Ethics of Socialism is the nominal title of the brief 1910 bibliography provided by Harvard social ethics instructor Ray Madding McConnell  and transcribed below along with links to digital copies of the items found at archive.org and hathitrust.org. A more accurate title would be “Socialism and Family/Christian Ethical Doctrine”. Dr. McConnell died the year after this bibliography was published, so I have added a dash of biographical material since it is rather unlikely that Economics in the Rear-View Mirror will encounter him again.

In 1910 Harvard published a total of 43 of short bibliographies in the collection “Social Ethics and Allied Subjects”, about half of which were dedicated to particular topics in economics and economic sociology. The project was coordinated by Plummer Professor of Christian Morals, Francis G. Peabody.

Previously posted bibliographies from Peabody’s “Social Ethics and Allied Subjects”:

Economic Theory by Professor Frank Taussig

Taxation by Professor Charles J. Bullock

Trade Unionism by Professor William Z. Ripley

Social Insurance by Dr. Robert Franz Foerster

Economics of Socialism by Professor Thomas Nixon Carver

Strikes and Boycotts by Professor William Z. Ripley

_____________________________

From the Prefatory Note:

The present list represents an attempt to make this connection between the teaching of the University and a need of the modern world. Each compiler has had in mind, not a superficial reader, nor yet a learned scholar, but an intelligent and serious-minded student, who is willing to read substantial literature if it be commended to him as worth his while and is neither too voluminous nor too inaccessible. To such an inquirer each editor makes suggestions concerning the contents, spirit or doctrine of a book, not attempting a complete description or a final judgment, but as though answering the preliminary question of a student, “What kind of book is this?” The plan thus depends for its usefulness on the competency of the editors concerned, and each editor assumes responsibility for the section to which his name is prefixed.

Source: Prefatory Note by Francis G. Peabody. A Guide to Reading in Social Ethics and Allied Subjects, Lists of Books and Articles Selected and Described for the Use of General Readers. Cambridge, Mass.: Harvard University, 1910, p. vi.

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The Short Life of Dr. Ray Madding McConnell (1875-1911)

Born: September 14, 1875. Union City, Tennessee.

Died: June 23, 1911. Cause of Death, Pneumonia—Septic, Tonsillitis. Contributory: Acute Rheumatic Fever. Somerville, Massachusetts. He was buried in Mount Auburn Cemetery, Cambridge, Massachusetts.

 

Ph.D. in Philosophy, 1908

Ray Madding McConnell, A.B. (Southern Univ.) 1899, S.T.B. (Vanderbilt Univ.) 1901, A.M. (Harvard Univ.) 1902.

Subject, Philosophy. Special Field, Ethics. Thesis, “The Ground of Moral Obligation.” Assistant in Social Ethics.

Source: Harvard University. Report of the President of Harvard University 1907-1908, p. 140.

 

Books

Ray Madding McConnell. The Duty of Altruism. New York: Macmillan, 1910.

________________. Criminal Responsibility and Social Constraint. New York: Charles Scribner’s Sons, 1912.

 

Obituary

Dr. RAY MADDING McCONNELL
Harvard Instructor in Social Ethics Had Made Long Study of Important Problems

Dr. Ray Madding McConnell long active in educational work, died early this morning at a private hospital in Cambridge [sic, the hospital was in Somerville]. Dr. McConnell who was a graduate of Harvard, class of 1802, was born in Tennessee in 1875, and had been since his college days a great student of sociological problems and recently instructor in social ethics at Harvard.

Dr. McConnell received numerous honorary degrees, including his A.B. from Southern University In Alabama, in 1899, his S.T.B. from Vanderbilt University in Tennessee in 1901, his A.M. from Harvard in 1901, and from that university his Ph. D. in 1908. He was a writer on the subject to which he had given so many years of earnest study and research, and last year his book on “The Duty of Altruism” was brought out and he had at this time another book in preparation, “Philosophy of Crime.” He had contributed frequently to the International Journal of Ethics, and at Harvard he had given courses of lectures on “Moral Obligations of the Modern State.”

Dr. McConnell was married, in 1807, to Miss Phoebe Estes Bedlow of Ithaca, N. Y. by whom he is survived, as well as by a young son, Frank McConnell.

Source: Boston Evening Transcript, 24 June 1911, page 14.

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IV.6. THE ETHICS OF SOCIALISM
RAY M. McCONNELL

I. SOCIALISM AND THE FAMILY

A. The Socialist Attitude

Upon questions of marriage and the family, individual socialists, like other people, have diverse opinions. It would of course be folly to try to saddle all socialism with the utterances of one or even of many socialists. The following references must be understood, therefore, not as indicative of the necessary attitude of socialists, but only as indicative of the proposals of those writers who do advocate socialization of the family.

Bebel, August. Woman in the past, present and future. Translated from the German by H. B. Adams Walther. London: William Reeves, 1894, pp. 264.

Perhaps the most important book on this subject. It is an exceedingly good exposition of socialism, both in the economic order and in the family. “The gratification of the sexual impulse is as strictly the personal affair of the individual as the gratification of every other natural instinct. No one has to give an account of him or her self, and no third person has the slightest right of intervention. Intelligence, culture and independence will direct and facilitate a right choice. Should in compatibility, disappointment and dislike ensue, morality demands the dissolution of a tie that has become unnatural and therefore immoral…. The state of society will have removed the many drawbacks and disturbing elements which influence the married life of to-day and so often prevent it from reaching its full development.”

Heinzen, Karl. The rights of women and the sexual relations. Chicago: Charles H. Kerr & Co., 1898, pp. xi, 385.

A most radical and thoroughgoing advocacy of liberty in the sexual relations and of the independence of woman. “The free common-sense conception of marriage, and with it also of divorce, is everywhere still suppressed by the theological conception of the relationship between man and woman. According to the theological conception, marriage is in itself a hallowed relationship, and this abstract relation in itself, not the real happiness and interest of those who constitute it, is the chief object. Marriage is to be upheld even if the married persons perish in it. Adherents of the official and theological morality will feel in duty bound to grow indignant over the claim that in reality there is no such thing as adultery.”

Carpenter, Edward. Love’s coming of age. A series of papers on the relations of the sexes. London: Swan, Sonnenschein & Co., 1903, pp. vi, 168.

A plea, beautiful in tone, for freedom in sex-relations. “The narrow physical passion of jealousy, the petty sense of private property in another person, social opinion, and legal enactments, have all converged to choke and suffocate wedded love in egoism, lust and meanness. The perfect union must have perfect freedom for its condition. Marriage must not be hampered by legal, conventional or economic considerations. Odious is the present law which binds people together for life, without scruple, and in the most artificial and ill-assorted unions. When mankind has solved the industrial problem so far that the products of our huge mechanical forces have become a common heritage, and no man or woman is the property slave of another, human unions will take place according to their own inner and true laws. The family will expand into the fraternity and communism of all society, losing its definition of outline, and merging with the larger social groups in which it is embedded.”

Wells, H. G. New worlds for old. New York: The Macmillan Company, 1908, pp. vii, 333.

Contains a good chapter on “Would socialism destroy the home ?” Shows the thorough failure of the present order to maintain home and social purity and to rear children. Advises strict state regulation of marriage. “Children must not be casually born; their parents must be known and worthy, that is to say, there must be deliberation in begetting children, marriage under conditions.”

Wells, H. G. A modern utopia. New York: Charles Scribner’s Sons, 1907, pp. xi, 392.

Contains a good chapter on “Women in a modern utopia.” “For the marriage contract the socialist state will define in the completest fashion what things a man or woman may be bound to do, and what they cannot be bound to do. Marriage is the union of a man and woman in a manner so intimate as to in volve the probability of offspring, and it is of primary importance to the state, first in order to secure good births, and secondly good home conditions, that these unions should not be free, nor promiscuous, nor practically universal throughout the adult population.”

Pearson, Karl. The ethic of freethought. A selection of essays and lectures. New York: The Macmillan Company, 1888, pp. 446. [Second edition, revised 1901]

The subject is well discussed in the two chapters, “The woman’s question” and “Socialism and sex.” “Such, then, seems to me the socialistic solution of the sex-problem: complete freedom in the sex-relationship left to the judgment and taste of an economically equal, physically trained and intellectually developed race of men and women; state interference if necessary in the matter of child-bearing, in order to preserve intersexual independence on the one hand, and the limit of efficient population on the other.”

Stetson, Charlotte Perkins. Women and economics. A study of the economic relation between men and women as a factor in social evolution. Boston: Small, Maynard & Co., 1898, pp. vii, 340.

Finds in the economic dependence of woman the cause of most of the evils of society. Sexuo-economic specialization has made of woman a slave, and this has reacted on man for ill. With the attainment of full economic independence by woman will come her freedom from domestic servility in its various forms.

Bax, Ernest Belfort. Outlooks from the new standpoint. London: Swan, Sonnenschein & Co., 1891, pp. x, 203. [Third edition, 1903]

“Many people take refuge in deliciously vague declamation on the nobility, on the loftiness, of the ideal which handcuffs one man and one woman together for life. We cannot see exactly where the nobility and the loftiness come in. The mere commonplace man, if left to himself, would probably think that it rested entirely upon circumstances, upon character, temperament, etc., whether the perpetual union of two persons was desirable. Socialism will strike at the root at once of compulsory monogamy and of prostitution by inaugurating an era of marriage based on free choice and intention, and characterized by the absence of external coercion. Monogamic marriage and prostitution are both based essentially on commercial considerations. The one is purchase, the other hire. The only really moral form of the marriage relation is based neither on sale nor hire.”

Bax, Ernest Belfort. Essays in socialism, new and old. London: E. Grant Richards, 1906, pp. x, 336.

Contains several able chapters on the woman question, very interesting on account of their strong denunciation of the common socialist espousal of the “Woman’s Rights” cause. Maintains that in nearly all matters there is a strong sex-prejudice against the man because he is man and in favor of the woman because she is woman. Woman is steeped in sex prerogative. Socialism demands relative economic and social equality between the sexes, but not female privilege and female domination, — the real demands of the clamorers for “Woman’s Rights.” After the class-struggle has passed away, the sex question will probably become more burning, and will be the first question that the socialist state will have to solve. “If social democrats allow themselves to be caught by the feminist fallacy, they are only injuring their own cause.”

B. Adverse Criticisms of the Socialist Attitude

The following books contain good chapters setting forth and criticising adversely socialists’ teachings concerning the family.

Barker, J. Ellis. British socialism. An examination of its doctrines, policy, aims and practical proposals. New York: Charles Scribner’s Sons, 1908, pp. vi, 522.
London Municipal Society. The case against socialism. A handbook for speakers and candidates. Second edition. London: George Allen & Sons, 1910, pp. vii, 537.
Goldstein, David. Socialism: the nation of fatherless children. Edited by Martha Moore Avery. Boston: The Union News League, 1903, pp. x, 374.

 

II. SOCIALISM AND RELIGION

A. Books maintaining that Socialism and Religion are essentially Hostile to Each Other

Hartman, Edward Randolph. Socialism versus Christianity. New York: Cochrane Publishing Company, 1909, pp. vi, 263.

A careful comparison of the principles and promises of socialism with the teachings of Scripture and the principles of Christianity. The author always sticks closely to his subject and accomplishes the thorough contrast which he set out to make. He maintains that in many essential matters socialism is diametrically opposed to the principles of Christianity.

Barker, J. Ellis. British socialism. An examination of its doctrines, policy, aims and practical proposals. New York: Charles Scribner’s Sons, 1908, pp. vi, 522.

Contains a chapter showing the hostility of socialism towards Christianity.

London Municipal Society. The case against socialism. A handbook for speakers and candidates. Second edition. London: George Allen & Sons, 1910, pp. vii, 537.

Contains a chapter giving quotations from many socialists to show their opposition to, and contempt for, religion and the church.

Flint, Robert. Socialism. Philadelphia: J. B. Lippincott & Co., 1895, pp. vii, 512.

Devotes a long and very able chapter to a consideration of socialism and religion. Gives a thorough exposition of the attitude of the socialist leaders towards religion, and maintains that socialism and Christianity are natural opponents.

Stang, William. Socialism and Christianity. New York: Benziger Brothers, 1905, pp. 207.

An able attack on socialism by a bishop of the Roman Catholic Church. Discusses the character and aims of socialism, advocates social reform but not socialism, and portrays the Catholic movement in behalf of social reform.

Ashton, John. Socialism and religion. (Tract No. 9 in Vol. LXVIII of the “Publications of the Catholic Truth Society”). London: Catholic Truth Society, 1908, pp. 32.

“The Catholic Church sees that socialism strikes at the roots of man’s moral freedom; that it dechristianizes the working man; that it would confiscate her churches and secularize her schools; that it would destroy the Christian family and substitute a materialistic philosophy for her doctrine of the supernatural.”

Goldstein, David. Socialism: the nation of fatherless children. Edited by Martha Moore Avery. Boston: The Union News League, 1903, pp. x, 374.

Maintains that atheism is not a mere personal opinion of some socialists, but the bed rock of socialist philosophy. The author has made a thorough canvass of socialist literature, and has brought together the socialist utterances that bear on religion. He maintains that atheistic forces take political form in socialism, and necessitate a closer association of those organizations which stand for the propagation and enforcement of religious law.

Hall, Thomas C. Socialism as a rival of organized Christianity. In The North American Review, Vol. CLXXVIII, June, 1904, pp. 915-926.

“Modern Protestantism is woefully ignorant of its most formidable rival. The Catholic Church has been painfully awakened in France, Belgium and Italy. Protestantism awaits its awakening.”

B. Christian Socialism

Kaufmann, Moritz. Christian socialism. London: Kegan Paul, Trench & Co., 1888, pp. xviii, 232.

A splendid discussion of Christian socialism in France, England and Germany. It desires to show that an intimate connection exists between socialism in the best sense of the word and Christian philanthropy. While maintaining that there is genuine kinship between Christianity and socialism, the author acknowledges certain lines of demarcation and devotes an interesting chapter to a consideration of “Unchristian Socialism.”

Stubbs, Charles William. Charles Kingsley and the Christian social movement. London: Blackie & Son, 1904, pp. viii, 199.

Gives a very interesting sketch of the early Christian socialist movement, in especial connection with the life of Kingsley, and shows the great influence of that theologian upon later developments of church life and thought.

Woodworth, Arthur V. Christian socialism in England. New York: Charles Scribner’s Sons, 1903, pp. viii, 208.

Traces the historical development of Christian socialism from its origin under Maurice and Kingsley to its present form in the Christian Social Union and shows the connection between the two. Contains a good bibliography of Christian socialism from earliest times to 1900.

Nitti, Francesco S. Catholic socialism. Translated from the second Italian edition by Mary Mackintosh. With an introduction by David G. Ritchie. New York: The Macmillan Company, 1908, pp. xx, 432.

A very learned statement of the theories of the Catholic socialists of Germany, Austria, Switzerland, France, Belgium, England, Spain, Italy and America. It shows how “Catholic socialism, while unlike the other systems of socialism it seeks to reform society in the name of God, does not on that account seek to modify it any the less profoundly.” The discussion is sympathetic yet impartial.

Campbell, R. J. Christianity and the social order. New York: The Macmillan Company, 1907, pp. xiii, 284.

The author believes that the socialist movement represents a return to the primitive Christian evangel, freed from its limitations and illusions, and is destined to rescue the true Christianity from ecclesiasticism in its various forms. The main purpose of the book is to show that the practical aims which primitive Christianity set out to realize are nearly identical with those of modern socialism.

Gladden, Washington. Christianity and socialism. New York: Eaton & Mains, 1905, pp. 244.

Aims to bring Christianity and socialism “into more intelligible and more friendly relations.”

Ward, William. Religion and labour. London: Edwin Dalton, 1907, pp. 188.

An able and interesting argument, based on Christianity, for nearly all the ends desired by the socialist.

Sprague, Philo W. Christian socialism. What and why. New York: E. P. Dutton & Co., 1891, pp. vi, 204.

Sets out to answer (1) what is socialism, (2) what are the causes of socialism, (3) what is the relation of Christianity to socialism, and (4) how can the great social and economic changes involved in socialism be gradually brought about by just and orderly methods.

Davidson, J. Morrison. The gospel of the poor. London: William Reeves, 1894, pp. viii, 162.

A powerful combination of scriptural quotations and economic statistics.

Publications of the Christian Social Union (formerly the Church Social Union). Boston: Office of the Secretary, The Diocesan House, 1 Joy Street.

Upwards of sixty pamphlets have been published. A good many of these are very valuable from the standpoint of Christian socialism. As among the best may be mentioned the following: [No. 26] “Christian Socialism,” by Frederick Denison Maurice; “The Church and Scientific Socialism,” by James T. Van Rensselaer; “The Christian Law,” by Brooke Foss Westcott; and [No. 30] “Christian Socialism and the Social Union,” by George Hodges.

 

Source: Teachers in Harvard University, A Guide to Reading in Social Ethics and Allied Subjects, Lists of Books and Articles Selected and Described for the Use of General Readers. Cambridge, Mass.: Harvard University, 1910, pp. 174-182.

Categories
Bibliography Fields Harvard

Harvard. Short Bibliography of Strikes and Boycotts for “Serious-minded Students”, Ripley, 1910

 

Strikes and Boycotts are the subjects  covered in the brief 1910 bibliography provided by Professor William Z. Ripley, and transcribed below along with links to digital copies of the items found at archive.org, hathitrust.org, as well as at other on-line archives.

In 1910 Harvard published 43 short bibliographies covering “Social Ethics and Allied Subjects”, about half of which were dedicated to particular topics in economics and economic sociology. The project was coordinated by Plummer Professor of Christian Morals, Francis G. Peabody.

Previously posted bibliographies from Peabody’s “Social Ethics and Allied Subjects”:

Economic Theory by Professor Frank Taussig

Taxation by Professor Charles J. Bullock

Trade Unionism by Professor William Z. Ripley

Social Insurance by Dr. Robert Franz Foerster

Economics of Socialism by Professor Thomas Nixon Carver

_____________________________

From the Prefatory Note:

The present list represents an attempt to make this connection between the teaching of the University and a need of the modern world. Each compiler has had in mind, not a superficial reader, nor yet a learned scholar, but an intelligent and serious-minded student, who is willing to read substantial literature if it be commended to him as worth his while and is neither too voluminous nor too inaccessible. To such an inquirer each editor makes suggestions concerning the contents, spirit or doctrine of a book, not attempting a complete description or a final judgment, but as though answering the preliminary question of a student, “What kind of book is this?” The plan thus depends for its usefulness on the competency of the editors concerned, and each editor assumes responsibility for the section to which his name is prefixed.

Source: Prefatory Note by Francis G. Peabody. A Guide to Reading in Social Ethics and Allied Subjects, Lists of Books and Articles Selected and Described for the Use of General Readers. Cambridge, Mass.: Harvard University, 1910, p. vi.

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IV.8. STRIKES AND BOYCOTTS
WILLIAM Z. RIPLEY

Most of the general treatises on trades unions (q. v.) devote much attention to the subject of strikes. There are few books devoted solely to the subject. Among the best references, including some of those already in the list of references under Trade Unionism, are the following:

Adams, Thomas S., and Sumner, Helen L. Labor problems. New York: The Macmillan Company, 1905, pp. 175-212, with bibliographical notes.
Commons, John R., editor. Trade unionism and labor problems. Boston: Ginn & Company, 1905, pp. xiv, 628.
Gilman, Nicholas Paine. Methods of industrial peace. Boston: Houghton, Mifflin Company, 1904, pp. x, 436.
Nicholson, Joseph Shield. Strikes and social problems. London: A. & C. Black, 1896, pp. viii, 238.
Hall, Fred S. Sympathetic strikes and sympathetic lock-outs. Columbia University Studies in History, Economics and Public Law, 1898, pp. 118.

A valuable study of a perplexing sort of conflict. Also bibliography.

Howell, George. The conflicts of labor and capital. Second and revised edition. London: Macmillan & Co., 1890, pp. xxxvi, 536.
Adams, Thomas S. Violence in labor disputes. Publications of the American Economic Association (February), 1906, pp. 176-218.

Strike statistics are now compiled by all the leading countries of the world. The official reports are currently reported and reviewed in the Bulletins of the United States Bureau of Labor.
The best discussion of the facts is found in the following references:

Hanger, G. W. W. Strikes and lockouts in the United States, 1881-1900. Bulletin of the United States Bureau of Labor, No. 54.
Farnam, Henry W. The quantitative study of the labor movement. Publications of the American Economic Association (February), 1906, pp. 160-175.
Cross, Ira. Strike statistics. Publications of the American Statistical Association, No. 82, 1908, pp. 169-194.

The law relating to industrial conflicts is fully discussed in the “Final report of the United States Industrial Commission” (Washington, 1902). The development of the law of conspiracy is discussed in the “Johns Hopkins University Studies in Historical and Political Science” (1909). Other references will be found [in the other Ripley bibliography] under the legal aspects of Trade Unionism.

The use of injunctions in labor disputes is technically discussed in John R. Commons’ “Trade unionism and labor problems” (p. 156), with many further references. A special issue of the “Studies of the American Economic Association” in 1893 gives a fair account. Consult also the “Final report of the United States Industrial Commission” and the “Report of the Massachusetts Commission on Relations of Employer and Employed,” 1904, p. 58.

The illuminating Australian experience is best treated by Dr. Victor S. Clark in his “Labour Movement in Australasia” (New York, 1906); as also by D. Knoop, “Industrial conciliation and arbitration” (London, 1905).

Canadian experience under the new Industrial Disputes Act is described by Dr. Victor S. Clark in Bulletins Nos. 76 and 86, United States Bureau of Labor, 1908 and 1910; and by Dr. Adam Shortt in Publications of the American Economic Association, Proceedings of the Twenty-first Annual Meeting, 1908, pp. 158-177.

 

Source: Teachers in Harvard University, A Guide to Reading in Social Ethics and Allied Subjects, Lists of Books and Articles Selected and Described for the Use of General Readers. Cambridge, Mass.: Harvard University, 1910, pp. 186-187.

Image Source: Harvard University Archives. William Zebina Ripley [photographic portrait, ca. 1910], J. E. Purdy & Co., J. E. P. & C. (1910).

Categories
Columbia

Columbia. Personal Narrative of the Columbia Crisis. A.G. Hart, May 1968

 

This contemporary eye-witness report of the events of April/May 1968 by Columbia University economics Professor Albert G. Hart can be found in the economics department records in the Columbia University archives. Added to this transcription of a rather faint mimeographed copy is a link to a convenient overview of those events assembled by the Columbia University Libraries.

Hart was clearly writing for his colleagues but also for us historians (he closes with the German text from Buxtehude’s “Du Frieden-Fürst, Herr Jesu Christ”, and not just a phrase but three full stanzas without translation. Learned showboat?). He also didn’t want his report to leak to academic adversaries, but I think with over a half-century between us and this document, we can now legitimately “declassify” Hart’s 26-page typed “Annotated Narrative of the Columbia University Crisis”.

______________________________

Who’s Who and What’s When
Columbia University, Apr/May 1968

Columbia University Libraries. Web exhibit: 1968 — Columbia in Crisis.

______________________________

ANNOTATED NARRATIVE OF THE COLUMBIA UNIVERSITY CRISIS
CONFIDENTIAL

From: A.G. HART
4 May 1968

To:

J.W. [James W.] ANGELL
H. [Harold] BARGER
A.R. BURNS [sic, A.R.B. was 73 at the time, A.F.B. was 64]
C. [Carter] GOODRICH
C.S. [Carl S.] SHOUP
W.S. [William S.] VICKREY

You will all obviously find yourselves in a position where you must explain to outsiders what has been happening to us at the University; and I hope you will feel impelled to offer us some counsel. Hence, you ought to be getting some word from us as to how things feel, with enough detail on the happenings to show where we get these feelings. It’s quite plain I won’t get around to writing all the indicated personal letters; hence this circular. Please don’t take it as a complete briefing (even in my intention, let alone in fact): I was well-placed to observe and saw a lot; but I was watching at any time only one segment of one ring of the 12-ring circus and was rarely calm.

The format of this paper is an annotated narrative rather than an analysis. Diagnosis[,] prognosis and prescription have to go on while we’re sick and I am much involved. But it would be pretentious to claim full understanding; and a sketch of a chronology is necessary in any case. Hence I use a chronological skeleton. While I think one can produce a much more coherent report by addressing it to somebody in particular I want to be in a position to show this to a moderate number of people outside its address list. Largely for this reason, I avoid name-dropping except where I am clear that the act or utterance in question was designedly public and that to put a name to it is illuminating about the general process at work.

Before I dive in, let me say that so far as my observation an intake of reliable gossip reach, none of the economists (senior faculty, junior faculty and students) seem to have done or said things that will prevent us from working together in harmony and mutual respect. Things that may yet take a serious turn for the worse; but I think the Department of Economics is coming through in good shape.

Opening episodes

Tuesday, 23 April. While most of us knew there was ferment among the students (and my wife was hearing almost daily from Negro co-workers in West Side Relocation that the Morningside Park gym was going to be a focus for riots), it was a surprise to most of [us] that the troubles erupted so suddenly and strongly. I arrived on the 5th floor of Kent for a 12-o’clock class just as the announced protest and counter-protest got under way in front of Low Library. Having put together my normal prefabricated notes I was moderately coherent about regional problems within Latin American countries. When I told a student who insisted on gawking out the window that I’d “lower the guillotine” to reduce the noise; he walked out; wasn’t ours after all; but just a fellow with a camera? We heard some cries of “Let’s go” and a lot of rushing about. (The surge was first toward Low then towards Hamilton. Eyewitnesses tell me, what I could have seen from our window but missed that when the demonstrators crossed flower beds, they managed to avoid trampling the tulips, which were best-ever).

By early afternoon, we all knew that Hamilton was occupied. But while it was a curious sensation to walk past Hamilton — especially after rumors spread that Harlem had been invited in — the rest of the campus was more or less normal. The monetary seminar met in Haskell with only moderate signs of distraction; office hours were normal. Tuesday evening I read dissertations.

Wednesday, 24 April. Wednesday also had an air of quasi-normality; though one learned that the blacks in Hamilton had evicted the other occupants who in turn had “liberated” much of Low Library.* From the faculty standpoint, it was refreshing that the College Faculty met and passed some resolutions.1 Above all it called for cessation of work at the site of the Morningside Park gym project and for an announcement that work would not be resumed unless building there was accepted on behalf of the community by some group of community leaders.2

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*Spectator, which seems suddenly to have jumped from adolescent to adult approaches, reported this most interestingly—though with some confusion between hours AM and PM. The rumor that blacks imported by the “Afro-American students” from Harlem[?] as “representatives” of various organizations were taking charge with guns, was apparently traceable to what the ineffable Mr. [Mark] Rudd told his constituents inside Hamilton.

1 The Faculty of Political Science had met on Friday the 19th, with the weakest attendance I have ever witnessed—about 20, which I am told was a shade higher than the 1967 meeting when I was in Frankfurt. Robert Merton remarked near the end of this meeting that we had managed to sit an hour and a half without discussing anything that wasn’t merely procedural, and told us we’d simply have to find ways to revivify faculty meetings by having an agenda with real substantive content that would command participation.

2 I find I am unclear as to what stand was taken on “University participation in IDA [Institute for Defense Analyses]”: of course, I have no seat in the College Faculty, and I find I haven’t either brought the relevant papers to Connecticut for this breather Nor stored my mind with any clear memory of what I may have been told by the brethren who were at the meeting.
The IDA issue is of course typical on the interplay between the SDS [Students for a Democratic Society] agitation and Kirk’s reactions. They chose to ignore (though never quite denying) the fact that the Trustees had voted withdrawal, and to concentrate on the fact that Kirk and one trustee remained as directors.
As one of the economics graduate students closest to the strike leadership said at the department gathering last night (May 3), the strike couldn’t lose while it had Kirk to oppose it! Why didn’t he have the wit to withdraw as director so as to make the University’s withdrawal unambiguous?

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Closing of Fayerweather

Thursday, 25 April. On Thursday morning I arrived at Fayerweather to find that there was a picket line circulating in front of the south door, and a solid mass of cheerful-looking youngsters sitting on the steps inside.Various classes (including Wellisz’s Development) had been held normally at 9 o’clock, but Wellisz, having left, was locked out.

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3 Yes, the grey-haired and unidentified professor the back of whose head (stuck into Fayerweather door at an interrogative angle) got into the Daily News, Times, and other spots was AGH. I was looking to see whether anybody on the steps looked to me like a student I’d ever seen before; none did. Paul Lazarsfeld, who came up with me (wanting to go to his office) also looked and recognized nobody; though other sociologists told me some of their students were on those steps.

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            While Lazersfeld and I were at the door, people inside closed and locked it. Then there was thinning out of students inside. Presently there was a lot of talking and moving around, and inside the door appeared Eileen Christianson (at top of the steps also Eva Kiessling); Eileen was fumbling with a key in the lock. My impression was that she wanted out and was being kept in; so when in the confusion the door opened, I stuck my foot in it. None of us from outside tried to push in. It turned out that what was up was a protest-within-the-protest. Eileen objected to having her work (on behalf of students) interfered with; and if the lads said “strike”, she’d have them know that she’d worked six years for a trade union, knew what a proper strike was, and saw this “strike” was out of order! Things were getting hotter; messenger from Hamilton wanted to know if Fayerweather wanted some of them to come over: TV men on the steps were trying to tape the excitement, and I was afraid (though I didn’t actually touch anybody) that there might be pictures that looked as if faculty were hitting students. So I urged Eileen to adjourn upstairs; she and Eva later left by a 300-floor window (room 302 if that’s the seminar-room under the examination room) that later became the portal for an enormous traffic.

I met my 12:00 class in Kent, and we talked largely about affinities between this trouble and those in Latin American universities. One of the Argentinos had remarked to me outside Fayerweather that while they had strikes, LA students couldn’t have tolerated a strike that hadn’t been voted by a proper student-body meeting. I asked the students in Kent (about 2/3 of normal attendance) whether they’d had any notice of a meeting at which they could consider a strike, and not one had had such notice or heard of a meeting he could go to.

So far as I can remember it, Thursday afternoon was when arm-bands began to blossom, and there began to be people at the gates (only those at the ends of College Walk were left open) calling for a look at University identification.

Thursday afternoon and evening I still felt able to get ahead a bit with my current research project and with dissertations. It didn’t seem unplausible that one would wake up Friday and find everything had blown over. There was still blasting to be heard from the gym site, but one expected to hear that the University was backing off.

Faculty mobilization

Friday morning, 26 April. So far as I was concerned, my last more-or-less-normal act before plunging into the crisis as full-time occupation was to pick up some computer printout early Friday morning. By this time, one was getting reports of very awkward “confrontations” involving faculty. There had been some sort of hassle in front of Fayerweather and another around Low. I had the impulse (which evidently was rather common among the brethren) that we should be trying to get the faculties convoked. My notion was to get the 20 signatures on a paper addressed to Sigmund Diamond as chairman of the Committee on Instruction which (according to a conversation between Low and Fayerweather with Diamond and Dean Frankel on Thursday sometime) would be necessary to convoke Political Science according to the members’-demand procedure. My first thought was to circulate on campus with a clip-board; but my wife persuaded me that might help stir things up. Wellisz and I concocted a paper calling for a meeting with primary emphasis on trying to define in advance a distinction between modes of police action we must reject and modes we might accept in case of a decision to clear the by-now-five occupied buildings. Wellisz (though late for a meeting in Harlem) let me into the International Affairs building, which was the likeliest place to find any number of members of our Faculty that could be spoken to quietly. I came out a couple of hours later with several signatures (nearer 10 than 20) and with advice not to push a call till we’d heard from the Advisory Committee of the Faculties. (In the end the Advisory Committee never met, or at least did nothing I’ve heard of).

Friday early afternoon, 26 April. During Friday afternoon, the word was passed that an informal meeting was to be held late in the afternoon at the Faculty Club, consisting of available members of the three Committees on Instruction of the Graduate Faculties, augmented by such ex-department-chairmen types as me. Meanwhile, I dropped into Philosophy Hall, which bore a sign (one of the few conspicuous touches of humor in this dead-pan affair) “liberated by the faculty”, and where somebody-or-other at the door insisted on seeing faculty identification. I had been warned that a group of light-weights had been holding a marathon meeting in 301 Philosophy, urging all sorts of foolishness, and needed to be squelched by some senior faculty. So pending the beginning of the Faculty Club meeting, I thought I’d better visit 301 Philosophy just long enough to find a chink in their discussion into which I could insert a dignified protest. Where did these characters get the idea they could claim to speak for the faculty at large, or even could assert they were sensible enough to deserve a hearing? I sat about two minutes before I noticed that maybe I didn’t want to protest; within an hour I found that I very much respected the way they were working and might want to wear the white arm-band, which turned out to denote ad-hoc-faculty-group-as-peace-force.4

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4 As to becoming a member, I found I had already become one by showing faculty identification to enter Philosophy Hall and then entering room 301; if I chose, I could become a non-member by walking out at any moment without fuss, and could become a member again by walking in again. Once in a while I heard it said that to be a real member you had to put your name to a paper that committed you not to meet classes till certain “student” demands were met. But nobody either presented me with such a paper, claimed that non-signers were non-voters, or called upon me to take or authorize any action that conflicted with my quite-different principles.
By the time I came in, it was plain that the role of the ad hoc group was above all mediation. They had quite a team of mediators (among them Peter Kenen), who were rarely visible except in rapid passage — and who had to take horrible abuse from the SDS people and carry messages which they knew were not being properly transmitted to rank-and-file in the buildings.
It turned out that the group of faculty had also intervened to block an attempt of the “majority coalition” (jacket-and-tie types students, with a considerable admixture of athletes) to enter Fayerweather and dislodge the occupants, of whom (though I didn’t believe it when first told so by faculty who had been in and out the window, there were some 400. Furthermore, the group had resisted an attempt to move into Low a number of plain-clothes policemen. I think both of these were Thursday-night events, though my timing could be off here.
The white-arm-banded faculty by the time I came in were (1) manning the gates and checking University credentials for entrance; (2) circulating on campus to “cool” disturbances; and (I think so soon) manning the “ledge” around the foot of Low Library, to prevent entry through windows of people aiming to join the SDS occupants. (Exit—sorry, “egress” — was ok, with rainchecks for ingress to designated couriers escorted by mediators or members of the ad hoc group’s steering committee. Result: rapid accretion of improvised law, leading into the “Hedge-Ledge Treaty”.)

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Friday late afternoon, 26 April. The Friday afternoon meeting of the augmented Committees on Instruction was a heartening expression of sweet reason—but a little hard to remember in detail. For once, nobody said anything silly or inflammatory; but we did rather wonder whether we were saying anything applicable. The main outcome was a decision that the Committees should convene a joint session of the three graduate faculties.

Friday evening, so far as I can remember, went into a plenary session of the ad hoc group. Every now and then ther’d be an interruption because more people were needed at the gate, or there was need of white armbands to tone down some incipient mob scene. Early (that is, 1 AM) to bed for me.

Saturday, 27 April. Saturday was a day of prolonged meetings of the ad hoc group, with walks to talk to students. My memory is rather vague on details. Late in the day, Alan Westin (admirable chairman of the group) put it that the resources of mediation were about played out and we should move toward having a settlement-proposal. I went to dinner at the Clifford’s (Jimmy didn’t make it, being absorbed in the meeting); conversations with Kenneth Boulding, who stressed among other things seasonal aspects of disturbances.

Beginnings of formalization

Sunday morning, 28 April. Sunday opened with an 8 AM meeting of the ad hoc group, which voted some very good resolutions cooked up by the steering committee. The gymnasium-clause, especially, was a masterpiece—holding open the idea of building in the park only if agreed to by civic and community leaders picked by Mayor Lindsay. The Group held out against a commitment to amnesty for those occupying the buildings, and called for activation of a proposed tri-partite body (faculty 5, students 5, administration 2) with a named roster of members that had been negotiated (I gather largely by Peter Kenen, whose name is on it) with the strikers and Low Library.5

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5 Before I came in, a three-man committee with Lionel Trilling as draftsman had been proposed by the ad hoc group and empowered to draft a scheme for such a body by the administration — the first step toward a process of negotiation via agreement on a slate of people to take something in hand.

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            The proposal to convoke the three Graduate Faculties had expanded during Saturday into one to call the “General Faculty”—an amalgam of all faculties within the Corporation (no Barnard, and no TC [Teachers’ College]) on the Heights (no medical, no Social Work). Western Union for once got some business: invitations by telegram. This met in Law School A-B. Trilling read the almost-final report on the judicial tripartite body; Westin got to explain the ad hocgroup’s resolutions, which he did not call on the General Faculty to adopt. We voted I can’t quite remember what (including some corrective to the Trustees’ goof in characterizing the Friday suspension of blasting at the gym site as a matter of “courtesy” toward the Mayor, nothing more), and avoiding any commitment to general amnesty.

Sunday afternoon, 28 April. The afternoon so far as I can remember it, was spent outdoors. The “majority coalition” decided to move in around the occupied side of Low Library (west) and set up a food-and-ingress blockade by occupying en masse the ground between the faculty’s ledge and the surrounding hedge. (Walks outside remained as a no-man’s land). SDS tried various run-the gauntlet tricks, and we had a thick white-arm-band line on the ledge, with confused mimeographed instructions (hedge-ledge treaty) which set up something like a game of capture-the flag. Incredibly picturesque colored children swarmed, with handfuls of our tulips.

Sunday night, 28 April. In the evening, there were the usual meetings. A bad night was forecast. At midnight we diverted a small fraction of the meeting to guard duty. Having donned a white armband for the first time in the afternoon, I had a spell of gate duty and then about two went on the ledge. Very quiet. There was a pleasant encampment of “coalition” people inside the hedge, and the College Walk a camp of SDS people, with candles, guitars, etc.—very serene and rather a beautiful sight. About four a bagpiper started to skirl between the two; but somebody whispered to him and he collapsed. Fuss over flag-raising at dawn, with the “coalition” very firm on singing Star Spangled Banner. The 4AM relief of faculty didn’t turn up, which made the night rather wearing as our numbers thinned out to an extent which we were told had proved dangerous the previous night; but no adverse consequences. About 7, new white armbands began to build up, and the night-guard went off to sleep.

Monday morning, 29 April. Monday the ad hoc group convened about 10AM, and Westin announced the day would be devoted to trying to get a real rallying of sentiment to our terms of settlement. Kirk had put out a statement (printed by the Times in a box with the ad hoc group statement[)] that represented substantial concessions. We voted for a terms of-settlement package with a useful sequence: If Kirk would make recommendation to the Trustees to meet the gymnasium proposition and activate the judicial body, we would then demand that the building-occupiers come out and submit to academic due process (no amnesty, but indications of “uniform punishment”). If the strikers refused this, we would cease to “interpose” and let the Administration have a free hand to clear the buildings. Kirk came through rather promptly with a response which many of us saw as “yes but”—with a readily-negotiable but. The SDS strikers, on their side, sent us at 6 PM a complete refusal to accept these terms.

Monday evening, 29 April. When the ad hoc group reconvened in the evening, it was plain that the steering committee was rattled. Westin was able to read a long list of telegrams (Javits, the AAUP, etc.) commending our terms. But there was a whole series of disastrously bad proposals. Before Westin and the Steering Committee were on deck, there was a proposal to evacuate our ledge because of physical danger to our people there. We took a recess, looked, and came back convinced this was nonsense—though a few eggs had hit our brethren, and one large-size fruit-juice can had scored a near miss. Next the Steering Committee moved a statement that treated as substantially identical the Administration’s yes-but answer and the SDS’s resounding no. (Westin’s slogan had been “bitter pills for everybody”; as I see it, the bitter bill [sic] for us in the ad hoc group was that we had to take yes-but as yes, or else negotiate the but). This not meeting acceptance, they moved t[o] invoke arbitration to be set up by Governor Rockefeller. But it proved that they’d no evidence that arbitration would be accepted, any more than mediation, by SDS.

Monday midnight, 29 April. Adjournment rather after midnight, with no program formulated, put a lot of our people on the ledge. For my part, I had shifted myself to the 4 AM list, reckoning that with so many of our people ready to drop from exhaustion, actual arrivals of 4 AM relief men were essential so that we’d at least have a presence as observers (lacking any basis for real effectiveness) in case the “blowup” came at the most probable hour of the night.

First steps toward unwinding

Tuesday morning, 30 April. My alarm didn’t sound at 4 AM: I hadn’t pulled out the can-ring peg. (Is this what happened to the 4 AM reliefs the previous nights?) But my wife, who never wakes at such hours, had set her internal timer and poked me when the alarm-clock said 4:05. (It was 10 minutes slow). So I got to the Amsterdam gate about 4:25. The police, who had been around in force almost all the time since Thursday mid-day6, were thinned out and more in motion; nobody checking credentials at the gate. The noisy Harlem demonstration that had been at the corner at 1 AM had vanished.

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6The Amsterdam-Morningside block of 116th was throughout a mass of parked police cars (including horse-vans, paddy-wagons sometimes, and on the last days ordinary city buses that had brought in large batches of police). There were always a good many police on foot on the block, who would talk pretty freely. Even the mounted police weren’t totally frozen: I regretted lacking a camera when I saw a small colored boy in a red sweater petting a very placid horse with a rider up.
The police apparently held all the “100-level” tunnel network from Thursday onward, but eventually entered almost all occupied buildings by campus-level doors. When I began to circulate on the 100-level of Low, I found a small reserve on the benches near the “Security entrance”. While on the gate, I passed lots of plain-clothes police that flashed badges. One of the objectionable features of the “blowup” was that plain-clothes men took a hand without putting on visible badges.

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            Yes, the “blowup” had happened while I slept. The word was that mounted police had swept away the outdoor demonstrators. The Administration had given 30 minutes notice that the buildings would be cleared on bull-horns. At Hamilton (which had been the point we were afraid might lead to major trouble), there was token resistance; police went in without clubs, and occupiers came out in some order. In front of Fayerweather, a number of white-armband-types linked arms and got clubbed; police at the 54th St. station told a companion of mine that “if they link arms you have to use clubs”.There was a considerable fracas at each of the buildings with fairly solid masses of “radical” occupants (Low, Mathematics) and also at Fayerweather (into which most of the “moderates” had been displaced).

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7The TPF (“tactical police force”) had been around all week, and felt frustrated. A partly-rational explanation could be that they were aware that they were being kept away from other danger-points in the city and were losing sleep—hence were losing effectiveness in alternative uses. It occurs to me, too, that it may have been painful to be kept away from their taxi-driving and other “moonlighting” jobs, even though getting overtime pay.
The police group that took Hamilton must have been specially selected and indoctrinated. Most of the faculty feel that if an acceptable mode of police action was feasible there, it would have been so in the other buildings. There is no doubt, however, that the other groups were less disciplined than Hamilton. (Damage in Hamilton was limited to furniture used to barricade the doors. This may also have been true in Fayerweather before the police started smashing glass panes in doors to see who was inside. But in Mathematics and above all in the presidential suite in Low, there was damage on a large scale of strictly malicious character). The police also did not and perhaps could not have a huge superiority of numbers at points of contact: Fayerweather contained at the blowup some 300+/- 50 strikers, mostly on the 200 and 300 floors. I still regret that I wasn’t able to persuade faculty groups to consider in advance the difference between weaponless police action which would pull-and-carry and armed action which would club-and-push. We have no reports of guns being used; handcuffs were used as brass knuckles—an angle I hadn’t thought of at all.

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            At the corner of 116 and Amsterdam, I found a few white arm-band people who like me were just turning out, and a couple who had been on campus. The word was that we’d go to somebody’s apartment on 116th and see what we could find out by phone. I dashed home to use my own phone, alerted my wife, and called up her brother (Bethuel Webster), who coached me a bit as to how arrestees could be advised. (Only family and attorneys have a recognized right to see them; family can designate attorneys.) As I turned the corner back onto 116th, I met a young-faculty type I didn’t know, in shock with a broken head, and with a middle-aged woman; they said they wanted a phone, and I referred them to my wife, who tells me she took them in. The previous knot of faculty being invisible and not in the designated apartment, I went through an unguarded gate to Philosophy for instructions, and found 301 was a dressing-station, with no ad hoc leadership in evidence. So I took it upon myself to visit police stations. Some students at 114th and Amsterdam, who had a car, ferried me around. We found at West 100 St. that all arrestees were blacks from Hamilton, and that somebody had taken our role. At West 54th Street we found also only Hamiltonians, and the police gave us a list. At West 68th Street things were more confused: they had about 25 arrestees in stock, and refused a list. I asked if any were faculty, and the produced “one somewhat older”, who turned out to be Dankwart Rustow. The police refused to give me a list, and refused to let me hand a clip-board around; but they conveniently failed to notice when Rustow opened the door of the room they were using and handed me a slip the arrestees had all signed. This was at 6:30; Rustow said not to call his wife till 8 o’clock, as she expected to hear nothing from him sooner. Following advice from a student reporter from WKCR (which throughout has done a first-rate job of reporting) I got WKCR to come and fetch the list from 7th-floor Philosophy.

Tuesday mid-day, 30 April. It developed that the General Faculties had been called for 4 PM, and the ad hoc group had called itself for 10, 10:30 maybe? This ad hoc group gathering shifted to Earl Hall because 301 Philosophy was disrupted, then to MacMillan because Earl Hall was too small. It was finally called to order at noon. Westin proceeded to lay out a resolution the Steering Committee had framed, in a state of shock, before 10 o’clock; it opened with a resounding vote of lack of confidence in Kirk and Truman and ended with a call to “respect” the new student strike that was already visibly shaping up. A “medical report” was called for, and proved to be such an incendiary utterance that Westin had to insist the doctor give us a few facts and sit down.8 The tone of most utterances was rather frantic; a move to adopt the revolution “by acclamation”, rejected by Westin, proved hard to head off. After about an hour, Westin (after whispered consultations) announced that the Steering Committee was amending its resolution to say that so far as the strike was concerned, the ad hoc group would reconsider its position after 48 hours. From my standpoint, this was crucial: I’d still have had to vote “no”, but if the amended resolution had carried, I would not have felt I had to drop out of an organization which, taking a wrong stand, guaranteed to reconsider. After a further hour, Westin announced that in the light of the discussion the Steering Committee was convinced that it could quickly frame a much better resolution; he withdrew the resolution and called for a recess. A motion to recess proved to draw shouts pro and con. Westin was about to call a vote when somebody (I can’t remember who) objected that what with the attendance being double that of any previous meeting and with the lack of screening of identification as we shifted from Earl Hall, we could be sure that many present were not faculty and that many were so unfamiliar with our operations that they couldn’t fully gauge the situation. He suggested that those who had attended no previous meeting of the ad hoc group should abstain from voting on the recess. Angry shouts opposed him. So Westin said that with or without a recess, he withdrew the resolution and called on the Steering Committee to move with him to a place where they could work. The moment he left, one of the more responsible survivors proclaimed that the meeting had adjourned, and the great bulk of those present left.

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8One clearcut scandal was that although the Administration saw violence happening and knew a “blowup” was imminent, it took no steps to set up emergency medical facilities on campus. The natural consequence was that there was a volunteer group linked to the strikers. One of the Communist stereotypes of the 1930’s (cf. various works of Howard Fast) was the noble doctor who worked inside rebel lines till the damned reactionaries played on his nobility to get him in their hands. Was it really necessary for the Administration to let this hackneyed scenario be reused on our campus?

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            As I was leaving too, the preceptor on my left urged me to stay a minute. One of the more obstreperous members of the ad hoc group was saying very proper things—that “those who remained in the room”, as a non-meeting, might want to hear a statement on the new student strike by the Executive Vice-President of the Student Council. This lad then popped up, and with great propriety made a strictly explanatory statement (laced with hopes of faculty support), making it clear that this was a new strike to express revulsion against violence, not a continuation of the old strike, with a strike committee for the present composed of elected leaders from student organizations that had not participated in nor approved occupation of buildings, and with its statement of objectives yet to be formulated. Then the Student Council lad introduced a young African (seems to straddle faculty and student status, like many of the juniors), who had made a disturbance in the previous meeting. He started by an apology for the disturbance, went on to other remarks which I disliked but which in substance seemed admirable in spirit—and then rashly pronounced the word “motion”. Then he swallowed his tongue, evidently sensing that one can’t put motions to a non-meeting. But at least twenty voices cried “Yes: motion”. He started to unreel a form of words about “the faculty members present at this meeting”, and almost instantaneously a large proportion of us were on foot headed for the exit. (I had the sensation of leading a walkout from my well-chosen heckler’s position, second row on the aisle; but if I was leading it, come to think of it, why were there a hundred people ahead of me on the way to the exit?) According to one of the few New York Times stories that seems to check in detail—another evidence that the room contained unqualified people—about 125 people remained, claimed that the meeting had not adjourned and they were the ad hoc group, and passed “unanimously” the original Westin resolution. Since the story said also that there had been 600 present when Westin took the Steering Committee, [but] my feeling is that it isn’t necessary to repudiate this rump, but the figures will speak.

Second meeting of the General Faculty

The General Faculty meeting was transferred to the Chapel. It convened almost on schedule, with an almost full house. I missed the opening because I was in the porch taking a hand in leading to vacant places in the balcony 20 junior faculty who had somehow sifted themselves out to act as observers on behalf of the juniors in the ad hocgroup.9 The moment Ralph Halford came out to tell us the meeting had accepted the 20 observers, I helped pilot them to the north balcony.

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9Kirk had transformed a suggestion from the junior group that they participated in the first General Faculty meeting into a proposal in invite twenty by telegrams like those sent to senior faculty. But an accident (call to people framing the list of 20 to help “cool” a fracas outside Low) prevented completing the list, and the telegrams never went.
Kirk opened the first meeting with a request for unanimous consent to admit one junior representative as observer, which was done. It seemed to me that if tokenism was the order of the day, one wasn’t the optimum permanent level for it; so I got the question taken to Truman and he suggested 20, to be picked by some procedure the juniors were to find themselves.____________

 

Tuesday afternoon, 30 April. After a brief statement of his own and somewhat more from Truman, chiefly about the police action, Kirk introduced Hofstatter [sic, Richard Hofstadter], who presented a list of resolutions (half a dozen well-worded points, on one sheet of paper that had been handed to everybody) concocted by a stable of most estimable middle-of-the-road types including Hofstatter[sic], himself, Daniel Bell, and I think Trilling. The main content was a move toward constitutional reform (constitutional convention for the University; preparatory commission to organize the convention; demands upon the Trustees that they take a constructive part in reorganization). The first line of the resolutions referred to the “necessity” of the policy action and the last point to continued leadership by Kirk and Truman, so that this motion was vote-of-confidence sandwich, with lots of rather appetizing stuffings.

A number of prestigious professors were primed (as at the first General Faculty meeting) to support these resolutions, stressing the “no-recriminations” aspect of the first point, and the go-ahead character of the rest. But presently up rose Marvin Harris and moved as an additional resolution the original Westin proposal to the morning session, pointing out that its author would probably oppose it. This resolution too had a lot of sound where-do-we-go-from-here stuff in the middle; but since it opened by repudiating Kirk and Truman and ended by endorsing a strike, it was a vote-of-no-confidence sandwich. Kirk ruled from the chair that there was no use treating this as an additional resolution, but it had to be seen as a substitute. Since its main content seemed to be lack of confidence in him, he felt he should not continue to preside, and called upon Dean Warren to take over as presiding officer. By some miracle, previously non-existent chairs appeared just below the steps, and he and Truman stepped down into them.

Westin did get up to say that he opposed the motion of his drafting as an utterance from the General Faculty. From that point, discussion ran downhill as to content and got more and more shrill. Every speaker was being oh-so-parliamentary and trying to speak to the substitute proposal without reference to the original. Some sort of confused vote was taken on something which required a show of hands and a very slow count, and indicated that on any more substantive vote we were likely to split with at least a third dissenting. At this point up stepped Maurice Rosenberg and introduced a most valuable element of confusion by putting up a third set of resolutions as an amendment to displace the second (substitute). This was much less a statement of principle and more an action; its key clause was to set up the executive committee of the Faculty, to be composed of professors “such as” a specified list of ten (partly ad hoc group types like Westin and Bell, partly strong figures not identified with the group), to coopt two junior faculty; and another clause called upon the Trustees to cooperate with our Executive Committee in restructuring the University.

While Rosenberg’s proposal was received with a sense of relief, discussion again ran downhill. At this point, I somehow got it through my head how Rosenberg had laid the threads out so that one could give a tug at the right place and they would unsnarl. I came downstairs and planted myself by a pillar just behind the properly-seated people, whence it wasn’t too hard to watch Warren’s eye; he recognized me as a long shot, not knowing at all who it was. (Kirk, who must regard me as a bungler, winced when he saw me appear—as if it wasn’t bad enough to hear all the previous nonsense). I began by introducing myself as an economist, and pointed out that economists felt that in logic you could talk sense about a substitute only in explicit comparison with what it was supposed to be a substitute for. Hence it would not be out of order to deal not with one of the proposals before us, but with all three. To start with the second, its chief effect would clearly be to paralyze us; whether or not we fully approved of the leadership we had, we would be in a disastrous situation if the first order of business for the Trustees was to replace it. This was “proposal to use all available steam to blow the whistle”. The third proposal had the supreme merit that it would actually put well-chosen people to work on reconstruction. The very substantial merits of the first set of resolutions10 could best be realized by putting an Executive Committee to work.

____________

10 I hope I referred also to the constructive middle parts of the second resolution, but can’t remember how I said it if I did.

____________

            At this point (though I hadn’t intended it when I rose), I realized that for the moment people were breathing more calmly, and that I should try to wind up the debate. So I said that in a moment I was going to move the question, but first wanted to say a word about our attitude toward the strike, I referred to the “very commendable weasel-word ‘respect’” used in the resolution. No doubt this word could be used in a technical sense; but we should take it in a much deeper sense. Whatever else the strike was, we must see it as an outburst of grief over what had happened to the University. Even though we might regard the form of outburst as uncouth, if we couldn’t show “respect” for the grief it expressed, who were we? Once we started putting more meaning into “respect”, must we not also say that we respected the view of some of our colleagues that if there was a students’ strike of this type, they must take some steps of participation? Reciprocally, must we not respect the view of some of our colleagues who hold that in the academic world there must always be some better vehicle for a protest, and that even in these conditions, they must refuse anything that might seem like participation? Mustn’t we also respect the need of many students to complete their work this semester, and to get completion properly attested on a University transcript? In sum, mustn’t we as a University find a way to move ahead in a climate of mutual respect? With that, I moved the question.

Dean Warren, in view of the previous fuss, called for a show of hands. “Voice!” called a number of people. All right, no harm in trying a voice vote first. In favor of the motion to call the question and terminate debate? Lots of aye. Opposed? Silence! Before he could call for the substantive vote, up rose some youngish man I didn’t know, with a question to the proposer of the motion. Would Professor Rosenberg agree that the motion would be clearer if he expunged the words “such as” in front of the roster of names for the Executive Committee. And yes, he would. (The fox! It looks as if he put those words in just to have something to concede. The effect was that instead of voting a rather ambiguous request to somebody—Kirk?—to name us a committee of a certain type, suddenly we were engaged in electing a committee on our own initiative, with no middlemen!) On the substantive question of Rosenberg’s amendment, Warren again called for hands. Again shouts of “voice”; again he tried it. Lots of aye; distinct but faint, a definite minority of no. No challenge when Warren said the ayes had it.

Then came a motion to adjourn. A count of hands did prove necessary this time. (I sprinted upstairs, to be able to certify that our junior-staff observers didn’t vote.) The count was 250[?] to adjourn versus 250 not to. Just what the vote meant, Lord knows. Some hoped still to roll up a substantial vote against Kirk and Truman on some motion or other. The Architecture folks had some proposition that never reached the floor. Maybe a good many were worried because of something I quite failed to register: that Warren had goofed; and after getting proposition three voted to displace proposition two as a substitute for proposition one, had failed to get a vote on proposition three against proposition one. A technically-fatal-but-practically-trifling error in procedure. Everybody knew that in fact we’d elected a new executive; and as people went out, a few of the Executive Committee were sorting the rest out of the crowd for an instant beginning on the new phase of activity.

Over the hump—perhaps

Tuesday evening, 30 April. Once again, prompt steps were taken to legitimatize what might have been challenged. The Trustees held a dinner meeting and afterwards sat till 2 AM with the Executive Committee. The statement from the Trustees that resulted was to my taste most satisfactory. As a position, it serves only ad interim; but it shows that the Trustees have engaged themselves in a process that if well guided can put us a sound footing. To begin with, the Trustees recognized the Executive Committee as a responsible body acting on behalf of the faculty. They recognized the tripartite judicial body, which under Rosenberg’s resolution was at last put to work. They appointed their own committee to look into reform of the “basic structure” of the University, and instructed that committee both to consult with our Executive Committee and more broadly to consult with faculty and students. On the gym, they proposed to “consult and negotiate” with a body of community leaders. Maybe they thought this was only a token concession; but of course they’ll find that to “negotiate” you have to be on terms with an opposite number that isn’t just your stooge; doubtless the Mayor will find himself on the spot with a need to select the “community” people.

A useful point of the Rosenberg resolution was to call for a “day of reflection” on the Wednesday. So far as I was concerned, the most urgent business was a dissertation-defense, for a candidate who is very ill and had been patched together by the doctors for this week only, between two spells of hospitalization. We had taken the precaution of arranging for him to come by taxi to my flat at 54 Morningside. One of the scheduled examiners was Terence Hopkins of Sociology, who was visibly so exhausted that it was doubtful he knew the day of the week; so I had hedged by inviting a historian ([Bailey W.] Diffie) who lives at 54 Morningside. We opened the defense (following the precedent set by Peter Kenen when we held an examination in subjects at my flat on—I think—Friday the 26th) by asking the candidate to waive objections to irregularities of procedure. Fortunately we were able to pass the dissertation in the first column—as was true also of the Kim dissertation on Thursday the 2nd and Sobestyen dissertation on Friday the 3rd.11

____________

11 We held three defenses and two examinations in subjects—Aspra and Deestlov[?]—at the flat between 25thApril and 3rd May. Newsprint-pad-and-wax-pencil proves in many ways much better than a blackboard! Several other flats in the neighbourhood have been in use, and on the whole examinations for the doctorate have gone as scheduled—though I hear rumors of one case where a colleague refused to examine because of the strike.

____________

Wednesday afternoon, 1 May. After lunch, the thing to do was join the conversation-bees on the campus. Most of us were looking for students we knew; once we started talking to them, others latched on.12 I found myself telling them that if they thought about the “Kirk must go” slogan, then so nearly the sole focus of the strike agitation, they would find that what their position really called for was “Kirk must go—but not yet!” My basic argument was that we couldn’t afford to let the Trustees get bogged down in the problem of a replacement, and that within a few months we’d have a much better Board to make selections.13

____________

12 But I didn’t succeed in spotting the SDS type who on Sunday had told me intensely that “to block food going into Low is murder, of course!” To choose the right moment to laugh has been tricky. One is reminded of what a Canadian colleague said about “Social Credit”: “You have to remember, it’s only a stop from the sublime to the ridiculous, and sometimes the line gets shifted a little.”

13 Advice by telephone from my sagacious son: a further argument for delay, still stronger, is that any immediate replacement must be made by the Trustees; while very likely the University-reform program should include selection of a President by the faculty, subject to Trustee ratification. This will obviously take time to organize.
SDS seems to be trying to avoid getting Kirk’s resignation on the list of the strike objectives. One can easily think up possible motives that don’t include getting sound leadership by sound procedures.

____________

Several students thought this idea (together with some comments on “respect” along the lines I’d presented before) should get circulation; and an undergraduate I’ve known for some 15 years showed me the way to the WKCR studios. They gave me a 5-minute interview, and later read off a page of typescript I left with them; besides, I got a chance to tell a couple of their staff how much my acquaintances were praising their handling of the crisis.

Wednesday evening, 1 May. In the evening, we held the usual musical open house (with Dean Morse [Columbia economics PhD 1965] as pianist) at my flat. Much of our time was spent on a Buxtehude motet. Bitte um Frieden. It’s musically first-rate, happens to fit the odd combination of people who came, and certainly has a most suitable subject.14

____________

14 While it’s most genuinely religious music, it’s an odd twist that the text tells the second person of the Trinity his business (“Remember your office!….Expedite the business.”) for all the world in the tone the Faculty tends to use in the new turn of events toward the Trustees.

____________

Thursday, 2 May. The situation on Thursday was much like that on Wednesday, except that there was a certain devolution of authority. The University Council, which on the whole has stayed tactfully out of sight, had to be consulted on the obvious necessity of doing something about the University Calendar and could think of nothing better than to toss it to departments and schools. A gathering of department chairmen (to which Peter Kenen sent Donald Dewey as his deputy) could offer no guidance either on the calendar or on how to handle classes in face of the amorphous strike movement.

Thursday evening (or was it afternoon), 2 May. Peter Kenen called a meeting of economics faculty and graduate students on Thursday, which was very heavily attended. I can’t remember that we did much but clear the air; but a number of suggestions were canvassed that crystallized next day.

Friday evening, 3 May. A more decisive meeting of the same composition was held on Friday evening. The students (apparent ringleaders Reischauer and Roosevelt) proposed a resolution in favor of getting on with our education, and then came up with a suggestion that if the strike was on, we should set up classes (“all classes” was amended by deleting “all”) in places off campus. Several of the faculty indicated it might be a matter of principle for them to appear, at stated hours and stated rooms, if the University was officially open. I drew attention to the fact that faculty as well as students had taken the line that we objected to having our education interrupted. For my part, I’d suffered rather heavily in some dimensions by the interruption; but in other dimensions, my education had been greatly accelerated. In particular, I’d come to agree with one of the young faculty who told me, “On the ledge, we learn to bend.” I felt we’d do well to bend by taking a stand that wouldn’t create avoidable points of conflict—without putting in the wrong any colleagues who felt bound to hold “regular” classes. We must remember that any signals we might send out by stating high principles were quite likely to be incompatible with the receiving apparatus of the people we thought we were signalling to. For my part, I proposed to hold classes at 54 Morningside drive if campus space was picketed—hoping that any classes held on campus would not meet with disturbances. If disturbances did happen, I’d be strongly inclined to move back to campus classrooms rather than leave colleagues isolated. Alexander Erlich said he felt bound provisionally to hold no classes—but must refuse to endorse beyond (say) Monday morning a strike that was so amorphous, and would have to reevaluate it as it developed.15

____________

15 If we were so hard up for information about the strike, it was partly because our graduate students largely stood outside it. Reischauer had been conspicuous among the green-armband-wearers, who registered disapproval both of forcible seizure of buildings and of violence to clear them; and one gathers this was rather typical of our students. The strike committee had invited any student organization with more than seventy students willing to sign a strike paper to send in one representative per 70 students signing; but our students did not include enough strikers to be represented. I learned however on the Monday (past the closing date of this narrative) that signatures by economics students had mounted enough to send a member.

____________

            There appeared to be an almost-universal sense that we needed a student-faculty committee on departmental problems. Peter Kenen suggested that he would name a faculty group of 5, and urged the students to elect 5. For those who straddled faculty and student status, he suggested that they sit with the students or faculty in the committee-selection process as they thought they could be most useful. The committee roster turned out as follows:

 

Faculty

Students
D. [Donald J.] Dewey

A. Gandolfi

A. [Alexander] Erlich C. Gersti [Gerstl?]
A. [Albert G.] Hart (to preside) D. [David] Gold
C. Jordan R. Reischauer
P. [Peter B.] Kennen (ex officio)

A. [Anwar] Shaikh

R. [Robert B.] Zevin

The spread of opinions, ages, and backgrounds is very interesting.

This committee must face a number of sticky questions. I don’t want to particularize till things have shaken down somewhat. Problems will be accentuated by the fact that one platoon of senior staff ([Donald J.] Dewey, [Kevin J.] Lancaster, [Stanislaw] Wellisz) will be going on leave just as another ([Harold] Barger, [Arthur F. (more likely) or Arthur R.] Burns, [Carl S.] Shoup, [William S.] Vickrey) comes back from leave. But we will get benefits of continuity from the work on junior-staff selection that brought us as the assistant professors giving main-stream[?] graduate courses the team of [Roger E.] Alcaly, [Roger C.] Lawrence, [Raymond] Lubitz and [Robert B.] Zevin. We seem to have about the sanest set of graduate students in the University, and by good luck those with political flair also seem to have a more-than-superficial view of what’s happening. We are still very much at the mercy of events; but I remain optimistic.

______________________________

Text (from Jacob Ebert’s hymn, Du Friede-Fürst) of Buxtehude’s cantata Bitte um Frieden:

[Correct text from the Internationale Dieterich Buxtehude Gesellschaft website:]

  1. Du Frieden-Fürst, Herr Jesu Christ,
    wahr Mensch und wahrer Gott,
    Ein starker Nothelffer du bist,
    Im Leben und im Tod,
    Drum wir allein im Namen dein
    Zu deinem Vater schreien.
  2. Recht große Noth uns stößet an
    Von Krieg und Ungemach,
    Daraus uns niemand helfen kan,
    Denn du, drum führ die Sach,
    Dein Vater bit, daß er ja nicht
    Im Zorn mit uns wol fahren.
  3. Gedenk, Herr, jetzt und an dein Ampt
    Daß du ein Fried-Fürst bist,
    Und hilff uns gnädig allesamt
    Jetzt und zu dieser Frist,
    Laß uns hin-fort, Laß uns hin-fort,
    Dein göttlich Wort
    Im Fried, im Fried, im Fried
    Noch Länger schallen. Amen.

 

Source: Columbia University Libraries, Manuscript Collections. Columbia University Department of Economics Collection. Box 10, Carl Shoup Materials. Folder,” Columbia University—General”.

Image Source:  Columbia University Record, vol. 23, no. 5 (Oct. 3, 1997).

Categories
Bibliography Harvard Socialism Suggested Reading

Harvard. Short Bibliography of the Economics of Socialism for “Serious-minded Students”, Carver, 1910

 

In 1910 Harvard published 43 short bibliographies covering “Social Ethics and Allied Subjects”, about half of which were dedicated to particular topics in economics and economic sociology. The project was coordinated by Plummer Professor of Christian Morals, Francis G. Peabody.

The Economics of Socialism  is one such “allied subject” covered in the bibliography provided by Professor Thomas Nixon Carver, and transcribed below along with links to digital copies of the items found at archive.org, hathitrust.org, as well as at other on-line archives.

Previously posted bibliographies from “Social Ethics and Allied Subjects”:

Economic Theory by Professor Frank Taussig

Taxation by Professor Charles J. Bullock

Trade Unionism by Professor William Z. Ripley

Social Insurance by Dr. Robert Franz Foerster

_____________________________

From the Prefatory Note:

The present list represents an attempt to make this connection between the teaching of the University and a need of the modern world. Each compiler has had in mind, not a superficial reader, nor yet a learned scholar, but an intelligent and serious-minded student, who is willing to read substantial literature if it be commended to him as worth his while and is neither too voluminous nor too inaccessible. To such an inquirer each editor makes suggestions concerning the contents, spirit or doctrine of a book, not attempting a complete description or a final judgment, but as though answering the preliminary question of a student, “What kind of book is this?” The plan thus depends for its usefulness on the competency of the editors concerned, and each editor assumes responsibility for the section to which his name is prefixed.

Source: Prefatory Note by Francis G. Peabody. A Guide to Reading in Social Ethics and Allied Subjects, Lists of Books and Articles Selected and Described for the Use of General Readers. Cambridge, Mass.: Harvard University, 1910, p. vi.

_____________________________

IV.5. THE ECONOMICS OF SOCIALISM
THOMAS NIXON CARVER

I. UTOPIAS

Plato. The republic.

A dialogue on justice, in which the philosopher pictures an ideal state.

 

More, Sir Thomas. Utopia, 1516.

A description of an ideal commonwealth, supposed to have been discovered on the coast of South America by one of the followers of Americus Vespucius.

 

Bacon, Sir Francis. New Atlantis, 1629.

A fragment.

 

Campanella, Tommaso. The city of the sun, 1637.

A highly idealistic picture, sufficiently divorced from all appearances of reality to render it harmless.

 

Cabet, Étienne. Voyage en Icarie, 1840.

Of special interest to Americans because the author led a group of colonists to the United States and established there a communistic society, first at Nauvoo, Ill., and later at Icaria, near Corning, Ia.

 

Gronlund, Laurence. A coöperative commonwealth; an exposition of modern socialism. Fourth edition, London: Swan, Sonnenschein & Co., 1892, pp. 265. [First edition, 1884.]

The first of a large crop of recent utopian works.

 

Bellamy, Edward. Looking backward, 2000-1887. Boston: Houghton, Mifflin Company, 1888, pp. 470.

The most widely read in America of all the utopian works.

 

Morris, William. News from nowhere, or an epoch of rest; being some chapters from a utopian romance. London: Reeves & Turner, 1890, pp. 238.

Probably the most hopelessly idealistic of all such works.

 

Wells, Herbert George. A modern utopia. New York: Charles Scribner’s Sons, 1907, pp. xi, 393.

Probably the only utopian work since Plato’s “Republic” which frankly recognizes the population problem and tries to deal with it.

 

II. COMMUNISTIC EXPERIMENTS

Noyes, John H. History of American socialisms. Philadelphia: J. B. Lippincott & Co., 1870, pp. vi, 678.

The author was the founder of the Oneida community. He had put into his hands for editing and publication the manuscript of A. J. MacDonald, who had made a personal investigation of every communistic society then known to exist on American soil.

 

Nordhoff, Charles. The communistic societies of the United States from personal visit and observation; including detailed accounts of the Economists, Zoarites, Shakers, the Amana, Oneida, Bethel Aurora, Icarian and other existing societies, their religious creeds, social practices, numbers, industries and present conditions. New York: Harper & Brothers, 1875, pp. 439.

 

Hinds, William A. American communities. Revised edition. Chicago: Charles H. Kerr & Co., 1908, pp. 562.

The latest and most authentic account of all the known communistic societies in America.

 

Codman, John T. History of the Brook Farm; historic and personal memoirs. Boston: Arena Publishing Company, 1894, pp. viii, 335.

 

Shaw, Albert. Icaria. New York: G. P. Putnam’s Sons, 1884, pp. ix, 219.

Written before the break-up of the Icarian community, from personal investigation and inspection.

 

Landis, George B. The society of the Separatist of Zoar, annual report of the American Historical Association, 1898. Washington: Government Printing Office, 1899, pp. 163-221.

Written just before the disintegration of the Zoar society, from personal investigation and observation.

 

III. HISTORY OF SOCIALISTIC DOCTRINES

Ely, Richard T. French and German socialism. New York: Harper & Brothers, 1883, pp. 274.

The most readable account in English of the development of socialistic thought in continental Europe since the French revolution.

 

Rae, John. Contemporary socialism. Third enlarged edition. New York: Charles Scribner’s Sons, 1901, pp. 568.

This work brings the subject down to a later period than does Ely’s account. It is also a more voluminous treatment.

 

Peixotto, Jessica. The French revolution and modern French socialism. New York: T. Y. Crowell & Co., 1901, pp. XV, 409.

Perhaps the most discriminating comparison of the two schools of socialism in France, where the dominant school would scarcely be recognized as socialistic by American and German socialists.

 

Hillquit, Morris. History of socialism in the United States. New York: Funk & Wagnalls Co., 1903, pp. 371.

An exceedingly laudatory account, but instructive nevertheless.

 

Guthrie, William B. Socialism before the French revolution. New York: The Macmillan Company, 1907, pp. xviii, 339.

A review of socialistic thought from Thomas More to the radicals of the French revolution.

 

Stoddart, Jane T. The new socialism. New York: George H. Doran Company, 1910, pp. 271.

Rather discursive, but gives a good idea of the present tendency of socialistic thought.

 

IV. IN ADVOCACY OF SOCIALISM

Laveleye, Émile De. The socialism of to-day. Translated by Goddard H. Orpen. London: Field & Iver (1884), pp. viii, 331.

Includes under socialism a great deal which the Marxian socialist would reject.

 

Marx, Karl. Capital, a critical analysis of capitalist production. Translated by Samuel Moore and Edward Aveling. London: Swan, Sonnenschein & Co., 1889, pp. xxxi, 816.

The “bible of socialism.”

 

Marx, Karl, and Engels, Frederick. The communist manifesto. New York: Socialist Co-operative Publishing Association, 1901, pp. 46.

The beginning of the present type of socialist propaganda.

 

Shaw, G. Bernard, editor. Fabian essays in socialism. London: Walter Scott (1890), pp. 233.

A series of essays by such writers as G. Bernard Shaw, Annie Besant, Graham Wallas and others.

 

Engels, Frederick. Socialism, utopian and scientific. Translated by Edward Aveling. New York: Charles Scribner’s Sons, 1892, pp. xxxix, 117.

By scientific socialism is meant the socialism of Karl Marx and his followers.

 

Bernstein, Edward. Ferdinand Lassalle. Translated by Eleanor Marx Aveling. New York: Charles Scribner’s Sons, 1893, pp. xiv, 192.

The author is the leader of the “higher critics” of the socialist school in Germany, which rejects much of the Marxian theory, while adhering to the social democratic program.

 

Bliss, W. D. P. A handbook of socialism. New York: Charles Scribner’s Sons, 1895, pp. viii, 291.

A collection of information about socialism. Apparently intended as a “campaign book” for socialist propagandists.

 

Hyndman, Henry M. The economics of socialism. Second edition. London, 1896, pp. 257.

An attempt to reconstruct the economic basis of socialism. The author’s economic theories are erroneous, but they illustrate very well the kind of reasoning upon which socialists base their claims.

 

Vandervelde, Émile. Collectivism and industrial evolution. Chicago: Charles H. Kerr & Co., 1904, pp. 199.

An excellent presentation, by a socialist of the more rational type, of the general theory of international socialism.

 

Spargo, John. Socialism. New York: The Macmillan Company, 1906, pp. xvi, 257.

Probably the most authoritative statement, in popular form, of the immediate aims of American socialism.

 

MacKaye, James. The economy of happiness. Boston: Little, Brown & Co., 1906, pp. xv, 533.

Probably the only socialistic work since Marx’ “Capital” which seriously tries to lay the foundations of socialism on the recognized principles of economics. As Marx tried to build on the economics of Ricardo, Mackaye tries to build on the economics of the modern school.

 

MacDonald, J. Ramsay. Socialism and government. London: T. C. and E. C. Jack, 1907, pp. vi, 107. [1909 Socialist Library: volume VIII(1) and volume VIII(2)]

Probably the best presentation of the actual working theory of Fabian or English socialism.

 

Wells, Herbert George New worlds for old. New York: The Macmillan Company, 1908, pp. vii, 333.

A daring and ingenious form of propagandism.

 

V. EXPOSITORY AND CRITICAL

Schäffle, Albert. The quintessence of socialism. Translated under supervision of Bernard Bosanquet. New: York: Charles Scribner’s Sons, 1902, pp. viii, 127.

Perhaps the most thorough-going criticism to be found, but not easy to read.

 

Schäffle, Albert. The impossibility of social democracy. New York: Charles Scribner’s Sons, 1892, pp. XX, 419.

This is a supplement to the “Quintessence of socialism.”

 

Ely, Richard T. Socialism: an examination of its nature, strength and weakness. New York: T. Y. Crowell & Co., 1894, pp. xiii, 449.

An eminently fair and sympathetic statement of the pros and cons.

 

Böhm-Bawerk, Eugen von. Karl Marx and the close of his system. Translated by H. M. Macdonald. New York: The Macmillan Company, 1898, pp. 221.

Shows very clearly that Marx built on an antiquated system of economics.

 

Gonner, Edward C. The socialist philosophy of Rodbertus. London: Macmillan & Co., 1899, pp. 234.

A sympathetic study, contrasting Rodbertus with Marx, to the advantage of the former.

 

Le Rossignol, James E. Orthodox socialism: a criticism. New York: T. Y. Crowell & Co., 1907, pp. vii, 147.

By “orthodox” socialism is meant the socialism of Karl Marx. The various tenets of the socialist creed are examined critically.

 

Source: Teachers in Harvard University, A Guide to Reading in Social Ethics and Allied Subjects, Lists of Books and Articles Selected and Described for the Use of General Readers. Cambridge, Mass.: Harvard University, 1910, pp. 167-173.

Image Source: Thomas Nixon Carver in the Harvard Class Album 1915.

Categories
Bibliography Harvard Policy Suggested Reading

Harvard. Short Bibliography of Social Insurance for “Serious-minded Students”, Foerster, 1910

 

In 1910 Harvard published 43 short bibliographies covering “Social Ethics and Allied Subjects”, about half of which were dedicated to particular topics in economics and economic sociology. The project was coordinated by Plummer Professor of Christian Morals, Francis G. Peabody.

Social Insurance  is one such “allied subject” covered in the bibliography provided by Dr. Robert Franz Foerster, instructor in social ethics who had recently been awarded his Harvard economics Ph.D., and transcribed below along with links to digital copies of the items found at archive.org, hathitrust.org, as well as at other on-line archives.

Previously posted bibliographies from “Social Ethics and Allied Subjects”:

Economic Theory by Professor Frank Taussig

Taxation by Professor Charles J. Bullock

Trade Unionism by Professor William Z. Ripley

_____________________________

From the Prefatory Note:

The present list represents an attempt to make this connection between the teaching of the University and a need of the modern world. Each compiler has had in mind, not a superficial reader, nor yet a learned scholar, but an intelligent and serious-minded student, who is willing to read substantial literature if it be commended to him as worth his while and is neither too voluminous nor too inaccessible. To such an inquirer each editor makes suggestions concerning the contents, spirit or doctrine of a book, not attempting a complete description or a final judgment, but as though answering the preliminary question of a student, “What kind of book is this?” The plan thus depends for its usefulness on the competency of the editors concerned, and each editor assumes responsibility for the section to which his name is prefixed.

Source: Prefatory Note by Francis G. Peabody. A Guide to Reading in Social Ethics and Allied Subjects, Lists of Books and Articles Selected and Described for the Use of General Readers. Cambridge, Mass.: Harvard University, 1910, p. vi.

_____________________________

IV.13. SOCIAL INSURANCE
ROBERT F. FOERSTER

[Note: items in square brackets have been added
by the curator of Economics in the Rear-view Mirror]

In this section are comprised works upon those measures, usually public but not always technically insurance, which aim to protect the working classes from the economic consequences of sickness, accident, invalidity and old age. Ways of meeting the problem of unemployment, though in part logically finding a place here, are for special reasons treated in a separate section. The importance, in this connection, of such titles described under Thrift Institutions as Henderson’s “Industrial insurance in the United States” and the report by the United States Commissioner of Labor on “Workmen’s insurance and benefit funds in the United States” is obvious.

 

I. GENERAL

United States Library of Congress. Select list of references on workingmen’s insurance. Washington: Government Printing Office, 1908, pp. 28.

A helpful compilation.

 

Zacher, Georg, editor. Die Arbeiterversicherung im Auslande. Berlin: A. Troschel, 1898 –.

This, the most valuable work of reference on social insurance, is a collection of historical and descriptive monographs for all important countries, except Germany, published at intervals since 1898. Each volume discusses the results of laws, contains a special bibliography, and prints the texts of laws both in the original language and in German. As significant changes have occurred, supplementary volumes have been added.

[Erster Band (1900). Heft 1-12: Dänemark, Schweden, Norwegen, Frankreich, England, Italien, Oesterreich, Ungarn, Russland, Finland, Schweiz, Belgien.]

[Heft XVII. Charles Richmond Henderson, Die Arbeiterversicherung in den Vereinigten Staaten von Nord-Amerika (1907)]

 

Bellom, Maurice. Les lois d’assurance ouvrière à l’étranger. 10 vols. Paris: Arthur Rousseau, 1892-1909.

A compilation second in importance only to Zacher, but different in procedure and omitting France. Like Zacher, it supplies historical and descriptive matter and texts, but instead of treating each country independently, it discusses, in one volume, sickness insurance; in six, accident insurance; in two, invalidity and old-age insurance; and in a supplementary volume, published four years after its predecessor, describes recent changes and additions.

[I. Assurance contre maladie (1892)]

[II. Assurance contre les accidents: 1ème parti (1895); 2ème partie (1896); 3ème partie (1900); 4ème partie (1901); 5ème partie (1903)]

[III. Assurance contre l’invalidité, 1ère partie (1905)]

 

Congrès Internationaux [des Accidents du Travail et] des Assurances Sociales. Publications. Paris: 1890.

The international congress has usually been held triennially, since 1889, and its proceedings, including many important papers, have been published in French and German.

[Paris (1889) Volume I; Volume II; Berne (1891); Milan (1894) Volume I, Volume II; Bruxelles (1897); Paris (1900), Volume I; Düsseldorf (1902); Vienne (1905), Volume I, Volume II; Rome (1908); Washington (1915)]

The quarterly Bulletin of the Congress, published by the Comité Permanent (Paris: Arthur Rousseau), is the best current source of information on all branches of social insurance. It includes texts of bills and laws, and able discussions.

 

Willoughby, William Franklin. Workingmen’s insurance. New York: T. Y. Crowell & Co., 1898, pp. xii, 386.

This volume, dealing mainly with European plans, can still, despite the great extension of insurance since its appearance, reliably be used for an understanding of the earlier developments.

 

United States. Fourth Special Report of the Commissioner of Labor. Compulsory insurance in Germany. Prepared by John Graham Brooks. Washington: Government Printing Office, 1893, pp. 370. [Revised Edition, 1895]

Although important amendments have been enacted and fresh experience gained since this volume was written, it is still one of the most useful accounts in English of the origin, nature and problems of social insurance in Germany.

 

Lass, Ludwig, and Zahn, Friedrich. Einrichtung und Wirkung der deutschen Arbeiterversicherung. Dritte Ausgabe. Berlin: A. Asher, 1904, ix, 274 S.

Probably the best non-technical exposition of the nature, operation and effects of the German insurance plan. Though the work is semi-official, and its tone laudatory and defensive, the arguments are skillfully chosen, well put and persuasive.

 

Pinkus, N. Workmen’s insurance in Germany. Yale Review, February, 1904, pp. 372-389; May, 1904, pp. 72-97; November, 1904, pp. 296-323; February, 1905, pp. 418-434.

Discusses the principles and effects of German insurance.

 

Farnam, Henry W. The psychology of German workmen’s insurance. Yale Review, May, 1904, pp. 98-113; February, 1905, pp. 435-438.

Argues that insurance has not made the workman better disposed to state or employer and has reduced his self-reliance.

 

Taussig, F. W. Workmen’s insurance in Germany: some illustrative figures. Quarterly Journal of Economics, November, 1909, pp. 191-194.

Measures the employers’ burden.

 

Seager, Henry Rogers. Social insurance: A program of social reform. New York: The Macmillan Company, 1910, pp. v, 175.

An attractive statement, in simple terms, of the principles of social insurance, with special reference to American needs.

 

Lewis, Frank. State insurance. Boston: Houghton, Mifflin Company, 1909, pp. 233.

An argument for compulsory insurance; good in its exposition of the German plan, questionable in its economic logic.

 

Kennedy, James B. Beneficiary features of American trade unions. Baltimore: The Johns Hopkins Press, 1908, pp. 128.

A concise study, based on original sources. Only national and international unions are considered.

 

Weyl, Walter E. Benefit features of British trade unions. United States Bureau of Labor, Bulletin No. 64, May, 1906, pp. 699-848.

A history and description, with statistical results.

 

II. INDUSTRIAL ACCIDENTS AND DISEASE

Hoffman, Frederick L. Industrial accidents. United States Bureau of Labor, Bulletin No. 78, September, 1908, pp. 417-465.

Discusses the frequency of accidents in the more dangerous occupations.

 

Oliver, Thomas, editor. Dangerous trades. New York: E. P. Dutton & Co., 1902, pp. xxiii, 891.

Probably the best available volume in its field. The sixty chapters deal more generally with disease than accidents. Of a more popular character is the author’s later volume on “Diseases of occupations” (London: Methuen & Co., 1908, pp. vi, 427).

 

Andrews, John B. Phosphorus poisoning in the match industry of the United States. United States Bureau of Labor, Bulletin No. 86, January, 1910, pp. 31-146.

 

Sommerfeld, Th., and others. List of industrial poisons. United States Bureau of Labor, Bulletin No. 86, January, 1910, pp. 147-168.

Two good additions to the literature on industrial disease.

 

Foreign Workmen’s Compensation Acts, Summary of. United States Bureau of Labor, Bulletin No. 74, January, 1908, pp. 121-143.

A compendious, classified statement of the enactments of twenty-two countries, convenient at once for a rapid view of the legislation of one country and for international comparison.

 

McKitrick, Reuben. Accident insurance for workingmen (Comparative Legislation Bulletin No. 20). Madison: Wisconsin Library Commission, 1909, pp. 70.

The legal and financial principles of various forms of accident insurance clearly explained.

 

Aronson, V. R. The Workmen’s Compensation Act, 1906. London: T. Fisher Unwin, 1909, pp. 559.

“The object of this book is to present a complete view of the law of workmen’s compensation as contained in the Act of 1906, and in the decisions of the English and Scotch courts both prior and subsequent to that act” (preface, page 5). In this aim the book admirably succeeds; it is thorough, clear and, in its comparisons with the older acts, highly instructive.

 

Parker, Launcelot. The British Workmen’s Compensation Acts. United States Bureau of Labor, Bulletin No. 70, May, 1907, pp. 579-638.

A history of previous acts and an exposition, with the text, of the Act of 1906.

 

Clark, Lindley D. The legal liability of employers for injuries to their employees in the United States. United States Bureau of Labor, Bulletin No. 74, January, 1908, pp. 1-120.

An excellent statement of the American law.

 

Eastman, Crystal. Work-accidents and the law. (The Pittsburgh Survey.) New York: Charities Publication Committee, pp. xvi, 345.

An important study, by the secretary of the New York State Employers’ Liability Commission, of the causes of industrial accident in the Pittsburgh district, the operation of present liability laws, and the best method of reform. There are interesting appendices.

 

New York. Commission on employers’ liability. First report, March 19, 1910. Albany, 1910, pp. v, 271.

An able preliminary discussion of present difficulties and of remedies.

 

Wisconsin. Bureau of Labor and Industrial Statistics. Thirteenth biennial report. Part I: Industrial accidents and employer’s liability in Wisconsin. Madison, 1909, pp. 1-143. Fourteenth biennial report. Part II: Industrial accidents in Wisconsin. Madison, 1909, pp. 69-142.

These reports discuss conditions in Wisconsin, and foreign and American remedies, tried and proposed.

 

The State Coöperative Accident Insurance Fund of Maryland. United States Bureau of Labor, Bulletin No. 57, March, 1905, pp. 645-648.

History of an ill-conceived and ephemeral, but not uninstructive, American plan of state insurance. The text of the law appeared in Bulletin No. 45, pp. 406-408; the grounds of its unconstitutionality are set forth in Bulletin No. 57, pp. 689, 690.

 

III. INVALIDITY AND OLD AGE

Massachusetts. Report of the Commission on Old Age Pensions, Annuities and Insurance. Boston, 1910, pp. 409.

A comprehensive survey of existing systems, public and private, national and local. Issues are discussed with special reference to an American community; and a conclusion adverse to the institution of a state scheme for Massachusetts is reached.

 

Brandeis, Louis D. Massachusetts savings-bank insurance and pension system. Quarterly Publications of the American Statistical Association, March, 1909, pp. 409-416.

A brief exposition of an interesting voluntary scheme.

 

Sutherland, William. Old age pensions. London: Methuen & Co., 1907, pp. x, 227.

A concise critical description of the various plans proposed in England before the act of 1908, and a thoughtful discussion of the factors of the pension problem. In an appendix are reviewed the chief foreign systems. The book serves incidentally as a guide to the important Parliamentary papers on the subject.

 

Old Age Pensions: A collection of short papers. New York: The Macmillan Company, 1903, pp. 247.

Many of the articles are of general significance and are written by eminent students.

 

Source: Teachers in Harvard University, A Guide to Reading in Social Ethics and Allied Subjects, Lists of Books and Articles Selected and Described for the Use of General Readers. Cambridge, Mass.: Harvard University, 1910, pp. 203-209.

Image Source: Assistant Professor of Social Ethics, Robert Franz Foerster in Harvard Album 1920.

Categories
Bibliography Fields Harvard Suggested Reading

Harvard. Short Bibliography of Trade Unionism for “Serious-minded Students”, Ripley, 1910

 

 

In 1910 Harvard published 43 short bibliographies covering “Social Ethics and Allied Subjects”, about half of which were dedicated to particular topics in economics and economic sociology. The project was coordinated by Plummer Professor of Christian Morals, Francis G. Peabody.

Trade Unionism is the “allied subject” covered in the bibliography provided by Professor William Z. Ripley and transcribed below along with links to digital copies of the items found at archive.org, hathitrust.org, as well as at other on-line archives.

Previously posted bibliographies from “Social Ethics and Allied Subjects”:

Economic Theory by Professor Frank Taussig.

Taxation by Professor Charles J. Bullock.

_____________________________

From the Prefatory Note:

The present list represents an attempt to make this connection between the teaching of the University and a need of the modern world. Each compiler has had in mind, not a superficial reader, nor yet a learned scholar, but an intelligent and serious-minded student, who is willing to read substantial literature if it be commended to him as worth his while and is neither too voluminous nor too inaccessible. To such an inquirer each editor makes suggestions concerning the contents, spirit or doctrine of a book, not attempting a complete description or a final judgment, but as though answering the preliminary question of a student, “What kind of book is this?” The plan thus depends for its usefulness on the competency of the editors concerned, and each editor assumes responsibility for the section to which his name is prefixed.

Source: Prefatory Note by Francis G. Peabody. A Guide to Reading in Social Ethics and Allied Subjects, Lists of Books and Articles Selected and Described for the Use of General Readers. Cambridge, Mass.: Harvard University, 1910, p. vi.

_____________________________

IV.7. TRADE UNIONISM
WILLIAM Z. RIPLEY

Webb, Sidney and Beatrice. Industrial democracy. New edition in one volume. New York: Longmans, Green & Co., 1902, pp. lxii, 929.

The most elaborate and comprehensive treatise on the subject, sympathetic and yet well reasoned. Contains no descriptive matter of American conditions.

 

Webb, Sidney and Beatrice. History of trade unionism. New edition. New York: Longmans, Green & Co., 1902, pp. xxxiv, 558.

The best account of the struggle of the working classes for industrial rights. Confined to English experience.

 

Commons, John R., editor. Trade unionism and labor problems. Boston: Ginn & Company, 1905, pp. xiv, 628.

A collection of the most authoritative articles by specialists on every phase of the matter. Liberal and progressive in point of view.

 

Adams, Thomas S., and Sumner, Helen L. Labor problems. New York: The Macmillan Company, 1905, pp. xv, 579.

A convenient summary and text-book, with good bibliographical notes and references for further reading. Sympathetic and judicial in tone.

 

Ely, Richard T. The labor movement in America. New York: The Macmillan Company, 1905, pp. xvi, 399.

 

Reports of the United States Industrial Commission. Washington: Government Printing Office, 1900-02.

In Volumes XIV [Capital and Labor Employed in Manufactures and General Business], XV [Immigration and Education], XVII [Labor Organizations, Labor Disputes, and Arbitration and on Railroad Labor] and XIX [Final Report] will be found the largest collection of original material ever made in America. The testimony of workmen and employers is critically summarized in the “Final Report” in Volume XIX. This report in itself is a comprehensive and fair treatise on the subject. In Volume XVII the history of American unionism is fully set forth.

 

Johns Hopkins University Studies in Historical and Political Science. Baltimore: Johns Hopkins University Press, 1906—.

A series of monographs by specialists affords the most reliable account of various phases of the movement. Among these papers especially valuable are: J. B. Kennedy’s “The beneficiary features of American trades unions” (November — December, 1908), and A. M. [Aaron Morton] Sakolski’s “The finances of American trades unions” (March — April, 1906).

______________

The legal aspects of trade unionism are discussed in the “Reports of the United States Industrial Commission” [e.g. Volume V Labor Legislation] and in the following special articles:

Seager, Henry R. The legal status of trade unionism in the United Kingdom, with conclusions applicable to the United States. Political Science Quarterly, Vol. XXII, 1907, pp. 611-629.

Wyman, Bruce. The maintenance of the open shop. The Green Bag (January), 1905, pp. 21-29.

Clark, Lindley D. The present legal status of organized labor in the United States. Journal of Political Economy, Chicago (March), 1905, pp. 173-200.

Collective bargaining is best treated technically in the “Reports of the United States Industrial Commission,” and in the following monographs:

Hilbert, F. W. Trade agreements in the United States. [sic, probably Trade-Union Agreements in the Iron Molders’ Union] Baltimore: Johns Hopkins University Press, 1906. [Note: Frederick William Hilbert died February 17, 1906.]

Schaffner, Margaret A. The labor contract from industrial to collective bargaining. Bulletin of the University of Wisconsin, No. 182 (December), 1907, pp. 182.

Ashley, Wm. James. The adjustment of wages. New York: Longmans, Green & Co., 1903, pp. 362.

 

The policy of trade unions respecting restriction of output is admirably described with a wealth of material from England and the United States in the “Eleventh special report of the United States Bureau of Labor” (Washington, 1904).

Statistics of the growth of trades unionism all over the world are currently published by the New York State Bureau of Labor. The results are summarized by W. Z. Ripley in the World’s Work for November, 1903, and brought down to date in the Quarterly Journal of Economics, May, 1910.

 

Source: Teachers in Harvard University, A Guide to Reading in Social Ethics and Allied Subjects, Lists of Books and Articles Selected and Described for the Use of General Readers. Cambridge, Mass.: Harvard University, 1910, pp. 183-185.

Image Source: Harvard University Archives. William Zebina Ripley [photographic portrait, ca. 1910], J. E. Purdy & Co., J. E. P. & C. (1910). .

 

 

 

Categories
Bibliography Fields Harvard Suggested Reading

Harvard. Short Bibliography of Taxation for “Serious-minded Students”, Bullock, 1910

 

 

In 1910 Harvard published 43 short bibliographies covering “Social Ethics and Allied Subjects”, about half of which were dedicated to particular topics in economics and economic sociology. The project was coordinated by Plummer Professor of Christian Morals, Francis G. Peabody.

Taxation is the “allied subject” covered in the bibliography provided by Professor Charles J. Bullock and transcribed below along with links to digital copies of the items found at archive.org, hathitrust.org, as well as at other on-line archives.

Previously posted bibliographies from “Social Ethics and Allied Subjects”:

Economic Theory by Professor Frank Taussig.

_____________________________

From the Prefatory Note:

The present list represents an attempt to make this connection between the teaching of the University and a need of the modern world. Each compiler has had in mind, not a superficial reader, nor yet a learned scholar, but an intelligent and serious-minded student, who is willing to read substantial literature if it be commended to him as worth his while and is neither too voluminous nor too inaccessible. To such an inquirer each editor makes suggestions concerning the contents, spirit or doctrine of a book, not attempting a complete description or a final judgment, but as though answering the preliminary question of a student, “What kind of book is this?” The plan thus depends for its usefulness on the competency of the editors concerned, and each editor assumes responsibility for the section to which his name is prefixed.

Source: Prefatory Note by Francis G. Peabody. A Guide to Reading in Social Ethics and Allied Subjects, Lists of Books and Articles Selected and Described for the Use of General Readers. Cambridge, Mass.: Harvard University, 1910, p. vi.

_____________________________

II. 3. TAXATION
Charles J. Bullock

Adams, Henry Carter.The science of finance. New York: Henry Holt & Co., 1889, pp. xiii, 573.

Treats of the principles of taxation and of national and local taxation in the United States.

 

Addresses and Proceedings of the Annual Conferences of the International Tax Association. [Conferences on State and Local Taxation. TheAssociation changed name from “National Tax Association” to “International Tax Association” in 1907.]

The International Tax Association, Columbus, Ohio. Valuable collections of papers by recognized experts on current problems in American taxation.

[First National Conference (1907); Second International Conference (1908); Third International Conference (1909); Fourth International Conference (1910)]

 

Bastable, Charles Francis. Public finance. Third revised edition. New York: The Macmillan Company, 1903, pp. xxiv, 780.

Particularly valuable for its treatment of European tax systems and useful for its discussion of the principles of taxation.

 

Bullock, Charles J., editor. Selected readings in public finance. Boston: Ginn & Company, 1906, pp. viii, 671. [Second edition, 1920]

Contains selections from a considerable number of works on finance and taxation.

 

Ely, Richard T., and Finley, J. H. Taxation in American states and cities. New York: T.Y. Crowell & Co., 1888, pp. XX, 544.

A pioneer work in American taxation, based upon the author’s investigations as member of the Maryland Tax Commission.

 

Fillebrown, Charles Bowdoin. The A B C of taxation. New York: Doubleday, Page & Co., 1909, pp. ix, 229.

A brief and interesting presentation of single-tax doctrine by a successful man of affairs.

 

Howe, Frederic C. Taxation and taxes in the United States under the internal revenue system. New York: T.Y. Crowell & Co., 1896, pp. xiv, 293.

A valuable history of the internal taxes levied by our federal government.

 

Means, David MacGregor. The methods of taxation. New York: Dodd, Mead & Co., 1909, pp. xi, 380.

Valuable on the critical rather than the constructive side.

 

Mill, John Stuart. Principles of political economy. London, 1848; [7th ed. of 1870] edited with an introduction by W. J. Ashley. New York: Longmans, Green & Co., 1909, pp. liii, 1013.

The chapters of the fifth book that deal with taxation are worthy of careful study.

 

Rowntree, Joseph, and Sherwell, Arthur. The taxation of the liquor trade. New York: The Macmillan Company, 1906, pp. xxii, 537. [Second edition, 1908]

Has special reference to English conditions, but treats of the taxation of the liquor trade in the United States.

 

Seligman, E. R. A. Essays in taxation. Third edition. New York: The Macmillan Company, 1900, pp. 434. [Ninth edition, 1921]

Contains important essays upon the general property tax, corporation taxes, the inheritance tax, betterment taxes, etc.

 

Seligman, E. R. A. Progressive taxation in theory and practice. Second revised edition. New York: The Macmillan Company, 1909, pp. v, 334.

A valuable critical survey of theories, ancient and modern; considers also the legislation of various countries.

 

Shearman, T. G. Natural taxation. New edition. New York: Doubleday, Page & Co., 1898, pp. 268. [Third edition, 1915]

An able and authoritative exposition of single-tax doctrine by a disciple of Henry George.

 

Smith, Adam. The wealth of nations. (1776.) Edited with notes by Edwin Cannan. 2 vols. New York: G. P. Putnam’s Sons, 1904, pp. xlviii, 462; vii, 506.

The second chapter of the fifth book of the “Wealth of Nations” should be read by every student of taxation.

 

Walker, Francis A. Double taxation in the United States. New York: The Columbia University Press, 1895, pp. 132.

A careful study of a vexed problem of great importance in the United States.

 

Wells, David A. The theory and practice of taxation. New York: D. Appleton & Co., 1900, pp. 648.

Important for its discussion of federal taxation and the working of the general property tax in the United States.

 

West, Max. The inheritance tax. Second revised edition. New York: The Columbia University Press (The Macmillan Company, agents), 1908, pp. 249.

An exhaustive study of inheritance taxation in both its theoretical and practical aspects.

 

Weston, Stephen F. Principles of justice in taxation. New York: The Columbia University Press (The Macmillan Company, agents), 1903, pp. 299.

Useful for its discussion of the different theories of just taxation.

 

Source: Teachers in Harvard University, A Guide to Reading in Social Ethics and Allied Subjects, Lists of Books and Articles Selected and Described for the Use of General Readers. Cambridge, Mass.: Harvard University, 1910, pp. 54-56.

Image Source: Charles J. Bullock in Harvard Album 1915.

Categories
Bibliography Harvard

Harvard. Short Bibliography of Economic Theory for Serious-minded Students”, Taussig, 1910

 

In 1910 Harvard published 43 short bibliographies covering “Social Ethics and Allied Subjects”, about half of which were dedicated to particular topics in economics and economic sociology. The project was apparently coordinated by Plummer Professor of Christian Morals, Francis G. Peabody.

Over the coming weeks, Economics in the Rear-view Mirror will be providing transcriptions to some of these bibliographies along with many links to digital copies of the items found at archive.org, hathitrust.org, as well as at other on-line archives.

We begin with Professor Frank Taussig’s list of eighteen items that he selected for the Economic Theory bibliography, along with his brief comments.

_____________________________

From the Prefatory Note:

The present list represents an attempt to make this connection between the teaching of the University and a need of the modern world. Each compiler has had in mind, not a superficial reader, nor yet a learned scholar, but an intelligent and serious-minded student, who is willing to read substantial literature if it be commended to him as worth his while and is neither too voluminous nor too inaccessible. To such an inquirer each editor makes suggestions concerning the contents, spirit or doctrine of a book, not attempting a complete description or a final judgment, but as though answering the preliminary question of a student, “What kind of book is this?” The plan thus depends for its usefulness on the competency of the editors concerned, and each editor assumes responsibility for the section to which his name is prefixed.

Source: Prefatory Note by Francis G. Peabody. A Guide to Reading in Social Ethics and Allied Subjects, Lists of Books and Articles Selected and Described for the Use of General Readers. Cambridge, Mass.: Harvard University, 1910, p. vi.

_____________________________

2. ECONOMIC THEORY
F. W. TAUSSIG

Smith, Adam. An inquiry into the nature and causes of the wealth of nations. (1776.) Edited, with an introduction, notes, marginal summary and an enlarged index, by Edwin Cannan. 2 vols. New York: G. P. Putnam’s Sons, 1904; (Harvard Classics, edited by C. W. Eliot) edited by C. J. Bullock, with introductory notes and illustrations. New York: P. F. Collier & Son, 1909, pp. 590.

Adam Smith’s book is a landmark in the history of thought, and justly entitled a classic. But it is not to be read as the one book on economics, if one only can be read; nor is it usually the best book to begin with. Parts are antiquated, parts to be understood only with knowledge of Adam Smith’s times. Yet in attractiveness of style, wealth of matter, epoch-making significance, its equal has not been written.

 

Mill, John Stuart. Principles of political economy, with some of their applications to social philosophy. (1848.) Edited, with an introduction by W. J. Ashley. London, New York, etc.: Longmans, Green & Co., 1909, pp. liii, 1013.

A classic, like Adam Smith’s “Wealth of Nations”; like that, superseded in parts, yet a noble book, with dignity of style and large views, addressed to the mature, warm in its social sympathies, severe in its reasoning; a good book to begin with, though to be supplemented with others more modern.

 

Marshall, Alfred. Principles of economics. Vol. I. Fifth edition. New York: The Macmillan Company, 1907, pp. xxxvi, 807. [Eighth edition, 1920]

Probably the most important book on economic theory published in English since J. S. Mill’s “Principles”; able, penetrating, stimulating. It is not easy reading, but repays careful study. The whole subject of economics is not covered; chiefly Value and Distribution, the parts of economic theory having most bearing on social questions.

 

Clark, John Bates. The distribution of wealth; a theory of wages, interest and profit. New York: The Macmillan Company, 1899, pp. xxviii, 445.

A brilliant volume by an American scholar, abstract in character, setting forth in attractive style a theory of distribution according to the specific product of each of the factors in production. Its conclusions have been disputed, but the originality and interest of the reasoning are not to be denied.

 

Carver, Thomas Nixon. The distribution of wealth. New York: The Macmillan Company, 1904, pp. xvi, 290.

A compact, clear, able statement of modern doctrines, with an introductory chapter on the principles of value.

 

Böhm-Bawerk, Eugen von. The positive theory of capital. Translated with a preface and analysis by William Smart. London and New York: Macmillan & Co., 1891, pp. xi, 428.

A book of the first importance, the starting point for the modern discussion of capital and interest; covering also the so called “Austrian” theory of value. The exposition is deliberate and full; the reasoning not always easy to follow, but always deserving careful study.

 

Fisher, Irving. The nature of capital and income. New York: The Macmillan Company, 1906, pp. xxi, 427.
Fisher, Irving. The rate of interest; its nature, determination, and relation to economic phenomena. New York: The Macmillan Company, 1907, pp. xxii, 442.

These two volumes present theories in some respects novel, but consistently maintained throughout. The first gives the author’s conception of capital and income; the second, his analysis of the causes determining the rate of interest. They form a good supplement to Böhm-Bawerk’s “Positive Theory.” Like that, they test the reader’s attention and powers of reasoning.

 

Schmoller, Gustav. Grundriss der allgemeinen Volkswirtschaftslehre. 2 Teile. Leipzig, 1900–04 [Erster, größerer Teil, 1900; Zweiter Teil, 1904]; Fr. par G. Platon. 5 vols. Paris: Giard et Brière, 1905-08 [Tome 1; Tome 2; Tome 3; Tome 4; Tome 5].

A remarkable survey of economics from the historical point of view; encyclopedic in its range, with admirable sketches of the great lines of industrial development and of present conditions, and broad-minded discussion of current social and economic problems.

 

Landry, Adolphe. Manuel d’économique, à l’usage des facultés de droit. Paris: Giard et Brière, 1908, pp. 889.

A recent French manual, clearly written, ably thought out, a good representative of modern thought.

 

Philippovich, E. von. Grundriss der politischen Oekonomie. 2 Bde. Tübingen: J. C. B. Mohr, 1906; 1 Bd., 8 rev. Aufl., 1909; 2 Bde., 4 rev. Aufl., 1908.  [2. Band, 1. Teil, 6. Rev. Aufl.]

A German treatise, much used, of the kind meant for university students, covering the whole subject, eclectic in its views and mode of treatment.

 

Seager, Henry Rogers. Introduction to economics. New York: Henry Holt & Co., 1904, pp. xxi, 565.
Ely, Richard T. Outlines of economics. Revised and enlarged by the author and T. S. Adams, M. O. Lorenz and A. A. Young. New York: The Macmillan Company, 1908, pp. xii, 700.
Seligman, E. R. A. Principles of economics, with special reference to American conditions. New York: Longmans, Green & Co., 1905, pp. xlvi, 613.

These three are modern text-books, addressed to persons of the grade of college students, with special regard to American conditions. The two mentioned first are clearer and better reasoned than the third, which, however, contains a mass of information and has full and well-chosen lists of references.

 

Bullock, Charles J. Introduction to the study of economics. Third edition, revised and enlarged. New York, Boston, etc.: Silver, Burdett & Co., 1908, pp. 619.
Ely, Richard T., and Wicker, G. R. Elementary principles of economics, together with a short sketch of economic history. New York: The Macmillan Company, 1905, pp. xi, 338.
Johnson, A. S. Introduction to economics. Boston: D. C. Heath & Co., 1909, pp. xii, 404.

These are shorter text-books, of a somewhat more elementary character than the three mentioned before. They have the apparatus of questions expected in a high-school text-book, as well as references and brief bibliographies. The first two are more concrete and informational; the third (Johnson’s) is more abstract and general, but not less satisfactory in its mode of exposition.

 

Marshall, Alfred. Elements of economics of industry, being the first volume of elements of economics. London: Macmillan & Co., 1892; third edition, ibid., 1899.

This gives a condensed statement of the doctrines of the same author’s larger book (see above), arranged with a view to use by students. It does not cover the whole subject, but only the range of topics treated in the larger book.

Source: Teachers in Harvard University, A Guide to Reading in Social Ethics and Allied Subjects, Lists of Books and Articles Selected and Described for the Use of General Readers. Cambridge, Mass.: Harvard University, 1910, pp. 6-9.

Image Source: Frank Taussig in Harvard Album 1915.

Categories
Economists Gender Michigan Radcliffe Wellesley

Radcliffe. Economics Ph.D. alumna. Margaret Elliott, 1924

 

To the irregular series “Meet an Economics Ph.D. alumna” I am pleased to add the 1924 Ph.D. graduate of Radcliffe, Margaret Elliott. I was hard-pressed to uncover much a a publication record for her, but what could be found indicates a career-long interest in the occupational experience of women. 

_________________________

Margaret Elliott’s 1924 Radcliffe Ph.D.

Margaret Elliott, A.M.

Subject, Economics.
Special Field, Labor Problems.
Dissertation, “Statistics of Occupation: A Study in Classification.”

Source: Annual Report of Radcliffe College, 1923-24, (March, 1925), p. 31.

_________________________

Biographical Note from the University of Michigan Archives

Margaret Elliott was born in Lowell, Massachusetts in 1891 [28 October]. She received her A.B. degree from Wellesley in 1914, and her M.A. and Ph.D. from Radcliffe in 1921 and 1924, respectively. Her dissertation was titled Earnings of Women in Business and the Professions.

Margaret Elliott was an instructor at Abbott Academy, Andover, Massachusetts from 1915 to 1917, and was appointed as an assistant professor of Personnel Management in the newly organized School of Business Administration at the University of Michigan in 1924, after she received her doctoral degree. In 1929, she was promoted to associate professor in both the business school and the Department of Economics in the College of Literature, Science, and the Arts. She was promoted to full professor in 1931 in both departments. Margaret Elliott was the first woman to be a full professor at the School of Business Administration.

Margaret Elliott was an active member of several organizations, including the National Federation of Business and Professional Women, and the American Association of University Women (AAUW). After she retired from her work with the AAUW, a national fellowship was established in her name.

Margaret Elliott married Professor John Evarts Tracy of the Michigan Law School in 1933. The couple had no children of their own, but they did raise his sister’s children after her death. John Tracy died in 1959. Margaret Elliott Tracy died in 1978 [12 May] at the age of 87.

Source: University of Michigan, Bentley Historical Library. Papers of Margaret Elliott: 1920-1954.

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Biographical Note (5 July 1941)

Personnel Expert Holds Chairs On Two Faculties: Margaret Elliot Tracy

The housewife who has been convinced by bouts with the family budget that men are welcome to the lion’s share of participation in economic matters would look with awe upon the achievements of Dr. MARGARET ELLIOTT TRACY, Professor of Economics in the Department of Economics and Professor of Personnel Management in the School of Business Administration.

Mrs. Tracy is the wife of Professor John E. Tracy, of the Law School. A native of Lowell, Massachusetts, where she was born on October 28, 1891, she went to Wellesley College after completing her early schooling in the Lowell public schools, and in 1914 received her Bachelor’s degree. She was Instructor at Abbot Academy, Andover, Massachusetts, from 1915 to 1917, when she determined to fit herself to teach economics.

At Radcliffe College in 1917-1918, she pursued graduate study in this field, but with American entry into World War I left college to assume personnel duties at the U. S. Ordnance Department’s Watertown Arsenal in charge of women’s work. Finding this type of occupation to her liking, she sought and obtained the position of Personnel Director for Waitt and Bond, Inc., of Newark, New Jersey, after the close of the war, staying for a year, 1919-1920, before returning to Radcliffe to complete her graduate studies. From Radcliffe in 1921, she received the M.A. degree, and in 1924, the Ph.D. degree. It was in this latter year that she took the first of the trips abroad which became her chief extra-curricular interest, although the jaunt over England and the Continent as a Whitney Traveling Fellow from Radcliffe combined much business with pleasure, since she was engaged throughout in study of European labor conditions.

In 1925, she came to Michigan as Assistant Professor of Economics, in 1929 was made Associate Professor, and assumed her present duties in the two branches of the University in 1932. While on sabbatical leave in 1931-1932, she took her longest trip, a complete globe-circling journey in which she centered her interest in the Far East and some of the remote islands of that region. Had the present war not intervened, she and Professor Tracy planned to continue sight-seeing in Egypt and the Near East on their sabbatical leave this year.

Mrs. Tracy is the author of Earnings of Women in Business and the Professions, published by the University of Michigan Press in 1930, and of a number of articles, including “Some Factors Affecting Earnings of Women in Business and the Professions,” appearing in Annals of the American Academy, May, 1929. She has been a member of the Board of Trustees of Wellesley College since 1936, and is affiliated with the American Economic Association, American Statistical Association, American Association for Labor Legislation, and the Personnel Research Federation.

Source: University of Michigan, The Michigan Alumnus (5 July 1941) posted at the University of Michigan  Faculty History Project page for Margaret Elliot Tracy.

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Biographical Note (1 September 1955)

Memoir: Margaret Elliot Tracy

The Regents of the University express to Margaret Elliott Tracy, Professor of Personnel Management, upon the occasion of her retirement from active membership on the University faculty, their kind appreciation of the contributions she has made as a brilliant scholar, a stimulating teacher, and a wise counselor of students.

Dr. Elliott received the A.B. degree from Wellesley College in 1914. From 1915 to 1917 she was Instructor at Abbot Academy, Andover, Massachusetts. In 1918, working for the United States Ordnance Department, she was in charge of Women’s Work at Watertown Arsenal. From 1919 to 1920, she was Personnel Director of Waitt & Bond, Inc. She earned the A.M. degree in 1921 and the Ph.D. in 1924 from Radcliffe College.

After studying at London University in 1924 as a Whitney Traveling Fellow of Radcliffe College, Dr. Elliott joined the faculty of the School of Business Administration of the University of Michigan as Assistant Professor of Personnel Management. Dr. Elliott held the dual appointment first as Associate Professor and later as Professor of Economics in the College of Literature, Science. and the Arts and as Professor of Personnel Management in the School of Business Administration, from 1931 to 1950.

On December 22, 1933, Dr. Elliott married John Evarts Tracy, Professor of Law at the University of Michigan. She was a member of the American Statistical Association, of the American Association for Labor Legislation, and of the American Economic Association. From 1926 to 1938 she belonged to the National Federation of Business and Professional Women, acting as Research Chairman of the Association from 1926 to 1930. Professor Tracy, in addition to her teaching and research, gave much time and ability to the consideration of student problems. As a member of the first Board of Governors of Residence Halls and of the first Executive Committee of the Institute for Human Adjustment, she helped establish fundamental policies of these organizations. Her work in the American Association of University Women, particularly while she was Chairman of the National Fellowship Awards Committee from 1949 to 1951, reflected her executive capacity. She did much good work in the University community and in her city to bring them into closer harmony.

The Regents in granting Professor Tracy’s request that she retire before her seventieth birthday extend to her their sincere congratulations upon her distinguished career and confer upon her the title Professor Emeritus of Personnel Management and hope that she may enjoy the courtesies usually offered emeritus members of the faculty.

Source: University of Michigan, Regents’ Proceedings (1 September 1955) posted at the University of Michigan Faculty History Project page for Margaret Elliot Tracy.

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Publications

Elliott, Margaret, and Grace E. Manson. “Some Factors Affecting Earnings of Business and Professional Women.” Annals of the American Academy of Political and Social Science 143 (1929): 137–45.

____________. Earnings of Women in Business and the Professions. Michigan Business Studies, vol. III, No. 1 (Ann Arbor: University of Michigan, 1930).

Reviewed: American Economic Review, Vol. 21, No. 2 (Jun., 1931), pp. 321-323.

____________. “Review of The Human Problems of an Industrial Civilization, by E. Mayo.” American Economic Review 24, no. 2 (1934): 322–23.

____________. “Review of Women and Wealth, by M. S. Branch.” Annals of the American Academy of Political and Social Science 175 (1934): 271–271.

____________. “Review of College Women and the Social Sciences, by R. E. Mills.” The Annals of the American Academy of Political and Social Science 175 (1934): 272–272.

____________. “Review of The Women’s Trade Union Leagues in Great Britain and the United States of America, by G. Boone.” American Economic Review 32, no. 4 (1942): 919–20.

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Image Source:  Margaret Elliott Tracy giving a lecture [1958-59?]. University of Michigan, Bentley Historical Library, Ross School of Business Records.