Categories
Chicago Economists

Chicago. Economics Department on Possible Candidate for Permanent Employment, 1950

 

How big was the split within the department of economics in 1950 at the University of Chicago? Judging from the decision by chairman T. W. Schultz to essentially table the matter of approaching the central university administration with a candidate for a permanent position, there was a departmental deadlock.

The half-dozen economists discussed were: George Stigler, Abba Lerner, Kenneth Boulding, Leonid Hurwicz, Kenneth Arrow, and Lawrence Klein. Contemplate those names for a moment and then read aloud the following two sentences:

Several members of the Department stated that none of these men had all of the qualities sought: a good mind reaching out fruitfully in new directions in economics. It was agreed, however, that there were no likely candidates possessing these qualities in a high degree.   

We can only speculate which alpha economists happened to lock horns in those three meetings.

_________________________

From the MINUTES, Meeting of the Department,
May 24, 1950.

Present: T. W. Schultz, T. Koopmans, A. Rees, H. G. Lewis, D. G. Johnson, E. J. Hamilton, R. Burns, J. Marschak, F. H. Harbinson, F. H. Knight, M. Friedman, B. Hoselitz, L. Metzler

[…]

II. Appointments

Schultz informed the Department that Hildreth’s position has been renegotiated for a term of three years. The Department approved a motion authorizing for Hildreth the courtesy rank of Associate Professor for a three year term.

The Department then considered the appointment problem raised by the leaving of Blough (probably initially on a one year leave of absence) and Brownlee. Schultz suggested that the Department had two alternatives open to it: a temporary replacement (construed broadly) and a permanent appointment of a top ranking person.

The Department considered first possible candidates for permanent appointment. Attention centered on George Stigler, Abba Lerner, Kenneth Boulding, Leonid Hurwicz, Kenneth Arrow, and Lawrence Klein. For a temporary appointment Schultz suggested Gunnar Myrdal.

[Meeting began at 3:30 pm and ended 5:45 p.m.]

_________________________

From the MINUTES, Meeting of the Department,
May 30, 1950.

Present: T. W. Schultz, R. Burns, D. G. Johnson, E. J. Hamilton, F. H. Knight, L. Metzler, R. Blough, F. H. Harbinson, A. Rees, H. G. Lewis, T. Koopmans, J. Marschak, M. Friedman.

Appointments

The discussion of appointments continued from the previous meeting. Schultz expressed the conviction that the time was propitious for a new permanent appointment. On Metzler’s suggestion, the Department returned to discussion of the following candidates for a permanent appointment: Stigler, Hurwicz, Boulding, Klein, Lerner, Arrow.

Several members of the Department stated that none of these men had all of the qualities sought: a good mind reaching out fruitfully in new directions in economics. It was agreed, however, that there were no likely candidates possessing these qualities in a high degree.

The chairman then polled those present with respect to their first choice (or ties for first) for a permanent appointment. As a result of the poll the list of candidates was narrowed to Hurwicz, Stigler, and Lerner. The chairman then polled those present on their position toward permanent appointment of each of these men.

The poll showed that of those present

4 would favor and 5 oppose the permanent appointment of Hurwicz
4 would favor and 5 oppose the permanent appointment of Lerner
6 would favor and 6 oppose the permanent appointment of Stigler

A motion was passed instructing the chairman to poll the absent members of the Department in the same way on the appointment of Hurwicz, Lerner, and Stigler and to report back to the Department for further discussion.

[Meeting began at 3:30 pm and ended 6:15 p.m.]

_________________________

From the MINUTES, Meeting of the Department,
June 8, 1950.

Present: T. W. Schultz, H. G. Lewis, D. G. Johnson, J. Marschak, H. Kyrk, P. Thomson, M. Friedman, T. Koopmans, A. Rees, E. J. Hamilton, F. H. Knight, R. Blough.

Appointments

Schultz reported that he had polled Kyrk, Thomson, Mints, and Nef (but had not heard from Goode) on the matter of a permanent appointment for Stigler or Hurwicz or Lerner. The upshot of the poll was that the Department, the Chairman not voting, was evidently divided in its rating of Stigler for a permanent appointment; both permanent members and temporary members of the faculty showed an even division. The Chairman explained that he would abstain from voting on the belief that the Department was not now prepared to advance, with a strong meeting of minds, a strong case to the Central Administration for a permanent appointment. Schultz proposed that we investigate a slate of names for a one-year appointment.

A motion was passed authorizing the Chairman to put Gunnar Myrdal in the first position on the slate for a one-year appointment.

Successive motions passed by the Department added the following names to the slate:

Nicholas Kaldor   Simon Kuznets
Arthur F. Burns
H. M. Henderson
W. Vickrey
A. Hart
H. Stein

The Department then, following the system of ranking used in fellowship appointments, ranked these seven persons. The rank order follows:

1. Kaldor
2. Burns
3. Henderson
4. Kuznets
5½. Vickrey
5½. Hart
7. Stein

[Meeting began at 3:30 pm and ended 6:00 p.m.]

Source: University of Chicago Archives, Department of Economics Records, Box 41, Folder 12.

Image Source: Social Science Research Building.  University of Chicago Photographic Archive, apf2-07466, Special Collections Research Center, University of Chicago Library.

 

Categories
Economists Harvard Yale

Harvard. Three generations of Economics Ph.D.’s. The Ruggles Dynasty

 

 

The passing of the torch from one generation in a family to another in economics is noteworthy, but hardly a rare occurrence. Everyone has heard of James and John Stuart Mill, Neville and Maynard Keynes, Robert Aaron and Margaret S. and their economist sons Robert J. and David Gordon, Bob and Anita with their bouncing Larry Summers, Richard and Jonathan Portes, as well as Ken and Jamie Galbraith, to drop only a few names. But one can honestly say that economists are underachievers in this torch-passing respect.

After all, musicians appear to find little difficulty in getting the beat to go on in the family, medical doctors seem to fall from family trees of doctors, the clergy (for religions in which sexual reproduction is a feature and not a bug) show little difficulty in begetting future clerics, and indeed the professional military is generally successful in instilling a pride of warriorship in its young. At least we economists can console ourselves that no one has (yet) composed a song with a title like “Mammas Don’t Let Your Babies Grow Up to Be Cowboys”.

With all of this in mind, I present Economics in the Rear-view Mirror’s very first economics Ph.D. family trifecta: meet the Ruggles dynasty, three generations of Harvard economics Ph.D.’s who collectively span a century’s worth of economics right up to the present day.

I’ll let others assess the “relative” achievements of the dynasty founder, Clyde Orval Ruggles (“The economic basis of the greenback movement in Iowa and Wisconsin”, Harvard PhD, 1913),  vs. the middle-generation of Clyde’s son, Richard Francis Ruggles (“Price structure and distribution over the cycle”, Harvard PhD, 1942), and Richard’s first wife, Nancy Dunlap Ruggles (“Resource allocation and pricing systems”, Radcliffe PhD, 1949), vs. Clyde’s granddaughter, Patricia Ruggles (“The allocation of taxes and government expenditures among households in the United States”, Harvard PhD, 1980). Two remarks: (i) Appointments to a professorship at the Harvard Business School (Clyde) or to staff director of the Joint Economic Committee of the U.S. Congress and a pair of NSF fellowships (Patricia) are hardly chopped liver according to any meaningful metric; (ii) published tributes to the work of Richard and Nancy Ruggles are easy to find.

  • Barbara M. Fraumeni “Ruggles and Ruggles—A National Income Accounting Partnership” Survey of Current Business, April, 2001, 14-15. 
  • Timothy Smeeding (December 2001), In Memoriam: Richard Ruggles—a man for all seasons (1916-2001). Review of Income and Wealth, 47: 561-563.
    James Tobin (September 2001), In Memoriam: Richard Ruggles (1916-2001). Review of Income and Wealth, 47: 405–408.
  • Edward N. Wolff (September 2001), In Memoriam: Richard Ruggles (1916-2001). Review of Income and Wealth, 47: 409–415.
  • Helen Stone Tice (June 2004), Essays in Honor of Nancy and Richard Ruggles: Editor’s Introduction. Review of Income and Wealth, 50: 149-151.

Below you will find a variety of artifacts culled from public sources with (auto-)biographical information about the members of this dynasty. 

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Biographical Note about Clyde Orval Ruggles from the Baker Library of Harvard Business School

Clyde Orval Ruggles was born in Fairfield, Iowa on December 7, 1878. He received his BA from Iowa State Teachers College in 1906, his MA from the University of Iowa in 1907, and his PhD from Harvard in 1913. He also received a Litt.D. from Suffolk University in 1938.

Ruggles was the head of the Department of History and Social Science at the Iowa State Teachers College from 1909-1913. He then served on the faculty of the Department of Economics at Ohio State University from 1913-1920. He left Ohio State for a year to take up the position of Head of the School of Commerce and the Department of Economics at the University of Iowa from 1920-1921. He then moved back to Ohio State in 1921, serving as the Head of the Department of Business Administration from 1921 to 1926, and as Dean of the College of Commerce and Journalism from 1926-1928.

In 1928 he came to HBS as a Professor of Public Utility Management (later amended to Professor of Public Utility Management and Regulation), a position he held until his retirement from HBS in 1948, when he became an emeritus professor. He also served as the Director of the Division of Research from 1940-1942. After his retirement from HBS, he continued to teach, lecturing at or serving on the faculties of Ohio State, Wright Patterson Air Force Base in Ohio, the Georgia Institute of Technology and Northeastern University.

Ruggles was a nationally known economist with diverse research interests in the areas of public utilities management and business education. In addition to his academic work, Ruggles also served as a consultant to a variety of public and private agencies and companies, including the Civil Aeronautics Board, the National Monetary Commission, the United States Shipping Board, and the Montreal Tramways Company.

Ruggles’ publications include Terminal Charges at United States Ports (1919), Problems in Public Utility Economics and Management (1933 and 1938), Aspects of the Organization, Functions and Financing of State Public Utility Commissions (1937), and numerous journal and newspaper articles.

Clyde O. Ruggles died on April 6, 1958 in Cambridge, Massachusetts.

 

Source:   Baker Library Historical Collections, Harvard Business School, Harvard University. Clyde O. Ruggles Papers, 1918-1957: A Finding Aid.

Image Source: Harvard Business School Yearbook 1938-39.

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Clyde O. Ruggles’ Daughter Catherine G. Ruggles
Radcliffe Ph.D. Conferred, June 1937

Catherine Grace Ruggles, A.M. Subject, Economics. Special Field, Public Finance. Dissertation, “The Financial History of Cambridge, 1846-1935.” Research Assistant, Harvard Department of Economics.

Source: Radcliffe College, President’s Report 1936-37, p. 20.

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American Economic Association’s Biographical Listing of Members (Dec. 1981)

Ruggles, Nancy D., 100 Prospect St., New Haven, CT 06511. Phone: Office (203)436-8583; Home (203) 777-4187. Fields: 220, 320. Birth Yr: 1922. Degrees: A.B., Pembroke Coll., 1943; Ph.D., Radcliffe Coll., 1948. Prin. Cur. Position: Sr. Res. Econ., Yale U., 1980-. Concurrent/Past Positions: Secy., Int’l. Assn. for Res. in Income & Wealth, 1961-; Asst. Dir., Statistical Off., United Nations, 1975-80. Research: Nat. acctg. systems & their integration with economic-social microdata.

Ruggles, Richard, 100 Prospect St., New Haven, CT 06511. Phone: Office (203) 436-4040; Home (203) 777-4187. Fields: 220, 320. [Birth Yr: 1916.] Degrees: A.B., Harvard Coll., 1939; M.A. Harvard U., 1941; Ph.D., Harvard U., 1942. Prin. Cur. Position: Prof. of Econs., Yale U., 1947-. Research: Nat. acctg. systems & their integration with economic-social microdata.

 

Source: Biographical Listing of Members in the 1981 Survey of Members (Dec., 1981) The American Economic Review, Vol. 71, No. 6. p. 354.

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Richard Ruggles (1916-2001),
Noted Economic Statistician, Dies

Richard Ruggles, a member of the Yale economics faculty for nearly 40 years who was a specialist in the fields of national economic accounting and economic theory, died March 4 at his home in New Haven of complications from prostate cancer.

Professor Ruggles, who was 84, was known for developing accounting tools for measuring national income and improving price indexes used in formulating government policy. Throughout his Yale career, he conducted research for numerous government agencies and bodies, including the United Nations, the Organization of American States, the Federal Reserve Board, the Bureau of the Census and the National Bureau of Economic Research, as well as the Ford Foundation. He also served on various governmental committees concerned with economic statistics.

The economist did much of his work with his first wife, Nancy, who died in 1987. Pricing Systems, Indexes, and Price Behavior, Macro- and Microdata Analyses and Their Integration, and National Accounting and Economic Policy, collections of their work, were published in 1999.

Born on June 15, 1916, in Columbus, Ohio, Mr. Ruggles was the son of economist Clyde O. Ruggles, who taught at and was dean [sic] of the Harvard Business School. The younger Mr. Ruggles attended Harvard for both undergraduate and graduate study, earning his B.A. in 1939, an M.A. in 1941 and his Ph.D. in 1942.

After earning his doctorate, Professor Ruggles joined the Office of Strategic Services as an economist. During World War II, he worked for the office in London, where he estimated the production rates of tanks at German factories using photographs of the serial numbers from captured or destroyed tanks. In 1945-46 he was with the U.S. Strategic Bombing Survey in Tokyo and Washington.

Professor Ruggles returned briefly to Harvard as an instructor in 1946 before joining the Yale faculty a year later as an assistant professor of economics. He was named an associate professor in 1949 and a full professor in 1954. He was appointed the Stanley Resor Professor of Economics in 1954. He chaired the Department of Economics from 1959 to 1962, and also served as director of undergraduate studies in the department.

Professor Ruggles and his family traveled frequently, making trips to the Soviet Union and to various developing countries, among other places.

Professor Ruggles married Caridad Navarette Kindelán in 1989. In addition to his wife, he is survived by three children, Steven Ruggles of Minneapolis, Minnesota; Patricia Ruggles of Washington, D.C.; and Catherine Ruggles of Los Angeles, California; two sisters, Catherine Ruggles Gerrish of Cambridge, Massachusetts, and Rebecca Ruggles of New York City; four grandchildren; and his wife’s seven children and 13 grandchildren.

 

Source: Yale Bulletin & Calendar, Vol. 29, No. 23 (March 23, 2001).

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Memories and Musings of Yale by Richard Ruggles (ca. 2000)

In 1939 I graduated from Harvard with my classmates, William Parker and James Tobin, and like them undertook graduate study in economics. The previous cohort of Harvard graduate students in economics was very distinguished and included Paul Samuelson, Ken Galbraith, Abe Bergson, Lloyd Reynolds, John Miller, Lloyd Metzler, Robert Triffin, Henry Wallich, and many others, including my sister Catherine Ruggles. With the outbreak of World War II, Bill Parker went into the Army and Jim Tobin went into the Navy. I managed to finish my graduate work and I went into OSS. I served in London in 1943, in Europe in 1944, and went to Japan for the Bombing Survey at the end of the war.

In 1946, I returned to Harvard as an Instructor and married Nancy Dunlap, who enrolled as a graduate student in economics at Radcliffe. At the 1946 meetings of the American Economic Association, I met John Miller, who had moved to Yale, and he invited me to give a talk at Yale. I did so and was appointed Assistant Professor. At that time Ed Lindblom, Neil Chamberlain and Challis Hall were also appointed as Assistant Professors. Although, at Harvard, Yale was viewed as a boys’ finishing school, there was a group of younger faculty members who were highly regarded. In addition to John Miller, Lloyd Reynolds had come from Harvard, and there were Max Millikan, Richard Bissell (who was always on leave) and Wight Bakke. The so-called “ice cap” consisted of pre-Keynesian economists who, for the most part, specialized in specific areas such as transportation, corporate finance, accounting, and money and banking. Generally speaking, the “ice-cap” were reasonable men, but they were oriented toward training Yale undergraduates to go out into the business world.

The newly appointed Assistant Professors were quite congenial and held Saturday night dances in the Strathcona lounge. There was, however, no role for professional women in the Economics Department so Nancy and I became consultants for the government, the United Nations, and foundations. In 1948, we went to Europe for the Economic Cooperation Administration. In the 1950s, we worked for ECA in Washington, the Ford Foundation, and the United Nations in New York. When the Korean war broke out, we were asked to create an intelligence unit for the CIA for collecting and analyzing Soviet factory markings. We hired some Yale students and employees from ECA. At Yale we developed a “Rapid Selector” project in conjunction with the Yale Electrical Engineering Department to help analyze the factory markings data collected from Korea. The “Yale Rapid Selector” was quickly made obsolete by the development of computers.

During the 1950s, Lloyd Reynolds was building up the Economics Department at Yale. He recruited Robert Triffin, Henry Wallich, and William Fellner. The Yale Economics Department was becoming known for the quality of its faculty. At that time, the Cowles Commission at the University of Chicago was unhappy with their arrangements there and approached Lloyd about coming to Yale. The arrangements for bringing Cowles to Yale were made in 1955, with Tjalling Koopmans and Jacob Marschak being appointed as Professors in the Economics Department. As part of the agreement, the Econometric Society also moved to Yale, and I agreed to serve as Secretary, with Nancy as Treasurer.

By 1959, however, friction developed between some members of the Cowles Foundation and the Chairman, Lloyd Reynolds. As a consequence I was asked to serve as chair. As Chairman I managed to recruit Joe Peck, William Parker, and Hugh Patrick, who had been an undergraduate at Yale and had participated in the CIA Korean project. However, I did not like being Chairman, and I resigned in 1962.

The Yale Economic Growth Center was established in 1961. Lloyd Reynolds and I had served as consultants to the Ford Foundation, and they had expressed an interest in establishing a center for the study of economic development at Yale. In addition, Nancy and I were actively consulting for the Agency for International Development in Washington D.C., and they also wished to foster such research. As a consequence, Lloyd Reynolds established the Yale Economic Growth Center. It had as its mission the development of “country studies” of economic development. Graduate students in economics writing their doctoral dissertations were sent to developing countries to do “country studies.” To facilitate and manage the operations, Miriam Chamberlain was appointed Executive Secretary to manage the day-to-day operations of the Growth Center. Miriam had been working at the Ford Foundation in New York and had moved back to New Haven when her husband Neil was made a Professor of Labor Economics. Mary Reynolds, wife of Lloyd Reynolds, was placed in charge of building up a library of books, documents, and data relating to developing countries. Nancy Ruggles was hired with AID funds to design the framework of data for the country studies. In addition, Nancy agreed to become the Secretary of the International Association for Research in Income and Wealth, which was transferred to the Economic Growth Center from the University of Cambridge, England. All three women had Ph.D.s from Radcliffe and were highly qualified for their functions.

To some members of the Economics Department, however, the hiring of faculty wives seemed inappropriate, and in 1966 the Chairman, therefore, asked for their resignations. Simon Kuznets suggested that Nancy and I could carry out our research program at the National Bureau of Economic Research in New York. For the next decade I carried out my research activities at the NBER in New York and Washington D.C. I taught the undergraduate course of the “Economics of the Public Sector,” the Senior Honors Seminar, the graduate course in “National Accounting,” and carried out the administrative tasks of Director of Undergraduate Studies or Director of Graduate Studies in Economics.

In 1978, I transferred my research activities from the NBER to the Institution for Social and Policy Studies at Yale. Nancy had been employed as the Assistant Director of the United Nations Statistical Office, but she also became associated with ISPS in 1980. We jointly carried out our research at ISPS until the accidental death of Nancy in 1987.

 

Source:   M. Ann Judd, The Yale Economics Department: Memories and Musings of Past Leaders

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Nancy Dunlap Ruggles
Radcliffe Ph.D., 1948

When Yale’s Economic Growth Center was founded in the 1961, three women, all with Ph.D.s, were hired as researchers or administrators. All three also happened to be married to Yale economics professors.

Five years later, amid a flash of concern about nepotism, the three women were required to leave their positions, despite being fully qualified.

For one of the women, Nancy Ruggles, the injustice was particularly acute given that she co-authored essentially all of her tenured husband’s academic work — a partnership she and her spouse, Yale economist Richard Ruggles, acknowledged and treasured.

“The situation with Nancy Ruggles was a shame, because she was someone who had all of the necessary qualifications to be a professor, should have been, and would be under present circumstances,” Yale economist and Nobel laureate Jim Tobin would later lament.

As Yale marks Women’s History Month and continues to commemorate the 50th anniversary of coeducation in Yale College and the 150th anniversary of female students at the university, it celebrates the visible achievement of women students and faculty. There’s also fresh appreciation of scholars whose accomplishments went unrecognized because of their gender.

Nancy Ruggles was born in 1922 and grew up during the Great Depression and World War II, formative experiences that exposed her to the importance of economics. She completed her undergraduate degree at Pembroke College, the women’s college affiliated with Brown University, in 1943. Immediately afterward, she took a job with the Office of Price Administration. There, through a co-worker, she met her future husband, Harvard economics Ph.D. Richard Ruggles.

Their daughter, Patricia Ruggles ’74, said Nancy’s experiences in Washington, D.C. during the war led her to study economics, and that Richard encouraged Nancy to enroll in a Ph.D. program once the war was over. At Radcliffe College, Nancy wrote her thesis on marginal cost pricing, an innovative idea at the time, and received her doctorate in 1948.

Patricia Ruggles said her mother, like other women, was made to accept less illustrious degrees from women’s colleges.

“My mother was very insulted when she was offered to trade her [Radcliffe] Ph.D. for a Harvard one both because it implied that a Radcliffe degree was second class and because she had been denied a Harvard degree in the first place, even though all of her courses were at Harvard.”

The Ruggles moved to New Haven in 1946, after Richard was appointed a professor at Yale. Together, their main research focus was developing the rules for national income accounting, which measures economic activity in a country. In 1947, the Ruggles worked on the implementation of the Marshall Plan and helped develop assessments for measuring the aid’s effectiveness in stimulating the health of European economies. Later, the Ruggles’ framework was adopted for calculating U.S. national accounts.

“As far as I know, my father never wrote anything without my mother as a co-author during the time they were married,” Patricia Ruggles said.

In a review of the Ruggles’ work, economist Utz-Peter Reich remembers Richard’s response to a question about the authorship of their work as, “It does not matter — it’s always been both of us who have been at it anyway.”

Still, gender barriers were a common theme in Nancy Ruggles’ career. She was a founding member of the International Association for Research on Income and Wealth and its secretary for many years. Though her husband served as editor of the association’s journal, she in fact did the bulk of the editorial work with manuscripts, according to Patricia Ruggles, because Richard was dyslexic.

The pair did much of their research out of their home on Prospect Street, which Sterling Professor of Economics and Economic Growth Center founder Lloyd Reynolds remembered as a “two-person, computerized data factory.”

According to Professor Emeritus Bill Brainard, the Ruggles had installed a 24-volt system to control all electricity in the house and created a sophisticated data storage center in the home. He also recalled a Ford van the Ruggles outfitted with plumbing and communications infrastructure, allowing them to work on road trips across the country and even around the world, going as far as Russia after World War II.

The Ruggles’ dynamism as a research duo was recognized and appreciated by many of their contemporaries. Said Tobin, “[The Ruggles] were probably the best husband-wife team in the history of economics.”

Unfortunately for Nancy Ruggles, the prevailing view at Yale during her time was that appointing spouses to faculty positions was immoral nepotism, especially within the same department, Tobin said.

After being let go from Yale, she went on to work for the United Nations, where she was assistant director of the Statistical Office from 1975 to 1980. In that role, she helped develop the rules for national income accounts published by the United Nations, especially for developing countries for whom the accounting rules of developed countries were less applicable. Her work had important implications for crafting economic development policies globally. After 1980, Nancy Ruggles returned to Yale, becoming affiliated with the Institute for Social and Policy Studies as a senior research economist. Back in New Haven, she resumed her joint research with her husband. She died in 1987.

“My parents were a very effective team except for the fact that my mother got no recognition for her part of it,” said Patricia Ruggles, who earned an economics degree as a member of Yale’s second fully co-ed undergraduate class, in 1974.

Following in her parents’ footsteps, she also went on to earn a Ph.D. in economics from Harvard, in 1980.

It would not be until 2001 that Yale had its first tenured women economics professor, when the department hired Penny Goldberg from Columbia University.

Source:  Lisa Qian, “Giving economist Nancy Ruggles her due” web publication of Yale News, March 10, 2020.

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About Patricia Ruggles at the NORC website

[2018]

Pat Ruggles
Senior Fellow
Economics, Justice, and Society

B.A., Economics, Yale University
M.A., Economics, Harvard Unversity
Ph.D., Economics, Harvard Unversity

Patricia Ruggles is a Senior Fellow with the Economics, Labor and Population Studies department. She has worked throughout her career to improve the quality of the economic and social statistics used for research and policy analysis. She has been involved in the development of methods for analyzing longitudinal data sets since the 1980s, when she was a researcher at the Urban Institute. She was an early user of the Survey of Income and Program Participation (SIPP), using it to create integrated longitudinal files for the analysis of income and poverty spells over time. She served on the National Academy of Sciences Panel to evaluate the SIPP in 1989 and 1990.

Patricia has held two NSF/ASA fellowships at the Bureau of the Census, both focused on improving data quality and usability.. The analyses of poverty-related issues that came out of her first NSF fellowship contributed to her book, Drawing the Line, which analyzed the impacts of alternative poverty measures. That book led to a major review of poverty measurement by the National Academy of Sciences, and Census is now issuing a Supplemental Poverty Measure (SPM) that incorporates those recommendations. Patricia’s second NSF fellowship at Census focused on improving welfare program data in the SIPP, and led to her well-known work with Rebecca Blank on the dynamics of welfare spells. Patricia has also published many other studies based on the SIPP, the Panel Study of Income Dynamics (PSID) and other longitudinal data bases.

Patricia joined the staff of the Joint Economic Committee of the U.S. Congress in 1990, where she was concerned with data and measurement issues that affect policy analysis. In addition to a series of hearings on poverty measurement, she organized hearings on price measurement, unemployment, productivity, and other major economic indicators. She also worked extensively on issues relating to health insurance, health needs, and welfare. After a break to serve in the Clinton Administration, Patricia returned to the JEC as staff director in 2000.

In 1996 Patricia became the Deputy Assistant Secretary for Income Policy and the Chief Economist for the U.S. Department of Health and Human Services. In that role she was responsible for an annual budget of about $20 million to oversee research on issues relating to income and poverty.

More recently, Patricia has worked at the National Academy of Sciences on projects relating to social and economic indicators and on a re-evaluation of the SIPP. She has also consulted with the city of New York on the creation of a city-specific poverty measure and with the United Nations on tracking environmental data in the context of the System of National Accounts.

Source:NORC experts webpage for Patricia Ruggles  .

 

[2013 NORC announcement of appointment of Patricia Ruggles]

Leading Poverty Economist Patricia Ruggles Joins NORC at the University of Chicago as a Senior Fellow in the Economics, Labor, and Population Studies Department

6/12/2013, Bethesda, MD.

– Patricia Ruggles, Ph.D., a long-time advocate for better poverty measurement and other important economic and social indicators, has been named a Senior Fellow at NORC at the University of Chicago. Ruggles has worked at the highest levels in both government and higher education. She has also written books and journal articles on poverty and on improving the quality of the economic and social statistics used for research and policy analysis. She has testified frequently before Congress on these issues, and was elected a Fellow of the American Statistical Association in recognition of her work on improving economic and social measurement.

“NORC at the University of Chicago has a strong track record in providing high-quality data and analysis on issues of social importance, and I look forward to being able to contribute to those efforts,” said Ruggles. “I will continue to work on issues relating to poverty, and will also conduct research on the accuracy and appropriateness of measures used to compute cost-of-living adjustments (COLAs) for Social Security and other programs. I believe that good data, accurate and appropriate statistical measures, and effective, high-quality dissemination of data and research findings are all crucial to good policy decisions.”

“Patricia Ruggles’ deep expertise studying poverty and improving the methods leading researchers employ to understand this problem is invaluable to our organization and her field,” said Dan Gaylin, Executive Vice President, Research Programs at NORC. “NORC is fortunate to have her join our staff.”

Ruggles has held two National Science Foundation (NSF)/American Statistical Association fellowships at the Bureau of the Census, both focused on improving data quality and usability. The analyses of poverty-related issues that came out of her first NSF fellowship contributed to her book, Drawing the Line, which analyzed the impacts of alternative poverty measures. Ruggles’ second NSF fellowship at the U.S. Census Bureau focused on improving welfare program data in the Survey of Income and Program Participation, and led to her well-known work with economist Rebecca Blank on the dynamics of welfare participation.

“We are excited to add an economist of Patricia Ruggles’ experience and expertise to our department,” said Chet Bowie, Senior Vice President and Director of the Economics, Labor, and Population studies department at NORC. “Here at NORC, she will continue her work on improving the quality of the data and measures policymakers use to make critical decisions on social policy.”

From 1996 to 2001, Ruggles was the Deputy Assistant Secretary for Human Services Policy and the Chief Economist for the U.S. Department of Health and Human Services. In that role she was responsible for an annual budget of about $20 million to oversee research on issues relating to income, poverty, and human services programs. Both before and after her employment at HHS, Ruggles served on the staff of the Joint Economic Committee of the U.S. Congress, from which she retired as Staff Director in 2003. She was also a visiting professor at Georgetown University in 2003-2004.

Source:  NORC press release.

Image Source:  Richard and Nancy Ruggles’ Tourist Card for Brazil dated 30 December 1962.

Categories
Economists Harvard History of Economics Northwestern

Harvard. Economics Ph.D. alumnus Homer Bews Vanderblue, 1915

 

Homer Bews Vanderblue (Harvard Ph.D., 1915) won his academic spurs for work on the economics of railroads. He went on to become the Dean of the School of Commerce at Northwestern. Before leaving for Northwestern in 1939 he donated his personal collection of Adam Smith materials to the Harvard Business School’s Baker Library.

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Homer Bews Vanderblue’s Ph.D. exams at Harvard

General Examination in Economics, Monday, May 11, 1914.
Committee: Professors Taussig (chairman), Turner, Sprague, Day, and Dr. Copeland.
Academic History: Northwestern University, 1907-12; Harvard Graduate School, 1912—. A.B., Northwestern, 1911; A.M. ibid., 1912. Assistant in Economics, Harvard, 1913—.
General Subjects: 1. Economic Theory and its History. 2. Statistics. 3. History of American Institutions since 1789. 4. Economic History since 1750. 5. Commercial Organization. 6. Transportation.
Special Subject: Transportation.
Thesis Subject: “Railroad Valuation.” (With Professor F. W. Taussig and Mr. E. J. Rich.)

Source: Harvard University Archives. Harvard University, Examinations for the Ph.D. (HUC 7000.70), Folder “Examinations for the Ph.D., 1913-14”.

Note:  Thesis published as Railroad Valuation, Boston: Houghton Mifflin, 1917.  It was awarded second prize ($500) in Class A of the Hart, Schaffner & Marx competition.

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From the 1941 Harvard Business School Yearbook

Homer Bews Vanderblue
Honorary Curator of Early Economic Literature

Degrees: A.B., 1911; A.M., 1912, Northwestern University; Ph.D., 1915 Harvard University.

History in Brief: Instructor in Economics, Harvard College, 1914-15; Assistant Professor, Associate Professor and Professor of Transportation, Northwestern University, 1915-22; Research Director, Denver Civic and Commercial Association, 1920-21; Economist and Director, Harvard University Committee on Economic Research, 1922-29; Professor of Business Economics, 1922-29; Vice President, Tri-Continental Corporation, New York City, 1929-37; Member, Library Committee, College of William and Mary since 1936; Member, Committee on Economic Bibliography, British Academy since 1937; Honorary Curator of Early Economic Literature since 1936; Dean of College of Commerce, Northwestern University since 1939.

Source: Harvard University, The Harvard Business School Yearbook, 1941, page 37.

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Death notice from Harvard College President’s Annual Report

Homer Bews Vanderblue, Honorary Curator of Early Economic Literature in the Baker Library, died on July 12, 1952, in his sixty-fourth year. His first appointment at the University was as Assistant in Economics and Proctor in 1913-14. He became Instructor in Economics in 1914-15. Until 1922, he taught at Northwestern University as Assistant Professor, Associate Professor, and Professor of Transportation. From 1922 until his resignation in 1929, he was Professor of Business Economics, and from 1936 until his death he filled the post of Honorary Curator of Early Economic Literature in the Baker Library. He returned to Northwestern as Professor of Business Economics and Dean of the School of Commerce (1939-49).

 

Source: Harvard University. Report of the President of Harvard College and reports of departments, 1951-52, pp. 49-50.

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Vanderblue as Head of Northwestern’s School of Commerce

Homer Vanderblue becomes the fifth dean of the School of Commerce. Vanderblue proves to be a successful academic and administrative leader, keeping the school functioning during the resource shortages associated with World War II when most business schools curtailed their operations or suspended instruction entirely.

Under Dean Vanderblue, the school shifts away from technical specialization toward a broader managerial education. To accomplish this shift—which would take years to complete—Vanderblue introduces the “rotating chairs” system for academic department heads, thus sidestepping department rigidity. He recruits faculty sympathetic to his goals and ideals of “liberal business education.”

Vanderblue also works to bridge the fiscal gap between what the school generates for the university and what it earns to meet its expenses. Among other things, Vanderblue proposes raising faculty salaries, which had declined during the depression, and constructing new buildings in Evanston and Chicago. Vanderblue admits that to retain the best faculty, he has to draw upon loyalty to Northwestern by “playing on the ‘I love Evanston’ key” to retain the best senior professors, something he is able to do in many cases.

Dean Vanderblue retires due to ill health in 1949.

 

Source: Northwestern University, Webpage: “Kellogg School History: 1938-1947.”

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Adam Smith—Vanderblue Collection

Baker Library has brought together one of the most comprehensive collections of the works of Adam Smith in the world, with a special focus on The Wealth of Nations. This collection contains virtually all published editions in English of this work, The Theory of Moral Sentiments, and Essays on Philosophical Subjects as well as translations into Chinese, French, Russian, and numerous other languages. Further, it holds many of Smith’s other published materials, manuscript letters, and several volumes from Smith’s own library. Harvard Business School Professor Homer B. Vanderblue donated the collection in 1939.

Source: https://www.library.hbs.edu/Find/Collections-Archives/Special-Collections/Collections/European-Economic-History-Philosophy-Kress-Collection/Adam-Smith-Vanderblue-Collection

Image Source: Homer Bews Vanderblue from the 1946 volume of the Northwestern University yearbook Syllabus. Colorized by Economics in the Rear-view Mirror.

Categories
Economic History Economists Harvard

Harvard. Ph.D. Economics Alumnus, Arthur Harrison Cole

 

Many Harvard Ph.D.’s in economics went on to careers across the Charles River at the Harvard Business School. The economic historian, Arthur Harrison Cole, is best known as having been the Librarian of the Business School’s Baker Library and also the executive director of the Research Center in Entrepreneurial History at the Business School. 

Arthur Harrison Cole’s doctoral examination fields can be found at this post. His dissertation is included in this list of Harvard economics Ph.D.’s through 1926.

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From the Report of the President of Harvard College, 1973-74

Arthur Harrison Cole, who died November 10, 1974 in his 85th year, was Professor of Business Economics, Emeritus and former Librarian of the Baker Library at the School of Business Administration. Called a “pivotal figure” in the growth of the Library, Cole boldly reorganized and reclassified its collections, transforming it into a distinguished, scholarly institution. He presented to the Library the records of the first cotton manufacturing concern in this country which he had discovered in Webster, Massachusetts while a doctoral student. From this experience came his long professional interest in the changing ways of American business. His two-volume work, The American Wool Manufacture (1926), is still an important source book on the subject, and the Research Center in Entrepreneurial History at the School of Business Administration was largely his project — he was executive director from 1948 to 1958. After graduation from Bowdoin College in 1911 Cole received the A.M. and Ph.D. degrees from Harvard in 1913 and 1916. In 1913 he was appointed Assistant in Economics in the Faculty of Arts and Sciences and in 1916 Instructor in Economics and Tutor in the Division of History, Government and Economics. He became an Assistant Professor in 1926 and Associate Professor in 1928. His service at the Business School commenced in 1929 when he was made Administrative Curator of the Baker Library. In 1932 he became Librarian of Baker and in 1933 was elected Professor of Business Economics. His activity in his field continued after his retirement in 1956. He was an editor and a prolific writer who published in many journals. A slight but charming evidence of his editorship was Charleston Goes to Harvard, the diary of a Harvard student from South Carolina during one term in 1831. Cole’s most recent book was The Birth of a New Social Sciences Discipline: The Achievements of the First Generation of American Business Historians, 1893-1974. A room in Baker Library devoted to corporate publications is scheduled to be dedicated to his memory this spring.

Source: Harvard University. Report of the President of Harvard College and Reports of Departments, 1973-74, pp. 32-3.

Image Source: Harvard Business School Yearbook 1930-1931, p. 39.

 

Categories
Chicago Economist Market Economists

Chicago. Marschak on potential hires for department, 1946

 

In his magnificent article about the departmental politics behind the appointment of Milton Friedman at the University of Chicago in 1946, David Mitch refers in passing to a February 1946 memo written to the Chancellor and President of the University by Vice-President Rueben G. Gustavson in which the Vice-President reports on a discussion he had with Jacob Marschak about various economists being considered for appointment.

Mitch’s online Appendix to his article provides an excellent selection of archival artifacts to which the transcription of the Gustavson memo below may be added. In this memo it looks like we are observing active lobbying (at least providing his “spin”) on Marschak’s part rather than a senior faculty member summoned by an administrator to provide deep background on prospective hires.

It is worth noting that the names of five future Nobel prize winners in economics can be found in a single 1946 memo. It is also interesting that the last two candidates mentioned in the memo, namely Lloyd Metzler and Milton Friedman, were the only two to turn out to become permanent acquisitions of the department.

 

See: David Mitch, “A Year of Transition: Faculty Recruiting at Chicago in 1946,” Journal of Political Economy 124, no. 6 (December 2016): 1714-1734. [working paper version (ungated)]

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Biographical Note of Rueben Gilbert Gustavson

Rueben Gilbert Gustavson was born (April 6, 1892-February 24, 1974) to Swedish immigrants James and Hildegard Gustavson. As a young man Gustavson developed a strong belief in moral responsibility to others. After a childhood injury made following in his father’s footsteps as a carpenter impossible he attended high school where he excelled in his studies. In deference to his father’s wish he learn practical skills Gustavson took courses in typing and stenography. These classes enabled Reuben to gain employment with Colorado and Southern Railroad where he became secretary to the auditor. The monies Gustavson earned working at the railroad enabled him to enroll in at the University of Denver, DU. After obtaining his bachelor’s degree DU Gustavson decided to pursue a master’s degree in chemistry. He received his MS in chemistry in 1917 and briefly became a chemist at the Great Western Sugar Company. He accepted an offer to teach at the Colorado Agricultural College in Fort Collins but became disillusioned when told that as a professor he could not teach and conduct research. Gustavson returned to DU where he remained for the next seventeen years. During that time he spent summer breaks working toward his PhD at the University of Chicago. Initially, specializing in radioactivity the loss of his advisor enabled him to change to biochemistry. Gustavson received his PhD in 1925 and taught at the University of Chicago during the 1929-30 academic year. A disagreement over what Gustavson felt were unethical practices involving student athletes led to him leaving DU. University of Colorado President, George Norlin, invited Gustavson to join the faculty as a professor of chemistry. He was appointed chairman of the chemistry department and remained in that position from 1937-42. In 1942 the Dean of the Graduate School became ill and Gustavson was chosen as a temporary replacement but when the dean died the position became permanent. Now involved in the academic administration of the university Gustavson was chosen to substitute for the new president of the University of Colorado, Robert L. Stearns, during World War II. Stearns was commissioned as an officer in the Army Air Corps. Gustavson accepted the position with the understanding that Stearns would resume the presidency when he returned. After the war Gustavson became the Vice President and Dean of Faculties at the University of Chicago for a short time in 1945-46. During Gustavson’s time at the University of Chicago he worked with Enrico Fermi and Edward Teller on the atomic bomb project. The destruction of Hiroshima and Nagasaki convinced Gustavson the only hope for human survival was the promotion of peace through education that taught appreciation of other peoples and cultures. In 1946 Gustavson moved to the University of Nebraska where he remained as Chancellor until 1953. After leaving the University of Nebraska Gustavson became the first president of Resources for the Future where he served from 1953-1959. An outgrowth of his work on the atomic bomb project this organization conducted economic research and analysis to help craft better policies on the use and preservation of natural resources. Gustavson then resumed teaching at the University of Arizona and was a member of the chemistry department from 1960 until his death in 1974.

Source: John Patrick McSweeney. The Chancellorship of Reuben G. Gustavson at the University of Nebraska, 1946-1953. Lincoln: Digital Commons @ University of Nebraska, 1971.

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Gustavson Memorandum of Discussion with Jacob Marshak

THE UNIVERSITY OF CHICAGO

Date February 19, 1946

To:     RMH [Robert Maynard Hutchins, President of the University of Chicago (1929-45); Chancellor (1945-51)]; ECC [Ernest Cadman Colwell, President of the University of Chicago (1945-51)]
From: RGG [Reuben G. Gustavson, Vice-President of the University of Chicago (1945-1946)]

Professor Marschak came in to talk to me about possible recommendations for men in the Department of Economics. He discussed the following:

  1. John Hicks of London. He is now at Oxford but is coming to this country. He is about forty years of age. He is quite well known, especially for his book called the “Brainwork of Social Economy.” [sic, The Social Framework: An Introduction to Economics] This book is now being used in the College.
  2. Paul Samuelson is a much younger man than Hicks. He is now an associate professor at M.I.T. He is known for his work in the general theory of disequilibrium.
  3. Arthur Smithies is professor at the University of Michigan. He is now in the Bureau of the Budget at Washington. Marschak describes him as a man who is concerned with economic policies. He takes the empirical approach to the study of economics.

Marschak states that Mr. Hicks is also a good man in local finance [Hicks’ wife, Ursula Hicks, probably mentioned by Marschak]. He says also that T. Koopmans, Research Associate with the Cowles Commission, who has been recommended for an associate professorship, is a very fine man. He is in mathematical statistics. He speaks highly of Lionel Robbins of the London School. Marschak says he is an all-around personality. He has been of great service to the English government during the war.

He thinks very highly of Lloyd Metzler. He was an instructor at Harvard. He as applied the modern methods of Samuelson to international trade.

Professor Marschak also thinks very highly of Milton Friedman, who is a graduate of the University of Chicago.

I shall discuss all these men with Schultz.

 

Source: University of Chicago Library, Department of Special Collections. Office of the President. Hutchins Administration. Records. Box 284, Folder “Economics, 1943-1947”.

 

Image Source: Reuben G. Gustavson from University of Chicago Photographic Archive, apf1-06588, Special Collections Research Center, University of Chicago Library.

Categories
Chicago Economics Programs Economist Market Economists NYU

Chicago. Chester Wright recounts J. Laurence Laughlin to Alfred Bornmann in 1939

 

 

In 1939 a NYU graduate student, Alfred H. Bornemann, wrote to the University of Chicago economic historian Chester W. Wright requesting any of the latter’s personal memories of the first head of the Chicago Department of Political Economy, J. Laurence Laughlin. Bornemann’s letter and Wright’ response are transcribed below. Results from Bornemann’s project were published in 1940 as J. Laurence Laughlin: Chapters in the Career of an Economist. I have added Bornemann’s AEA membership data from 1948 and his New York Times obituary to round out the post.

Reading Wright’s letter it is easy to convince oneself that any oral history interview is more likely to extract something from a witness than is an open-ended request for a written statement. Still, an artifact is an artifact and Wright’s response is now entered into the digital record.

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1948 Listing in the AEA Membership Roll

BORNEMANN, Alfred H., 1618 Jefferson Ave., Brooklyn 27, N. Y. (1939). Long Island Univ., teach., res.; b. 1908; B.A., 1933, M.A., 1937, Ph.D., 1941, New York. Fields 7 [Money and Banking; Short-term Credit; Consumer Finance], 6 [Business Fluctuations].

Source:   “Alphabetical List of Members (as of June 15, 1948).” The American Economic Review 39, no. 1 (1949): 1-208. .p. 20.

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Alfred Bornemann, 82, Economist and Author
New York Times Obituary of May 3, 1991

Alfred H. Bornemann, an economist who taught at several colleges and who wrote extensively on economics, died on Friday at his home in Englewood, N.J. He was 82 years old.

He died of liver and colon cancer, his family said.

Dr. Bornemann was a professor at Norwich University and chairman of its department of economics and businness administration from 1951 to 1958. He taught at C. W. Post College of Long Island University from 1960 to 1966 and at Hunter and Kingsborough Colleges of the City University of New York from 1967 to 1974.

He wrote, among other books, “Fundamentals of Industrial Management,” published in 1963; “Essentials of Purchasing” (1974) and “Fifty Years of Ideology: A Selective Survey of Academic Economics” (1981).

Dr. Bornemann was born in Queens and received bachelor’s, master’s and doctoral degrees from New York University. He was an accountant with Cities Service and with the American Water Works and Electric Company before beginning his teaching career at N.Y.U. in 1940.

He is survived by his wife, the former Bertha Kohl; a son, Alfred R., of Bayonne, N.J., and a brother, Edwin, of Liberty, N.Y.

Source: New York Times Obituaries, May 3, 1991.

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Bornemann’s book and doctoral thesis about J. Laurence Laughlin

Alfred Bornemann. J. Laurence Laughlin: Chapters in the Career of an Economist. Introduction by Leon C. Marshall. (Washington,: American Council on Public Affairs,1940).

Chief sources: Agatha Laughlin’s recollections of her father; Letters from numerous colleagues and students; Laughlin papers in the University of Chicago and in the Library of Congress. His 300 odd books and articles published, 1876-1933.

Source: FRASER. Committee on the History of the Federal Reserve System. Biographies, Memoirs, Personal Reminiscences: American: U. Economists (Date 1956).

Downloadable doctoral thesis

Bornemann’s 1940 NYU PhD thesis (degree awarded in 1941) on J. Laurence Laughlin. 420 typewritten leaves (LOC: LD3907/.G7/1941/.B6). Downloadable pdf copy of the dissertation for libraries with access to ProQuest Dissertations & Theses Global!

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Handwritten letter from Alfred Borneman to Chester W. Wright requesting personal observations of J. L. Laughlin and the Department of Political Economy of the University of Chicago

1618 Jefferson Ave.,
Brooklyn, NY.
Jan 12, 1939.

Professor C. W. Wright,
University of Chicago,
Chicago, Illinois.

Dear Professor Wright,

I am writing a thesis on J. Laurence Laughlin, as I believe Professor Mayer has already told you. What I am trying to do, among other things, is to write a chapter on “Faculty, Fellows and Students” in Laughlin’s Department at Chicago. In this chapter, I hope to tell as much as I can about the background in the Department and about the men connected with it.

As I understand it, you were appointed instructor in 1907, assistant professor in 1910, and associate professor in 1913. Can you tell me anything of interest in connection with your original appointment, that is, where you were teaching and where you got the Ph.D.? Marshall, I think, was also appointed in 1907, but even though he did not have the Ph.D. he was made a professor in 1911. Can you suggest the reason for his more rapid advancement?

On the other hand, I may suggest that apparently you and Marshall and Field were the first to be advanced so rapidly. In any event you seem to have been advanced more rapidly than Veblen and Hoxie. It is possible that in the early days he had a different attitude.

Of course there is so much which you experience under Laughlin that would be of value to me to know about that I scarcely know how to ask you anything. Alvin Johnson has suggested that Laughlin was a neurotic and he would explain him in psychological terms, which, of course, I shall not do. But his characterization may suggest some thoughts to your mind. Moulton, incidentally, says Johnson could never have known Laughlin well enough to arrive at his conclusion, because Laughlin had few intimate friends.

I do not know, of course, how much interest you had in Laughlin’s public work or his theories, so that what I am asking you largely concerns his Department. If you care to give me any observations with respect to these two phases, however, I should naturally greatly appreciate your doing so.

But I believe you could give me most invaluable information by your recollections of your years under Laughlin and how he saw the Department, as well as possibly some of the background.

For anything which you can find the time to tell me I shall be grateful.

Cordially yours,

Alfred Borneman

 

Carbon copy of Chester W. Wright’s reply to Alfred Borneman

February 27, 1939

Mr. Alfred Borneman
1618 Jefferson Avenue
Brooklyn, New York

My dear Mr. Borneman:

I am sorry to have been so long in replying to your inquiry, but have been very rushed the last few weeks and assumed there was no need for an immediate answer.

I presume Professor Laughlin’s attention was called to me by the staff at Harvard as it seems to have been his policy to make inquiries there when he had positions to be filled. I received my Ph.D. degree at Harvard in 1906 and during the following year taught at Cornell University. It was while I was there that I received a request from Professor Laughlin to meet him for an interview in Philadelphia, following which he offered me the appointment at Chicago which I decided to accept.

Professor Marshall came to Chicago at the same time. As I recollect, he had been teaching at Ohio Wesleyan for several years after completing two or three years of graduate work at Harvard, though he did not remain there to write a thesis and get his Ph.D. degree. Since he was recognized as an excellent teacher and very competent in administrative work, the fact that he did not have a Ph.D. degree was never considered an obstacle to his promotion any more that in the case of J. A. Field, who only held a Bachelor’s degree. I presume the explanation for the more rapid advancement of the men who came to the Department at Chicago about this time is that they proved to be more of the type in whom Laughlin had confidence. President Judson, I believe, had unusual confidence in Laughlin, so the latter was able to get his recommendations approved.

Of the men already in the Department when I came, Cummings and Hill were not conspicuous successes either as teachers or productive scholars. I suspect there was no pressure either to promote them or to keep them when they had chances to go elsewhere. Just why Davenport left, I never knew. Hoxie was eventually made a full professor on the strength of his recognized success as a teacher and a student of labor problems despite views on these problems which must have seemed rather questionable to one of Laughlin’s conservatism.

Professor Laughlin was very much a gentleman of the old school and placed considerable emphasis on what he called “a sense of form.” Possibly the fact that he thought the men coming into the Department about my time and later had more of this sense of form may have been a factor in their advancement. It has never occurred to me that Laughlin was of the neurotic type, though Hoxie was.

As Laughlin’s theoretical and public work was entirely outside of my field of special interest, I cannot very profitably discuss it.

In his conduct of the Department, I had no feeling that he was autocratic or unreasonable. My recollection is that most matters of general interest were discussed among the members of the Department and commonly acted upon as decided by the group. I suspect that this may have been more generally the case after about the time I came to the Department here than it had been formerly, but I have no definite knowledge on this point.

Sincerely yours,

Chester W. Wright

CWW-W

Source: University of Chicago Archives. Department of Economics, Records. Box 41, Folder 12.

Image Source:  Dr. Alfred Bornemann in C. W. Post College Yearbook, 1966.

Categories
Columbia Economists Exam Questions Pennsylvania

Columbia. Economics Ph.D. alumnus, 1905. Enoch M. Banks, Academic Freedom Poster Child, 1911

 

During a random check of my John Bates Clark files, I came across a final examination for a course “Economics 161” with the handwritten note:  “E. M. Banks, Penn”. I figured this was a sign from Clio that I should check for that course at the University of Pennsylvania and find anything more about E. M. Banks. The first issue was resolved quickly upon consulting a copy of the University of Pennsylvania catalogue for 1905-06 where it was easy to verify that the introductory economics course was indeed taught by Enoch Marvin Banks, Ph.D. and that the textbook for the course was Henry Rogers Seager’s Introduction to Economics (New York: Henry Holt, 1904). The second term examination for the course has been transcribed and posted below.

Once I found the unique name of Enoch Marvin Banks, it was easy to find a copy of his Columbia Ph.D. thesis at archive.org, The Economics of Land Tenure in Georgia [Ph.D. thesis in the Faculty of Political Science, Columbia University, published as in Studies in History, Economics and Public Law. Vol. XXIII, No. 1, 1905]. This once-in-a-universe name also made it simple for a Google search to lead me to his papers at Emory University where a short biography was to be found and a link to his obituary in the national publication of his Alpha Tau Omega fraternity (both provided below). It was then that I discovered that this Columbia Ph.D. economics alumnus deserves a star on a memorial wall for academic freedom in the United States. 

Given the competing political interpretations of having statues/memorials for Confederate leaders and generals in the United States today, I thought it appropriate to provide Banks’ article “A Semi-Centennial View of Secession” with its “shocking” thesis: “Viewing the great civil conflict…in the light of these principles and in the light of a broad historical philosophy, we are led irresistibly to the conclusion that the North was relatively in the right, while the South was relatively in the wrong. ” 

For much more about the reception and reactionary blowback to Banks’ article, see  Fred Arthur Bailey Free speech at the University of Florida: The Enoch Marvin Banks Case. The Florida Historical Quarterly, Vol. 71, No. 1 (Jul., 1992), pp. 1-17.

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Enoch M. Banks , Obituary
The Alpha Tau Omega Palm
March 1912

Enoch Marvin Banks, well known throughout the South as a writer on economics and history, died last night at the home of L. P. Bradley, after an illness of several months, and was buried today in Newnan. He was unmarried, and is survived by his mother and several brothers and sisters.

Professor Banks was born November 28, 1877, and would have been 34 years of age next week. He was a student at Emory College, Oxford, Ga., receiving his A. B. degree in 1897, and A. M. in 1900; studied at Columbia University for several years and was a graduate student of Economics, Sociology and History; acting professor of History and Economics at Emory College, 1902-03; fellow in Economics at Columbia University, 1904-05; received degree of Doctor of Philosophy at Columbia University, June, 1905; instructor in Economics. University of Pennsylvania, 1905-06; studied in Germany, 1906-07; professor of History and Economics, University of Florida, 1907-11. He was made a member of American Economic Association in 1902; a member of the American

Academy of Political and Social Science, 1906, and a member of Academy of Political Science, New York, 1910.

Among his most important published writings were the following: “The Passing of the Old South,” “The Labor Supply and the Labor Problems in the South,” “A Semi-Centennial View of Secession,” “A Plea for Educational Freedom and a Liberated Intellectual Life,” “The New Point of View in the New South.” — Atlanta Constitution, November 24, 1911.

 

Source:   The Alpha Tau Omega Palm Vol. 32, No. 1 (March, 1912), p. 144.

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Biographical note from Enoch Marvin Banks Papers at Emory University

“Enoch Marvin Banks (1877-1911), an Emory graduate and Professor of Southern Economics and History, was born in Newnan, Georgia. After briefly teaching at Emory and receiving his PhD from Columbia University, Banks began a professional career that included professorships at the University of Pennsylvania (1903-1906) and the University of Florida (1907-1911). Among his most important published works on the South’s economy was is “A Semi-Centennial View of Secession,” published in The Independent in February 1911 [pp. 299-303]. The article, which claimed that the South should admit wrongdoing for its past efforts to secede from the Union caused many Confederate societies to quickly call for Banks’ resignation from the University of Florida. Banks ultimately complied, writing a letter of resignation to the University, who accepted despite fears that they would be accused of denying free speech. After his resignation, Banks returned to Newnan, where he died only months later.”

 

Source: Finding Aide to Enoch Marvin Banks Papers, 1903-1911. Emory University, Stuart A. Rose Manuscript, Archives, and Rare Book Library (Atlanta, GA).

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 From the University of Pennsylvania Catalogue, 1905-06

 

  • Enoch Marvin Banks, Ph.D., Instructor of Economics
  • Economics 161.—Introduction. Seager’s Economics, lectures and special reports.
  • Economics 161 (2 hours, both terms) [Instructors listed:]   Banks and Howard

Source: From the Catalogue of the University of Pennsylvania, 1905-06.

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[Handwritten note:] E. M. Banks, Penn.

EXAMINATION IN ECONOMICS—161.
Second Term 1905-06.

  1. (1) State four theories of wages. (2) What effect on wages has each of the following (a) Increase of population, (b) increase of capital, (c) improvements in the methods of production. (3) Explain the real meaning of “cheap labor.” (4) Have wages tended up or down in the last fifty years—explain the tendency.
  2. (1) What determines the general rate of interest? (2) In what ways, if any, is the general rate of interest affected by (a) an inflated state of the currency, (b) an inflation of the currency? (3) Is the general rate of interest tending up or down—explain.
  3. (1) Explain the nature and chief source of competitive profits. (2) Why are they temporary and permanent at the same time? (3) What effect in the long run do such profits have on wages and interest?
  4. (1) Explain the principle of monopoly prices as compared with that of competitive prices. (2) What methods do trusts often employ in ousting their competitors? (3) Do consumers get substantial benefits from the trusts? If not, why not, and how may they do so?
  5. On what grounds did Henry George advocate the single tax? Criticise those grounds.
  6. (1) Why must a country normally import as much goods (in value) as it exports? (2) Explain England’s excess of imports and our excess of exports. (3) Give the strongest economic argument for protection. (4) Discuss the effect of protection on wages.

 

Source: Columbia University Archives. John Bates Clark Papers, Box 9, Folder 1 (Administrative Records and Course Materials, undated). Series II.4.

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A Semi-Centennial View of Secession
BY ENOCH MARVIN BANKS, Ph.D.

[The semi-centennial of Abraham Lincoln’s accession to the Presidency is also that of secession. The author of the following article is Professor of History and Economics in the University of Florida. He was born in Georgia in 1877, was graduated from Emory College, and has always lived in the South, except for the few years when he was studying at Columbia University and the University of Pennsylvania. He has frequently contributed articles to the magazines and reviews on Southern topics. — Editor.]

FIFTY years ago Abraham Lincoln was elected to the Presidency of the United States and secession was precipitated in the State of South Carolina. Before the inauguration of Lincoln six other Southern States had followed the example of South Carolina in passing secession ordinances and had co-operated with that State in forming a confederacy, with its temporary seat of government at Montgomery. Lincoln, upon assuming the duties of President, pronounced as distinctly in favor of the integrity of the Union as the seceding States had pronounced in favor of its dissolution. Since the two governments were thus holding and acting upon contradictory theories of the situation, it was inevitable that a clash should soon occur unless one side or the other should modify or surrender its position. The clash did occur, as is so well known, at Fort Sumter, when, upon the refusal of the National Government to evacuate, the fort was bombarded and reduced by order of the Confederate Government, Lincoln immediately issued a call for 75,000 volunteers, four other Southern States, rather than aid in a policy of coercion, joined the Confederacy, and thus was inaugurated the great and tragic civil struggle in American history.

Since the South was the prime mover in those stirring events, it seems a fitting thing for a Southerner who belongs to an entirely new generation and who has abounding faith in his section’s future as well as in his country’s destiny to write a short semi-centennial view of that movement, in the hope of being able to estimate in the calm light of history the wisdom of secession and the meaning of the great conflict which its trial precipitated. In a certain sense, to be sure, the wisdom of secession was tested and found wanting in the war itself; but there are those who urge that superiority of resources and numbers may triumph for a season over what is right and best in principle. Again, the writer is, of course, aware that historians from other sections of the country and from other parts of the world have passed judgment upon the Southern movement of the sixties, and their judgment has been on the whole unfavorable to its wisdom and righteousness. On the other hand, the people of the South have very naturally been inclined to repudiate such interpretations as arising from sectional prejudice or foreign ignorance, and while acquiescing in the results of the war, they instinctively feel that their fathers and grandfathers were willing to make the tremendous sacrifices that were actually made only in behalf of a righteous and altogether splendid cause.

To be sure, it is not the purpose of this paper to effect a direct alteration of this Southern conviction, since such pervasive popular convictions do not usually undergo great modification at the instance of a slight magazine article. Nevertheless, such an article may serve the purpose of showing that conditions are changing, and that the South is becoming more tolerant of a free discussion of its past and present policies. It is well known that this section is undergoing a remarkable expansion of industry and commerce and is greatly enlarging its educational facilities, and is thus paving the way for a liberated intellectual life. This new spirit of liberality toward opposing views when exprest with sincerity and befitting decorum is perhaps the greatest incipient triumph of the twentieth century South. Such a spirit is doing much toward making the section an integral part of the nation, and it will do more as the years go by toward making it, in hearty union and co-operation with other parts of a great nation, an important factor in the advancement of world civilization. A free estimate of our past and a frank realization and acknowledgment of its errors, where errors are found, will place us in position to assume the responsible duties that lie in the immediate and more distant future. In such a spirit of intellectual integrity and freedom this article is written.

Large movements in history usually involve some important principle of government, or liberty, or economics, or religion, or what not, and the triumph or defeat of the principle or principles, for there may be more than one, gives meaning to the movement. These larger aspects of a struggle are, of course, not always distinctly envisaged by those who take part in the struggle, since such participants are oftentimes impelled by more immediate interests and passions, and it is only with the passing of years that the real significance of the movement in relation to human progress is generally seen, tho, to be sure, there are usually some leaders who are gifted with a larger vision and foresee more or less distinctly the meaning of the movement they are directing.

It requires no very acute powers of analysis to see — and indeed it is generally recognized by students of American history — that two large principles were involved in secession and the Civil War. One was a question of political science and concerned the nature of our union. The war itself was prosecuted with avowed reference to this principle, the South taking one attitude toward it and the North taking the opposite attitude. The other question was antecedent to this, in that it operated to cause the two sections to take divergent attitudes on the question of the nature of our union — or, to speak more specifically, it caused the South to attach continued importance to the idea of State sovereignty, it caused eleven States of the South to attempt secession, as the State sovereignty theory declared they had a right to do, and it thus caused the Civil War itself. That fundamental cause of secession and the Civil War, acting as it did thru a long series of years, was the institution of negro slavery. These two questions, therefore — that of State sovereignty primarily and directly, and that of negro slavery secondarily and indirectly — were the supreme questions involved in the American Civil War. Was the attitude of the South in relation to these two questions right — in the highest and best sense of the term right?

The ablest defense of the South’s position on State sovereignty is perhaps to be found in Alexander H. Stephens’s “Constitutional View of the War Between the States.” Moreover, Stephens’s attitude on the eve of secession demonstrated a breadth of statesmanship on his part that was only too rare in that emergency. He made a clear distinction between secession as an inherent constitutional right and secession as a policy to be put into operation in 1860, defending with considerable acumen, along lines marked out by Calhoun, the right of a State to secede under the Constitution of 1789, but combating the notion that the existing evils in the Union at that time justified a resort to so drastic a remedy. In his great union speech delivered before the Legislature of Georgia just after the election of Lincoln, he deliberately declared and urged that the South was not suffering in the Union, and that the section was not likely to suffer under the administration of Lincoln. Moreover, he calmly told his fellow countrymen that in case they withdrew from the Union without greater provocation than then existed, the verdict of history would be made up against them. Every careful student of our history can appreciate the wisdom, the statesmanship and the patriotism of this speech, as well as the courage and correctness of Stephens’s attitude in opposing secession a little later in the Georgia convention. I venture to think that if the lower South had possessed a few more leaders of Stephens’s ability and influence, secession would not have been precipitated by the election of Lincoln, except possibly in the case of one State. Indeed, such States as Virginia and North Carolina, altho believing in the right of secession, had the wisdom to defeat the secessionist movement until after the outbreak of hostilities, when they were called upon to aid in ”coercing” their sister Southern States.

It is beyond the scope of this article to discuss in detail the circumstances and grievances which convinced the people of the South, contrary to the better judgment of Stephens and some others, that they could no longer remain with honor and safety in the Union. It is sufficient to say that the two sections had divergent economic systems, and that the institution of slavery, which was the South’s peculiar economic heritage, was the prime factor in begetting grievances, There arose a disposition on the part of the North, which in some instances took an aggressive form, to discredit the institution of slavery on moral and religious as well as economic grounds. The severe criticisms of the institution that were thus made, particularly after 1830, naturally aroused a feeling of resentment in the South against those who would interfere in a matter with which, from a Southern viewpoint, they had no direct concern. Since the people of the South were on the defensive with regard to slavery, and since they were Southerners also, they became peculiarly restive under the adverse criticism that was directed against their institution, and sensitive to a degree that prepared the soil for a rich harvest of supposed grievances.

Moreover, since slavery was legalized and regulated by the State governments and not by the National Government, and since any enlargement of the powers of the latter might operate, thru the increasing preponderance of Northern and Western influence in that Government, to interfere with the institution of slavery at the time of the admission of new States or otherwise, the South was led to attach exaggerated importance to the doctrine of State rights, and to revive a political science that was becoming obsolete. Since it was recognized North as well as South that the National Government could not directly molest slavery in the States where it already existed, the warmest debates in Congress concerned the powers of the National Government over slavery in the Western Territories, the debates over this question being particularly acrimonious from the time of the war with Mexico down to 1860. The momentous election of that year centered upon that issue.

The extreme Southern party, in harmony with the famous Dred Scott opinion, had advanced to the position that neither Congress nor the Territorial Legislature itself could debar slavery from a Territory, and that slavery could be abolished by the people of a Territory only after the Territory had passed into Statehood. This view declared slavery legal in all the national domain and declared Congress altogether impotent in the matter — in other words, only a State in our system of government could make and unmake slaves, and where States did not exist to exercise that function our public law would presume slavery to exist and assume the protection of such property. On the other hand, the extreme Northern attitude, as exprest in the Republican party, was the exact opposite of the ultra Southern position on the vital question of slavery in the Territories. The party of Lincoln held that Congress under the Constitution had complete powers of government in the Territories, and that it should exercise these powers in behalf of freedom. Lincoln upon several occasions very tersely exprest the difference between the sections on this question in this wise: “We of the North think slavery is wrong and should be restricted, while you of the South think slavery is right and should be extended,” having reference, of course, to the restriction and extension in the Territories. It is a great popular error on the part of the people of the South to suppose that it was in the program of the party of Lincoln to directly interfere with the institution of slavery in the States where it existed. The Republican party recognized and declared it had no right to do that, and Lincoln hesitated long before deciding that the exigencies of war warranted a resort to the emancipation proclamation,

Those opposed to the extension of slavery won in the election of 1860. The South interpreting this as the beginning of the decline of her dominance of the National Government, in a series of impetuous acts which the wisdom of Stephens and others could not restrain, repudiated that Government and inaugurated one of her own. Students of history can easily see the reasonableness and the correctness of the Republican attitude on the main issue in dispute in the election of 1860, and it is a matter of regret that the Southern leaders of that day were unable to see its wisdom in the light of a true philosophy of progress. However, in passing judgment upon their action we should recognize that we have the advantage of perspective and that they were in large measure the victims of circumstances not altogether of their own making. Moreover, the notion of an evolutionary order of things in morals, in governments and in all manner of social institutions is an idea that was by no means as familiar to them as it is to us of the twentieth century.

The institution of slavery was becoming an anachronism in the nineteenth century. Other nations, such as England and France, had entered upon policies of emancipation in the early decades of the century, and the Northern position on the subject was merely in harmony with the dictates of an advancing civilization. Southern leaders, under the influence of apparent pecuniary and social interests, failed to understand this tendency, and to enter upon the work of formulating plans for harmonizing its policies with the currents of world progress. Moreover, being nettled as they were by outside pressure and in many cases undue criticism, they more and more concentrated their efforts in support of an antiquated order of things in morals and economy, and finally waged a four years’ war with unsurpassed heroism and devotion in support of an equally antiquated order of things in government. Such in epitome is the tragedy of the South’s past, and the tragedy of her present is that she does not yet fully realize it!

So far our discussion has mainly concerned the wisdom of secession regarded as a matter of practical politics, with no particular reference to the question of its legal, validity under the Constitution of the United States. We have reached the conclusion that calm history will not justify, however much it may explain, the secessionist movement of the sixties — a conclusion which, as we have seen, accords in the main with the position of Stephens on the eve of the secession of Georgia. Stephens, however, ardently advocated the right of a State to secede under the Constitution of 1789, and we may infer that he regarded a union of States severally sovereign to be the best form of union. Most intelligent Southerners would now concede that for our country a confederacy with the recognized right of secession is not the best form of union. On the other hand, they would entirely agree with Stephens and with the great body of his fellow Southerners of the sixties in claiming that the right of secession was then inherent in the nature of our Union. If indeed the right of secession existed, we may safely conclude that the counter right of resisting secession by force of arms did not exist — a conclusion which would place the North in the wrong in waging the war, even tho the South may have acted precipitately and unwisely, and therefore wrongly, in resorting to secession without greater provocation.

The dilemma just suggested may easily be avoided by placing the argument upon a plane distinctly higher than one concerned with the merely legal questions involved in conceiving our Union to be the static outcome of a contract between independent sovereign States. Indeed, we may well admit that our Union was generally regarded at the time of its formation and for some decades thereafter as a union of sovereign States. At any rate, it was a union made possible at the time thru compromises — the greatest of which had reference to the relative importance of national and State authority. The Union thus established upon the basis of compromises was in reality a great victory for the integrating’ forces moving in modern times in the direction of nationalism. Moreover, it was to be expected that as the interests of the people of the several States became more and more interdependent and harmonious a spirit of nationalism would increasingly pervade the Union and assert its potency, unless some disintegrating influence should thwart its development. The normal integrating influences worked in the direction of national integrity in all parts of the Union except the South, where the institution of negro slavery operated as the main influence to counteract its development. When, however, the particularistic spirit attempted in 1861 to put into practice its principle of separatism In order to defend the South’s cherished institution, the spirit of nationalism in other sections of the country had grown strong enough to assert its validity.

It was as much the function of the statesmen of 1860 to interpret the nature of our Union in the light of what it ought to be as it was the duty of our fathers in 1787 to act in harmony with the demands of progress in their day. Right and wrong are neither absolute nor static conceptions, but on the contrary they are decidedly relative and dynamic descriptions of conduct — conduct being right or wrong according to the degree in which it tends to promote or retard human welfare. Those who consciously and sincerely align themselves with the forces working for the best interests of an advancing civilization are in the right in the highest and best sense of the term right, while those who align themselves with causes less beneficent in their fruitage are relatively in the wrong, tho their sincerity, devotion and otherwise elevated type of character may command a lasting measure of admiration.

Viewing the great civil conflict, the semi-centennial of whose inauguration this year marks, in the light of these principles and in the light of a broad historical philosophy, we are led irresistibly to the conclusion that the North was relatively in the right, while the South was relatively in the wrong. Lincoln for the North became the champion of the principle of national integrity and declared the time ripe for a vindication of its validity; Davis for the South became the champion of the principle of particularism as exprest in State sovereignty and declared the time ripe for its vindication. The one advocated a principle of political organization in harmony with the age in which he lived and in accord with the teachings of history; the other advocated a principle out of harmony with his age and discredited by the history of Europe during the past thousand years. The one was a statesman of the highest order, deserving to be ranked with such of his European contemporaries as Cavour and Bismarck ; the other was a statesman of a distinctly inferior order in comparison, since the cause which he championed with so much ability, heroism and devotion ran counter to the true course of political and social progress.

Gainesville, Florida.

 

Source:   The Independent , Vol. 70, No. 3245 (New York, February 9, 1911), pp. 299- 303.

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Editorial from The Independent: Free Speech Supprest

In The Independent of February 9 there appeared an article by Enoch M. Banks, of Southern birth and training, Professor of History and Economics in the University of Florida. His subject was “A Semi-Centennial View of Secession.” He defended the appearance of an article, whose conclusions were not in agreement with the views which led to the attempt at secession, by saying

“The South is becoming more tolerant of a free discussion if its past and present policies . . . and is paving the way for a liberated intellectual life. This new spirit of liberality toward opposing views when exprest with sincerity as befitting decorum is perhaps the greatest incipient triumph of the twentieth century South.”

In that article he recognized negro slavery as the occasion for the war and that its defense required adhesion to the doctrine of State sovereignty. As to both State sovereignty and slavery, he admitted that the attitude of the South was a mistaken one.

Was that a conclusion proper to be held by one who is a teacher in a Southern university? Beyond question, yes. It is proper that in a Southern or Northern university both views might be held. So far as one is wrong there will be other teachers to correct it. Were his conclusions such as could with prudence be publicly proclaimed by one holding such a position as teacher? Professor Banks thought so, and took the risk. But he has found that the risk has severed his connection with the University of Florida. He has been compelled to resign.

Professor Banks’s article in The Independent came under the notice of a man of some local fame — we believe he had once been a Presidential elector, and he was a fluent political orator — we forget his name; it is not a nomen praeclarum — but he wrote a letter to us denouncing the professor and his views. We did not think it worth printing and sent a courteous reply. That made him angry. He declared he would expose and denounce Professor Banks and The Independent in every journal in Florida and the South. He kept his word. He waved the tattered, but sacred, flag of the Confederacy, appealed to the pious sentiments of Sons and Daughters, and demanded the removal of the traitorous professor from the chair where he was teaching treason to the youth of Florida. And he did it. The journals published his fulminations. Florida was stirred with worked up passion. The professor’s resignation was demanded; there were threats that the legislature would withdraw or reduce its appropriation. Professor Banks saw that his presence was endangering the financial support of the university and he gave in his resignation to the president and it was accepted with regrets. Liberty of speech was denied. The victim was sacrificed.

And yet Professor Banks was not mistaken. The South is becoming more tolerant of free discussion.” There is “a new spirit of liberality toward opposing views.” But if somewhat existent it is not prevalent, as he has found to his disappointment. It will not do, at least in the Gulf States, for a man who would keep a position of public service to dare to say that slavery was wrong, that it was time Nationalism should supplant State Sovereignty, and that the war for secession was not the most glorious, altho unsuccessful, struggle of modern times. Not yet is it allowed for a man to express opinions of his own. He must shout with the mass or go.

It is a sad condition of things, but they are improving. The Atlanta Constitution actively defended Professor Banks’s liberty of speech. We trust he will find a place in some other Southern institution and not be compelled to seek a freer civilization. He is a loyal Southerner. He loves his section as it never occurs to a Northern man to love his section. Ostracised from Florida, he may be welcome in other Southern States; but we should have liked it if the thousands of Northern men who have settled in Florida had flooded the State journals with letters in defense of free speech, and had themselves illustrated it. The press should not be left wholly to the noisy and noisome orators and writers who would glorify, and would, if they could, restore, an old bad past. Professor Banks spoke truly and bravely; we need a multitude of others in the South who will speak their mind and support each other, and fight for freedom now, as fifty years ago their less wise ancestors fought for slavery. The day of victory is coming, and the chance and duty to speak and act for it is urgent. What said John Milton when he defended himself for fighting for a righteous but imperiled cause. He pictured to himself the Church triumphant over her foes, liberty of thought and speech achieved in Church and State, and how would he then feel if he had taken no part in the glad free victory? He would have ever after said to himself:

“Slothful and ever to be set light by, the Church has now overcome her late distresses after the unwearied labors of many of her true servants that stood up in her defense; thou also wouldst take upon thee to share amongst them of their joy: but wherefore thou? Where canst thou show any word or deed of thine which might have hastened her peace? Whatever thou dost now talk, or write, or look, is but the alms of other men’s prudence and zeal. Dare not now to say or do anything better than thy former sloth and infancy: or if thou darest, thou dost impudently to make a thrifty purchase of boldness to thyself out of the painful merits of other men; what before was thy sin is now thy duty, to be abject and worthless.”

Professor Banks dared to speak; will not many others speak, according to their ability, and hasten the liberty and the better day now sure to come to the South, and save themselves in the future glad day from the shameful memory of cowardly silence?

 

Source:   The Independent , Vol. 70, No. 3254 (New York, April 13, 1911), pp. 807-8.

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The Dismissal of Professor Banks
BY JAMES W. GARNER, Ph.D.

[We are especially glad to print this letter to The Independent from the Professor of Political Science of the University of Illinois. The author is not only one of the most distinguished economists of America, but he is as loyal a Southerner as Professor Banks, whose recent dismissal from the University of Florida is a disgrace to the university and the State. — Editor.]

As a Southerner, born and reared in the lower South, I want to endorse unqualifiedly the spirit of your recent editorial on the suppression of free speech in connection with the enforced resignation of Dr. E. M. Banks from the University of Florida. That a university professor with the high character and accomplishments of Dr. Banks should, in this enlightened age and country, be compelled by the pressure of local public opinion to resign his chair on account of his views on secession and State sovereignty seems almost incredible. What a miserable spectacle the case presents! What must be the judgment of the outside world concerning a condition of civilization in which such narrowness and intolerance exist? It is difficult to believe that any considerable proportion of the intelligent and fair-minded people of Florida really approve of such a wrong.

The man who claims the credit for driving Professor Banks from the university is the same person who recently, as a member of the Florida Legislature, threatened impeachment proceedings against Governor Gilchrist for recommending that Lincoln’s birthday be made a holiday in the State, and thus compelled him to withdraw the recommendation. He belongs to the class of small politicians with which parts of the South are still unhappily afflicted, whose chief stock in trade is their ability to exploit the negro question and the issue of white supremacy, which, as everybody but themselves knows, is no longer a real issue. Happily with each passing year the number of Southern politicians who live on dead issues and whose methods consist in appealing to the passions and prejudices of the past is growing smaller and the time is not distant when they will be without followers.

The people of Florida will no doubt be able to find men for their university professorships who believe or who profess to believe in the sovereignty of the States and who will be ready as occasion requires to defend the constitutional and moral right of secession, but it will be a sad day for the State when the announcement goes forth that no others will be tolerated. Dr. Banks is right and The Independent is right in saving that the South is becoming more tolerant of discussion, more liberal in its economic and political thinking and more national in its views of public policy, and Senator Beard and his kind can no more prevent advance along these lines than they can turn back the clock of ages or reverse the downward flow of the Mississippi. Such petty and shameful treatment as has been accorded Professor Banks will only hasten the movement.

Urbana, Ill.

 

Source: The Independent Vol. 70, No. 3256 (New York, April 27, 1911), p. 900.

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The Dismissal of Professor Banks
BY ANDREW SLEDD

[This discussion of the removal of Professor Banks from the University of Florida for an article he wrote in The Independent is written by the former president of the university, who was himself forced to resign for a somewhat similar cause. It will throw light upon the unfortunate conditions which limit educational freedom in the South. Mr. Sledd is now president of the Southern University at Greensboro, Ala. This whole case is attracting wide attention in the South and we suggest that the economists of the country take the matter up as they did in the case of Professor Ross. — Editor.]

I was president of the University of Florida for several years, and in 1907 asked Professor Banks, whom I had known personally and most favorably before that time, to take the chair of History in that institution. He accepted; and, as man, scholar and teacher, more than justified my highest expectations. His training was admirable; his personality delightful; his character of the highest; and he has both the gifts and the graces of an inspiring and finished teacher. I regarded the institution as peculiarly fortunate in having him upon its faculty; and this feeling grew steadily stronger with increasing knowledge of the man and his work.

In 1909, despite the unanimous and cordial support of the Board of Control of the institution, I was forced to resign the presidency. The charge against me was that the attendance upon the institution did not increase with sufficient rapidity under my administration. Upon my resignation, Professor Banks handed in his resignation, on the stated ground that he did not care longer to be connected with an institution where such, things were possible. The present president of the University and the chairman of the board, joined their persuasion with mine; and Professor Banks agreed to withdraw his resignation, and continued in his place.

In February of the current year Professor Banks sent me a copy of his article in The Independent; and I immediately foresaw the consequences. My own experience, as well as general observation, led me to know what he had to expect. And yet, as he says in a personal letter, which I take the liberty of quoting without waiting to ask his permission:

That article was written in all good faith and with an earnest desire to make some contribution toward promoting a liberated intellectual life here in the South. I am disposed to think that our political leaders, teachers, preachers, editors, and others in positions of more or less influence, made a serious and grievous mistake in the generation prior to the Civil War in not setting in motion influences that would have paved the way for the gradual removal of slavery from our country without the loss of so many lives, without the expenditure of so much treasure, without the bitterness of reconstruction, and without the subsequent pension burden! [Professor Banks might almost have had in mind Theodore Parker’s words, uttered four years before war broke out : “Had our educated men done their duty, we should not now be in the ghastly condition we bewail.”] Now, if I censure them in a sense for failing to measure up to the demands of the age in which they lived, can I excuse myself from making the attempt, to the extent of my ability and equipment, to set in motion influences in my limited sphere that would tend to liberate our minds and thus prepare the way for the solution of the present problems of our civilization and progress, problems indeed which are hardly less urgent and difficult than were those of our fathers prior to the sixties?

But this mental attitude is quite incomprehensible to some of our people, who follow the Saduceean motto, “Sever not thyself from the majority”; and so Professor Banks fell under their censure. When the censure became strident, and coupled with a demand for his removal, he tendered his resignation and it was accepted; and be becomes but another illustration of the proposition that “every step of progress that the world has made has been from scaffold to scaffold and from stake to stake.”

The authorities of the University were in a dilemma — a double dilemma, in fact. As the situation stands in Florida, the Board of Control is appointed by the Governor and is itself subject to the control of the State Board of Education, which is composed of five public officials elected by the people. The board of Control faced the dilemma of maintaining Professor Banks at the imminent risk of losing appropriations and patronage for the institution. Appropriations and large enrollments are very real things and furnish a common and conspicuous measure of institutional efficiency and progress. But freedom of speech and teaching is vague, a sort of academic myth concocted by impractical and visionary men and failures. If the Board of Control had said (which would have been true): “We can maintain this institution upon the Federal funds which it receives, independent of the state appropriation,” its decision would have been subject to review and possible reversal by the State Board of education. And then, in reaching its conclusions, the State Board of Education would have had to face the added possibility of a failure of re-election at the hands of the people. In other words. Professor Banks and freedom of teaching in the university had to be weighed against possible loss of appropriations and patronage, and political office for the members of the State Board of Education.

I do not know how the Board of Control would have stood, had it been in authority independent of the Board of Education. I believe that the Board of Control under which I served, of which the present junior Senator from Florida, Mr. Bryan, was chairman, would have accepted a recommendation from the president of the University to sustain Professor Banks. But I equally believe that, had they made such a decision, it would have been promptly reversed by the State Board of Education, under the influence of the three considerations which I have just mentioned.

Under the circumstances, it is not surprising that Professor Banks had to resign his place, he was the victim of two evils, neither of whih is confined to Florida or to the South. The one is direct political control and political interference in the affairs of the State University. This has resulted in many difficulties in many places in our country. The other is a wrong ideal of what constitutes a great institution. If size and wealth are taken as the standard, all other considerations must naturally give way to these. Not only is Professor Banks a victim of this standard, but probably no other one thing has done as much to degrade our educational institutions and impair their educational efficiency.

But Professor Banks has this great consolation, that his treatment and the public discussion of it forwards the cause for which he stands. The blood of the martyrs is the seed of the Church; and I doubt if Professor Banks by a year’s quiet work could have done as much as he has now done “to make his contribution toward promoting a liberated’ intellectual life here in the South.” He suffers; but because of his suffering his cause is nearer to its certain triumph. And in that knowledge Professor Banks will rest content.

And the University of Florida has suffered a humiliating defeat on a great moral issue.

Greensboro, Ala.

 

Source: The Independent Vol. 70, No. 3260 (New York, May 25, 1911), pp. 1113-4.

Image Source: Portrait of Enoch Marvin Banks, A.M., Ph.D.; Professor of History and Economics  from University of Florida, The Seminole, 1911, p. 15.

 

Categories
Barnard Columbia Economists Gender Salaries

Columbia. Pay raise for Barnard lecturer Clara Eliot supported, 1941

 

Columbia economics Ph.D. alumna (1926), Clara Eliot published her dissertation as The Farmer’s Campaign for Credit (New York: D. Appleton, 1927). Looking at the Columbia Department of Economics budget proposal from 1941, I saw a statement of support for a salary increase for Clara Eliot and promotion to the rank of assistant professor at Barnard. A brief annex to the budget introduces Eliot. I have added at the end of the post her 1976 New York Times’ obituary to round out her life story.

Since I was looking at Columbia economists’ salaries, I thought it worth seeing how her actual 1941-42 salary of $2,700 and the proposed assistant professor salary for 1942-43 of $3,600 fit into the structure of salaries paid to men at those ranks. It turns out (see the attached budget lines for lecturers and assistant professors), there was salary parity at both ranks. I have been unable to confirm yet whether Clara Eliot actually got her promotion with that pay raise at Barnard then.

The other woman economist, Eveline M. Burns, and her husband Arthur R. Burns were both quite unhappy with the ceilings to their respective advancement in 1940/41. Their story is worth a future post or two. Today is dedicated to Clara Eliot.

_____________________________________

Women in the Columbia Economics Department Budget Proposal
November 26, 1941

[…]

(2) Last year my colleagues directed me to inform Dr. Eveline M. Burns that they found themselves unable to offer her any ground for hope that she could be granted professorial status and she indicated her unwillingness to continue on the basis of a full-time lecturer at the stipend available (viz., $3,000). Thereupon a temporary arrangement was entered into for part-time service for the current academic year, with the specification that no commitment was implied beyond June, 1942. In this budget letter it is recommended that the connection of Dr. Burns with the Department be terminated at that date. The question of the future of her field of social insurance in the departmental plans is being studied by the Mitchell Committee mentioned above. Moreover, this is a field in which the School of Business has an interest…It is therefore suggested that for the present the sum that has in previous budgets been allocated to Dr. Burns be tentatively reserved pending the formulation of a definite proposal which should be forthcoming within perhaps a fortnight [reduced from $2,500 to $2,300 reserve in final budget].

[…]

Should the Barnard budget, when submitted, include a recommendation that recognition be given Clara Eliot, such a recommendation would be supported by the department to the extent of promotion to an assistant professorship and an increase in salary of $900 (Miss Eliot is now a lecturer in Barnard College at $2, 700).

(See Annex G)

[…]

ANNEX G

Statement concerning the Professional Preparation
and Experience of Clara Eliot

 

A. B. 1917, Reed College (major in sociology)

1917-1918, Instructor in Sociology, Mills College, Calif.

1918-20, Research Assistant to Prof. Irving Fisher, Yale Univ.

1920-23, Assistant in Economics, Barnard College (salary, $1,000)

1923-28, Instructor in Economics, Barnard College
(salary: 1923-25, $2,000; 1925-27, $2,200; 1927-28, $2,400)

1926, Ph.D. in Economics granted by Columbia.

1928-29 On leave without pay, travel and study abroad — in Germany and Austria.

1929-36, Lecturer in Economics, Barnard (part-time) (salary, $1,200)

From April 1st, leave of absence without pay to join the Consumer Purchases Study (on a salary basis of $5,600). Despite urging by Dr. Monroe, Chief of the Economics Division of the Bureau of Home Economics, leave could not be continued in the Fall because of the situation in the Barnard Department, with others on leave or ill)

1936—to date, Lecturer in Economics , Barnard College (full-time)
(salary: 1936-37, $2,400; 1937-40, $2,400; 1940-41, $2,700)

 

Projected research:

  1. An analysis of family expenditure data (scale of urgency, “income elasticity of demand”, etc.).
  2. Compiling of materials for use in connection with an introductory course in statistics, non-mathematical, stressing the possibilities and limitations of the quantitative method, stating hypotheses in quantitative terms, illustrating problems of interpretation, relating statistics to logic.

 

Source: Department of economics budget proposal for 1942-43 (dated November 26, 1941) submitted to Columbia University President Nicholas Murray Butler by Robert M. Haig, Chairman, Department of Economics (pp. 2, 6 and Appendix G). Columbia University Archives. Central Files 1890-. Box 386, Folder “Haig, Robert Murray 7/1941—6/1942”.

_____________________________________

ANNEX A

DEPARTMENT OF ECONOMICS
The [Revised] Budget as Adopted for 1941-1942
Compared with the Budget as Proposed for 1941-1942
.
December 30

 

Office or Item

Incumbent 1941-1942
Appropriations

1942-43
Proposals

Assistant Professor Arthur R. Burns

$4,500

$5,0001

Assistant Professor Robert L. Carey

$3,600

$3,600

Assistant Professor Boris M. Stanfield

$3,600

$3,600

Assistant Professor Joseph Dorfman

$3,600

$3,600

1Promotion to rank of associate professor recommended.

 

Office or Item

Incumbent 1941-1942
Appropriations

1942-43
Proposals

Lecturer Carl T. Schmidt

$3,000

$3,000

Lecturer (Winter Session) Robert Valeur

($1,500)

Lecturer Eveline M. Burns

$2,500

1

Lecturer Louis M. Hacker

$3,000

$3,6002

Lecturer Michael T. Florinsky

$2,700

$3,000

Lecturer Abraham Wald

$3,000

$3,6004

1Not to be reappointed.
2Promotion to rank of assistant professor recommended.
3 Promotion to rank of assistant professor recommended.

 

Source: Department of economics revised budget proposal for 1942-43 (dated December 30, 1941) submitted to Columbia University President Nicholas Murray Butler by Robert M. Haig, Chairman, Department of Economics. Columbia University Archives. Central Files 1890-. Box 386, Folder “Haig, Robert Murray 7/1941—6/1942”.

 

_____________________________________

Clara Eliot (1896-1976)

Prof. Clara Eliot, who taught economics and statistics at Barnard College, Columbia University, for almost 40 years until her retirement in 1961, died Saturday in Palo Alto, Calif. She was 80 years old.

Dr. Eliot, who used her maiden name professionally, was the wife of Dr. Robert Bruce Raup, professor emeritus of philosophy of education at Teachers College, Columbia University.

Dr. Eliot contributed to research in consumer economics. She was the author of “The Farmer’s Campaign for Credit,” a study of basic issues in credit theory as they were involved in United States agricultural policies early in this century.

She graduated from Reed College in 1917 and received her doctorate from Columbia in 1926. After teaching at Mills College in 1917-18 she was economics secretary to Prof. Irving Fisher at Yale University from 1918 to 1920.

Surviving, besides her husband, are a son, Robert B. Raup Jr.; three daughters, Joan R. Rosenblatt, Ruth R. Johnson and Charlotte R. Cremin; two brothers, a sister and eight grandchildren.

Source:  New York Times, January 19, 1976 (page 32).

Image Source: Barnard College, Mortarboard 1950.

 

 

Categories
Economists Harvard

Harvard. Taussig’s assessment of the French economist Charles Rist for a Harvard lectureship, 1919

 

 

After Edwin F. Gay resigned his position at Harvard, Abbott Payson Usher took over his courses in 1921-22. (e.g. Economics 2a: European Industry and Commerce in the Nineteenth Century). From the files of President Lowell of Harvard we find that the French economist Charles Rist was seriously considered for that position. Frank Taussig‘s brief letter, transcribed below, was apparently sufficient to get a green-light from the President’s Office. I don’t know (yet) what was the deal breaker or even whether an offer actually ever went out.

_______________

Letter of Economics Chairman E. E. Day to President Lowell

HARVARD UNIVERSITY
DEPARTMENT OF ECONOMICS

Cambridge, Massachusetts

March 4, 1920

Dear President Lowell:

I spoke to you some time ago of the Department’s wish that an invitation be extended to Professor Charles Rist to come as Lecturer in the Department for at least one half of the next academic year. I have not broached the subject again, because Mr. Gay has thought he might have other suggestions to make. It now appears that the expectations Mr. Gay had in mind will not materialize, and that he has no proposal to make which seems to him to promise better than that the Department had in mind. I consequently renew at this time the Department’s suggestion. In view of Mr. Gay’s resignation, the offering of the Department is obviously deficient. I understand that you will support the Department in its endeavor to discover a man who may be brought in permanently to fill in part the serious gap which Mr. Gay’s departure has created. The suggested invitation to Professor Rist is one of the measures in this direction which the Department thinks most promising.

Professor Taussig is the only member of the Department who has had an opportunity to become personally acquainted with Professor Rist. I enclose herewith a statement of Professor Taussig’s impressions of the man. The other members of the Department know Rist only through his publications. These appear to be of highest quality.

It is the proposal of the Department that an invitation be extended to Rist to lecture here during the first half of 1920-1921. Possibly he may be secured on an exchange arrangement. If not, the Department would like to see him appointed as Lecturer in Economics for not less than the first half of the year.

Sincerely yours,
[signed]
Edmund E. Day

Enc
President A. Lawrence Lowell

_______________

From a typed copy of Taussig’s statement

DEPARTMENT OF ECONOMICS

Cambridge, Massachusetts
November 28, 1919

            Professor Charles Rist is a member of the staff of the Sorbonne in the Department of Law. Economics is one of the subjects required of law students in France, hence there is a considerable economic staff for the law students. Rist is a man of 40-45 years, an extremely temperate, clear-headed, scholarly person. Of all the French professors with whom I came in contact in France he seemed to me the most promising. He has a most attractive personality, and is a clear as well as pleasing writer. His scholarly standing is assured. He is married, and has a family of several boys. For the sake of the boys, as well as for his own advantage, he remarked to me that he would very much like to come to the United States. If tolerable pecuniary arrangements can be made, he would doubtless come.

Rist’s command of English is not now sufficient to enable him to lecture in English. He would have to arrange to come over here a couple of months in advance and acquire a reasonable command of the spoken language. I should myself strongly advise him to do this, in case an invitation were extended.

Rist is the only man whom I saw in France who seemed to me a serious possibility for a permanent member of our staff. I think very highly of the man and his work, and have this possibility in mind in recommending him.

(Sgd) F.W. TAUSSIG

_______________

Copy of Lowell’s Response to E. E. Day

March 9, 1920

Dear Mr. Day:

It seems to me that the best thing would be to have Professor Rist sent here as the exchange professor from the University of Paris next year. We do not like to ask authoritatively to have a particular person sent, because we should not like it if they did the same to us. Therefore the best plan would be to have Professor Taussig write to him, suggesting that he should ask to be sent here next year as exchange professor, and he might add that he, M. Rist, feels confident that his selection would be acceptable at Harvard.

Very truly yours,
[name stamp] A. Lawrence Lowell

Professor E.E. Day
Department of Economics
Massachusetts Hall
Cambridge, Mass.

 

Source: Harvard University Archives, President Lowell’s Papers, 1919-1922, Box 155, Folder 293.

Image Source: Charles Rist at BnF Gallica website.

Categories
Economists Harvard

Harvard. Economics Ph.D. Alumnus William Thomas Ham, 1926

 

 

_________________

Today’s post provides biographical information about a fresh Harvard economics Ph.D. contained in a memo (ca. 1930) filed along with correspondence between that alumnus, William Thomas Ham, and Harvard economics department chair (1927-1939)  Professor Harold H. Burbank.

From genealogical data bases I have assembled a few additional items: William Thomas Ham was born 8 Jan 1893 in Chasewater, Cornwall, England; his family arrived in New York Sept. 22, 1899 on the St. Louis from Southhampton, England.

Ham originally came to Harvard in 1920 to do work in entymology but due to an eye problem was unable to work with microscopes so he switched to graduate work in industrial relations in the department of economics (social ethics). He received a Ph.D. in economics in 1926 with the dissertation “Employment relations in the construction industry of Boston.” In the Harvard Classbook of 1937 under his faculty picture is printed “Former Assistant Professor of Economics and Tutor in the Division of History, Government, and Economics”.

According to the 1940  U.S. Census, he and his family lived at 3618 Wisconsin Ave. , Washington, D.C.   His occupation was listed at that time as economist for the U.S. Department of Agriculture. From the Social Security death records we learn that he died in November 1973 and Washington, D.C. was reported to be his last residence. 

_________________

MEMO.
William T. Ham.

Period prior to coming to Cambridge

1893, Jan. 8, date of birth
1905-09 Tuolumne County High School, California.
1909-13 College of the Pacific, San Jose, California.
1913 A.B.
1913-15 Graduate student (part-time) Stanford University, and teacher, College of the Pacific, San Jose, California
1915-16 Instructor (part time) Stanford University. [penciled in: “Eng.”]
1916 A. M., Stanford
1916-17 Instructor, State College of Washington, Pullman, Washington, and assistant to the State Entomologist.
1917-20 Scientific Assistant and Field Agent in Oregon and Washington, U. S. Department of Agriculture, Bureau of Entomology. Worked under the direction of the State Entomologist.

 

Period of Residence in Cambridge, 1920-.

1920. Came to Harvard from the state of Washington, where I had been stationed, under the Civil Service, as Scientific Assistant and Field Agent of the Bureau of Entomology, United States Department of Agriculture.
Entered the Bussey Institution for work in genetics and entomology, but was forced to discontinue in the spring of 1921 owing to the recurrence of an old eye trouble, arising in connection with microscopic work.
1921, Autumn. Began work in Economics and Social Ethics, at first under the direction of Prof. Robert Foerster. This change was due to a felling that, if I was debarred from a microscope, the next best thing I could do would be to get to the bottom of certain problems in industrial relations which had attracted my attention during my years of sojourn in the northwest.
1921-22. Assistant in Social Ethics under Prof. James Ford.
1922-26. Instructor in Social Ethics. (1925-26, Tutor.)
1924, April. Passed General Examination in Economics (Social Ethics.)
1924-25. Taught Social Ethics 1b (Labor, Industrialism, Social Reform.)
1925-26. Taught Social Ethics 1b and also S. E. 4 (Problems of Population and Immigration) and S. E. 6 (Problems of Unemployment and Social Insurance.)
1924 Summer School: Taught two courses (Social Ethics 1 a and 1 b.)
1926 Summer School: Taught two courses (Social Ethics 1 b and 4.)
1926 Ph.D. in Economics (Social Ethics.)
1926-27 Instructor and Tutor in the Division of history, Government and Economics.
1927-29 Fellow of the Social Science Research Council, studying the labor situation in England and Germany.
1929-30 Instructor and Tutor in the Division of History, Government and Economics. Courses:   Economics A; Economics 6 b.
(Appointed in 1928, but given leave of absence for the year 1928-29.)

 

Source: Harvard University Archives. Department of Economics, Correspondence & Papers, 1902-1950 (UAV349.10). Box 5, Folder “H”.

Image Source:  William Thomas Ham “Former Assistant Professor of Economics and Tutor in the Division of History, Government, and Economics”, in Harvard Classbook 1937.