Categories
Courses Harvard Socialism Syllabus

Harvard. Socialism and Communism. Carver and Bushee, 1901

Beginning with his second year at Harvard, Thomas N. Carver regularly offered a course on schemes of social improvement which covered utopias through marxian socialism, including communistic experimental communities in America. He co-taught his first offering of “Socialism and Communism” in 1901 with the graduate student Frederick A. Bushée who was to go on to teach at Clark University, Colorado College and the University of Colorado. Following a brief c.v. for Bushée, enrollment numbers for the course and its reading list are provided in this post.

Carver’s course reading lists for 1919-20 and 1920 have been previously posted.

Since this post was completed, Economics in the Rear-view Mirror has acquired and transcribed a copy of the final exam for this course.

Links to all the readings but one (Anton Menger, The Right to the Whole Produce of Labor) can be found in the post for Economics 14 (1902-1903).

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Bushée, Frederick Alexander.

Harvard thesis title: Ethnic factors in the population of Boston. New York, Macmillan (London, Sonnenschein), 1903, 8°, pp. viii, 171 (Publ. Amer. Econ. Assoc., ser. 3, 4: no. 2). Preliminary portion pub. as “The growth of the population of Boston,” in Publ. Amer. Statist. Assoc., 1899, n. s., 6: 239-274.

1872, July 21. Born in Brookfield, Vermont.
1894. Litt. B. Dartmouth College.
1894-95. Resident South End House, Boston.
1895-96. Hartford School of Sociology.
1896-97. Resident South End House, Boston.
1897-1900. Graduate student, Harvard University.
1898. Harvard University, A.M.
1900-01. Collège Libre des Sciences Sociales, Collège de France, Paris; University of Berlin.
1901-02. Assistant in Economics, Harvard University.
1902. Harvard University, Ph.D. in Political Science.
1902-03. Instructor in Economics and History in the Collegiate Department of Clark University.
1903-08. Assistant Professor in Economics, Clark University.
1907-08. Instructor in Economics and Sociology, Clark University.
1910-12. Professor of Economics and Sociology at Colorado College.
1912. Hired by University of Colorado. Boulder, Colo.
1916. Professor of Economics and Sociology, and Secretary of the College of Commerce, University of Colorado. Boulder, Colo.
1925-32. Professor of Economics and Sociology, and Acting Dean of the School of Business Administration, University of Colorado. Boulder, Colo.
1939. Retired.
1960, April 4. Died in Boulder, Colorado.

Reminiscence of the Bushees by Earl David Crockett, the son of Bushee’s successor at the University of Colorado.

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[Course Enrollment]

[Economics] 14 1hf. Asst. Professor Carver and Mr. Bushée.—Socialism and Communism.

Total 27: 5 Graduates, 14 Seniors, 2 Juniors, 3 Sophomores, 3 Others.

 

Source: Harvard University. Annual Reports of the President and Treasurer of Harvard College, 1901-02, p. 77.

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ECONOMICS 14

Topics and references. Starred references are prescribed.

HISTORICAL

  1. *Ely, R. T. French and German Socialism.
  2. Russell, Bertrand. German Social Democracy.
  3. Rae, John. Contemporary Socialism.
  4. Kirkup, Thomas. A History of Socialism.
  5. Menger, Anton. The Right to the Whole Produce of Labor.
  6. Bliss, W. D. P. A Handbook of Socialism.
  7. Graham, William. Socialism New and Old.

 

EXPOSITORY AND CRITICAL

  1. *Schaeffle, Albert. The Quintessence of Socialism.
  2. [Shaeffle, Albert.] The Impossibility of Social Democracy.
  3. *Marx, Karl. Capital.
  4. [Marx, Karl] and Engels, Frederick. The Manifesto of the Communist Party.
  5. Engels, Frederick. Socialism: Utopian and Scientific.
  6. Gonner, E. C. K. The Socialist Philosophy of Rodbertus.
  7. [Gonner, E. C. K.] The Socialist State.
  8. Shaw, Bernard, and others. Fabian Essays in Socialism.
  9. Fabian Tracts.
  10. Ely, R. T. Socialism: an Examination of its Nature, Strength, and Weakness.
  11. Bernstein, Edward. Ferdinand Lassalle.
  12. Hyndman, Henry M. The Economics of Socialism.
  13. Webb, Sidney, and Mrs. Beatrice. Problems of Modern Industry.
  14. Simonson, Gustave. A Plain Examination of Socialism.

 

UTOPIAS

  1. *Plato’s Republic.
  2. *More, Sir Thomas. Utopia.
  3. *Bacon, Francis. New Atlantis.
  4. *Campanella, Tommaso. The City of the Sun.
    (Numbers 2, 3, and 4 may be found in convenient form in Henry Morley’s Ideal Commonwealths.)
  5. Cabet, Etienne. Voyage en Icarie.
  6. Morris, William. News from Nowhere.
  7. Bellamy, Edward. Looking Backward.
  8. [Bellamy, Edward.] Equality.

 

COMMUNISTIC EXPERIMENTS

  1. *Nordhoff, Charles. The Communistic Societies of the United States.
  2. Kautsky, Karl. Communism in Central Europe in the Time of the Reformation.
  3. Hinds, W. A. American Communities.
  4. Noyes, J. H. History of American Socialisms.
  5. Codman, J. T. Brook Farm Memoirs.
  6. Shaw, Albert. Icaria.
  7. Randall, E. O. History of the Zoar Society.
  8. Landis, G. B. The Separatists of Zoar.

 

WORKS WITH SOCIALISTIC TENDENCIES

[Under this heading is brought several classes of theories wrongly confused with socialism.]

A. CHRISTIAN SOCIALISM

  1. Lamenais and Kingley. Contemporary Review, April, 1882.
  2. Les Paroles d’un Croyant.
  3. Kingsley, Charles. Alton Locke.
  4. Gladden, Washington. Tools and the Man.
  5. Strong, Josiah. Our Country.
  6. [Strong, Josiah.] The New Era.

B. STATE SOCIALISM

An indefinite term, which is generally made to include all movements for the extension of government control or ownership, especially over Transportation and Lighting systems.

C. AGRARIAN SOCIALISM

  1. *George Henry. Progress and Poverty.

Source: Harvard University Archives. Syllabi, course outlines and reading lists in Economics, 1895-2003 (HUC 8522.2.1) Box 1, Folder “Economics, 1901-1902”.

Image Source: Thomas Nixon Carver in Harvard Album, 1906.

Categories
Courses Harvard Socialism Syllabus

Harvard. Economics of Socialism. Overton Taylor et al., 1950

Joseph Schumpeter died January 8, 1950. His Harvard course “Economics of Socialism” scheduled to begin February 9th was taken over by Overton Taylor. In addition to lectures by Taylor, lectures were also given by Wassily Leontief, Walter Galenson, and Alexander Gerschenkron.

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If you find this posting interesting, here is the complete list of “artifacts” from the history of economics I have assembled. You can subscribe to Economics in the Rear-View Mirror below. There is also an opportunity for comment following each posting….

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[Original Course Announcement for Economics 111 in September 1949]

Economics 111 (formerly Economics 11b). Economics of Socialism

Half-course (spring term). Mon., Wed., and (at the pleasure of the instructor) Fri., at 10. Professor Schumpeter.

A brief survey of the development of socialist groups and parties; pure theory of centralist socialism; the economis of Marxism; applied problems.

 

Source: Harvard University. Final Announcement of the Courses of Instruction Offered by the Faculty of Arts and Sciences during 1949-50. Official Register of Harvard University, Vol. XLVI, No. 24, September, 1949, p. 79.

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[Course Enrollment, Economics 111, 1950 (Sp)]

[Economics] 111 (formerly 11b). Economics of Socialism. (Sp) Professor Schumpeter, Dr. O. H. Taylor and other Members of the Department.

6 Graduates, 13 Seniors, 6 Juniors, 3 Sophomores, 2 Public Administration, 2 Special: Total 32.

 

Source: Harvard University. Report of the President of Harvard College and Reports of Departments for 1949-1950, p. 72.

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1949-50
Economics 111
Socialism

I.   February 9 – March 14. Socialism and Marxism, Doctrine.

1.  February 9 – 14. Introduction; background of history of modern socialism; before Marx.

Reading due February 14: G. H. Sabine, History of Political Theory, Chs. 28, 29, 30, 32.

Th., Sat., February 9, 11. Lectures
Tu., Feb. 14. Section meeting. Discuss Sabine reading.

2. February 14 – 21. Hegel and Marx, and Marx’s sociology (theory of history).

Reading due February 21: Schumpeter, Capitalism, Socialism, and Democracy, Part I, and Ch. 24; Communist Manifesto; Marx, Preface to a Contribution to the Critique of Political Economy, p. 370; Marx-Engels, German Ideology, p. 209 (in Handbook of Marxism).

Th., Sat., February 16, 18. Lectures
Tu., February 21, Section. Discuss reading.

3. February 21-28. Ricardo and Marx, and Marx’s Economics I. Theory of Value and Surplus Value.

Reading due February 28: Sweezy, Theory of Capitalist Development, Part I.

Th., Sat., February 23, 25. Lectures.
Tu., February 28, Section, Discussion.

4. February 28 – March 7. Marx’s Economics II. Accumulation and Evolution of Capitalism

Reading due March 7: Sweezy, Chs. 5, 6, 8, 9, 10, 12.

Th., Sat., March 2, 4. Lectures, Taylor, Leontief.
Tu., March 7. Section, discussion.

5. March 7 – 14. Capitalism, Evolution, and Decline; Another View (Schumpeter).

Reading due March 14: Schumpeter, Capitalism, Socialism, and Democracy, Part II.

Th., Sat., March 9, 11, Lectures.
Tu., March 14, Section, discussion.

II.  March 16 – April 1. Socialist Parties, Ideas, and Policies –Theory and Practice – in Central Europe, Scandinavia, and England. Lecturers; Gerschenkron and Galenson.

6.  March 16 – 21. German and Austrian Developments after Marx and between the Two ‘World’ Wars. Gerschenkron.

Reading due March 21: Schumpeter, Capitalism, Socialism and Democracy, Part V, plus additional material to be announced.

Th., Sat., March 16, 18, Lectures.
Tu., March 21, Section, Discussion.

7. March 21 – 28. Scandinavian Socialism, Theory and Practice. Galenson.

Reading due March 28: to be announced.

Th., Sat., March 23, 25, Lectures.
Tu., March 28, Discussion.

8. March 28 – April 1. British Socialism, Theory and Practice. Galenson

Reading: Max Beer, History of British Socialism, Chs. to be announced.

 

April 2 – 9, inclusive, Spring Vacation

 

III. April 11 –29. Soviet Russia; Economic Planning in Centralist Socialism, Theory; and Russian Practice. Lecturers, Gerschenkron and Leontief.

9. April 11 – 15. Russia, Boshevism, Marx-Lenin-Stalin Theory, and Soviet Policies.

Reading due April 15: (1) Lange, Working Principles of Soviet Economy. (2) M. Dobb, Russian Economic Development, Chs. 13, 14..

Tu., Th., April 11, 13. Lectures, Gerschenkron.
Sat., April 15, Section, discussion.

10.   April 18 – 22. Centralist Socialism, Planning Theory.

Reading due April 22: (1) Lange-Taylor, On the Economic Theory of Socialism; (2) Bergson, Survey of Contemporary Economics, Edited by Ellis, Ch. 12.

Tu., Th., April 18, 20, Lectures, Leontief.
Sat., April 22, Section, Discussion.

11. April 25 – 29. Russian Practice; and the Modern Marxist Theory of ‘Monopoly Capitalism and Imperialism’ (Not related topics).

Tu., April 25, Lecture by Leontief; Economics of Planning and Russian Practice.
Th., Sat., April 27, 29. Taylor, Lectures: ‘Monopoly, Capitalism and Imperialism,’ Marx-Lenin Theory.

Reading. Sweezy, Part IV.

12. May 2 — 6. ‘Imperialism’ Theory, Cont’d.

Reading. Sweezy, Part IV, and Schumpeter, Chapters to be announced.

 

[handwritten additions]

40 students

Perlman – Theory of Labor [Movement].

Gulick Vienna Taxes since 1918, Political Science Quarterly. December, 1938

Charles A. Gulick Jr. How Fascism came to Austria. University Toronto Quarterly Jan 1939

 

Source: Harvard University Archives. Syllabi, course outlines and reading lists in Economics, 1895-2003 (HUC 8522.2.1), Box 4, Folder “Economics, 1949-1950 (1 of 3)”.

Categories
Bibliography Socialism

Bibliography on Utopias through Marxian Socialism, 1879

 

 

When you look at the descriptions and reading lists for courses in economics departments on social reform or socialism/communism at American universities at the turn of the twentieth century and later, e.g. Edward Cummings at Harvard (1897-98),  John Bates Clark at Columbia (1898-99),  Thomas Nixon Carver at Harvard (1920) and Paul Douglas at Chicago (1938), you will be struck by the long historical run-ups to the second half of the 19th century. Marxian socialism in particular was generally seen as just one of many historically proposed utopias (even if Engels was quite particular about his product differentiation with respect to “utopian socialism” vs. “scientific socialism”). 

The book, Utopias; or, Schemes of Social Improvement from Sir Thomas More to Karl Marx (1879), by the Englishman, Moritz Kaufmann, was an important link between the continental literature on socialism and the subsequent English-language literature. Today’s posting provides links to the entire French and German literature cited by Kaufmann. 

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If you find this posting interesting, here is the complete list of “artifacts” from the history of economics I have assembled thus far. You can subscribe to Economics in the Rear-View Mirror below. There is also an opportunity for comment following each posting….

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Kaufmann, Moritz. Utopias; or, Schemes of Social Improvement from Sir Thomas More to Karl Marx. London, 1879.

“The special interest taken in the sudden development of Modern Socialism, owing to recent events in Germany, has induced the author to collect a series of papers contributed to a periodical during the current year, which have received much kind attention into a volume. This may serve as a short and popular account of the principal socialistic schemes from the Reformation to the present day, and might not improperly be called a short History of Socialism…

…All the best known authorities on the subject have been carefully consulted in the composition of the present volume–works on Socialism, as well as the original sources, where these have been accessible.”

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Contents of Kaufmann’s Utopias (1879)

  1. More’s “Utopia”
  2. Bacon’s “New Atlantis” and Campanella’s “City of the Sun”
  3. Morelly’s “Basiliade” and Babeuf’s “Society of Equals”
  4. St.Simon and St. Simonism
  5. Fourier and the phalanstère
  6. Robert Owen and English Socialism
  7. Marlo and Co-operative Socialism in Germany
  8. Cabet—”Voyage to Icaria”
  9. Louis Blanc’s “Organisation of Labour”
  10. Proudhon’s Critical Socialism
  11. Lassalle and German Socialism
  12. Lassalle and the German Social Democracy
  13. Karl Marx and the Latest Socialist Theory
  14. Karl Marx and the International

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Kaufmann’s Authorities
pp. viii-x
in the order given.

Reybaud, Marie Louis. Études sur les Réformateurs, ou socialistes modernes. 1864;

Tome Premier. 7e. 1864. [Saint-Simon—Charles Fourier—Robert Owen—August Comte et la Philosophie Positive]
Tome Second. 7e. 1864. [La Société et le Socialisme. Les Communistes—Les Chartistes—Les Utilitaires—Les Humanitaires—Les Mormons]

J.-J. Thonissen. Le Socialisme et ses Promesses. 2e. Paris, 1851.

[Fourier, Owen, Cabet, Blanc, Proudhon]

Sudré, M. Alfred. Histoire du Communisme ou Réfutation Historique des Utopies Socialistes, 5e. Paris, 1856

[Ancient Greece through 16th century, Campanella, Morelly, Brissot, Fr. Rev. Cabet, Blanc, Proudhon]

Villegardelle, François. Histoire des Idées Sociales avant la Révolutions Française, ou les Socialistes Modernes, Devanceés et dépassés. Paris, 1846.

[Jesus Christ, New Testament, Early Christians, Albigeois, Vaudois, anabaptistes, Moraves, Faiguet, Laplombanie, Mercier; on usury; Necker, Mercier, Linguet, Thomas More, Mably]

Schäffle, Albert Eberhard Friedrich. Kapitalismus und Socialismus mit besonderer Rücksicht auf Geschäfts- und Vermögensformen. Vorträge zur Versöhnung der Gegensätze von Lohnarbeit und Kapital. Tübingen, 1870;

New Edition, 1878, forming the third volume of the author’s Bau und Leben des Socialen Körpers.

1. Band, Allgemeiner Theil. Tübingen, 1875
2. Band, Das Gesetz der sociale Entwickelung. Tübingen, 1878.
3. Band, Kapitalismus und Socialismus mit besonderer Rücksicht auf Geschäfts- und Vermögensformen, Zweite gänzlich umgearbeitet Auflage. Tübingen, 1878.
4. Band, Specieller Theil, zweite Hälfte. Tübingen, 1878.

[Proudhon, Karl Marx, Ferdinand Lassalle, Karl Marlo (Prof. Winkelblech, Carl Marlo is a pseudonym), St. Simon, Enfantin, Bazard, Fourier, Thomas More, Michel Chevalier, both Pereire, Robert Owen]

Stein, Lorenz von. Der Socialismus und Communismus des heutigen Frankreichs, ein Beitrag zur Zeitgeschichte, 2. umgearbeitete und sehr vermehrte Ausgabe. Leipzig, 1848.

1. Band. Der Begriff der Gesellschaft und die Bewegungen in der Gesellschaft Frankreichs seit der Revolution, 1849.
2. Band. Der französische Socialismus und Communismus [begins at page 199 in link]
Anhang, 1848.

[Saint-Simon, Fourier, Mennais, Lerour, Proudhon, Blanc, Babeuf]
English translation from 1850 edition, 1964).

Marlo, Karl (Pseudonym for Prof. Karl Georg Winkelblech). Untersuchungen über die Organisation der Arbeit oder System der Weltökonomie, zweite vervollständigte Auflage. 1850.

Rossbach, Johann Joseph. Geschichte der Gesellschaft. Würzburg, 1875.

I. Die Aristokratie (1868)
II. Die Mittelklassen im Orient und im Mittelalter der Völker des Occidents (1869)
III. Die Mittelklassen in der Culturzeit der Völker. I. Abtheilung (1869)
IV.  Die Mittelklassen in der Culurzeit der Völker. II. Abtheilung (1871)
V. Der vierte Stand und die Armen. I. Abtheilung (1872)
VI. Der vierte Stand und die Armen. II. Abtheilung (1873)
VII. Der vierte Stand und die Armen. III. Abtheilung. Der Communismus und Socialismus. Zur Lösung der socialen Frage. (1875) [note: Engels mentioned but not Marx.]
VIII. Schlußbetrachtungen (1875)

Meyer, Rudolf Hermann. Der Emancipationskampf der vierten Standes. Berlin.

Band I. Theorie des Socialismus. Der katholische Socialismus. Die Internationale. Deutschland. Schulze. Lassalle. Marx. Die Gewerkvereine. Die Socialconservativen. Die Arbeiterpresse. (1874).

Band II. Die Schweiz. Österreich. Holland. Spanien und Portugal. Italien. Belgien. Skandinavien. Frankreich. Russland. England. Amerika.

Lange, Friedrich Albert. Die Arbeiterfrage; ihre Bedeutung für Gegenwart und Zukunft, Dritte umgearbeitete und mermehrte Auflage. Winterthur, 1875

Mehring, Franz. Zur Geschichte der deutschen Sozialdemokratie. Ein historischer Versuch. Magdeburg, 1877.

 Die deutsche Socialdemokratie: ihre Geschichte und ihre Lehre; eine historisch-kritische Darstellung. Second, revised and expanded edition. Bremen, 1878.

Booth, Arthur John. Robert Owen, the Founder of Socialism in England. London, 1869

Sargant, William Lucas. Social Innovators and their Schemes. London, 1858

[Sketches in introductory chapter: Plato, More, Bacon, Harringon. Chapters: Saint-Simon, Fourier, Louis Blanc, Proudhon, French Revolution of 1848, Emile de Girardin]

Holyoake, George, Jacob. History of Co-operation in Halifax: and of some other Institutions around it. London, 1867.

[Frost, John], “Social Utopias,” in Chambers’s Papers for the People, Vol. III, Philadelphia, 1857, pp. 37-68.

[Note: have not verified Kaufmann’s attribution of Frost’s authorship though presuming it is correct.]

*   *   *   *

“Among the German pamphlets may be specially mentioned those of…”

Treitschke, Heinrich von. Der Socialismus und seine Gönner. Nebst einem Sendschreiben an Gustav Schmoller. Berlin, 1875.

I. Die Grundlagen der bürgerlichen Gesellschaft
II. Die socialen Partein der Gegenwart
III. Die gerechte Vertheilung der Güter. Offener Brief an Gustav Schmoller.

Schmoller, Gustav. Ueber einige Grundfragen des Rechts und der Volkswirtschaft. Ein offene Sendschreiben an Herrn Professor Dr. Heinrich von Treitschke. Jena, 1875.

[Note: This is a book that reprints articles that address the articles I and II of von Treitschke’s linked above. Treitschke’s article III above responds to this book of Schmoller.]

Sybel, Heinrich von. Die Lehren des heutigen Socialismus und Communismus. Bonn, 1872. Zwei Vorträge, gehalten in Barmen, am 9. und 16. März 1872)

Reprinted 1875 in Vorträge und Aufsätze, Zweite unveränderte Auflage. Berlin, 1875. pp. 81-130.

Scheel, Hans von. Die Theorie der sozialen Frage. Jena, 1871.

Contzen, Heinrich. Die sociale Frage; ihre Geschichte, Literatur, und ihre Bedeutung in der Gegenwart. Eine volkswirtschaftliche Studie, Zweite vermehrte und verbesserte Auflage. Leipzig, 1872.

Held, Adolf. Sozialismus, Sozialdemokratie und Sozialpolitik. Leipzig,1878.

Bamberger, Ludwig. Deutschland und Socialismus, Zweite unveränderte Auflage. Leipzig, 1878.

 

Image Source:  Facsimile of the Island of Utopia from St. Thomas More’s Utopia (1516).

Categories
Courses Exam Questions Harvard Socialism Suggested Reading Syllabus

Harvard. Schumpeter’s Socialism Course. Syllabus and Exam, 1946

Welcome to my blog, Economics in the Rear-View Mirror. If you find this posting interesting, here is the list of “artifacts” from the history of economics I have already assembled for you to sample or click on the search icon in the upper right to explore by name, university, or category. You can subscribe to my blog below.  There is also an opportunity to comment below….

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…Regular vistors to this blog have seen that an economics course on socialist thought and movements was a regular part of the curriculum at Harvard during the first half of the twentieth century. Up to this posting I have included material from the following courses: Thomas Nixon Carver’s SINGLE TAX, SOCIALISM, ANARCHISM (1919-20), Edward Mason and Paul Sweezy’s ECONOMICS OF SOCIALISM (1938), and Paul Sweezy’s ECONOMICS OF SOCIALISM (1940).

This course became part of Joseph Schumpeter’s teaching portfolio in the 1940s. His course outline and exam for the winter semester of 1943-44 has been posted as well.

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[Course Announcement]

Economics 11b. Economics of Socialism

Half-course (spring term). Mon., Wed., and (at the pleasure of the instructor) Fri., at  10. Professor Schumpeter.

Source: Announcement of the Courses of Instruction Offered by the Faculty of Arts and Sciences During 1945-46. Official Register of Harvard University, Vol. 42, No. 8 (March 31, 1945), p. 36.

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[Enrollment]

[Economics] 11b (spring term) Professor Schumpeter. –Economics of Socialism.

5 Graduates, 18 Seniors, 21 Juniors, 15 Sophomores, 1 Freshman, 8 Radcliffe, 9 Other.

Source: Harvard University. Report of the President of Harvard College and Reports of Departments for 1945-46, p. 58.

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ECONOMICS 11b
1945-46
OUTLINE AND ASSIGNMENTS

[Joseph A. Schumpeter]

I.   FIRST TWO WEEKS: The Socialist Issue.

Socialist ideas and socialist parties. Socialism and the labor movement. Laborite and intellectualist socialism. The definition of socialism.

*H. W. Laidler, Social-Economic Movements, 1944, esp. Parts V and VI.
Encyclopaedia of the Social Sciences, article on Socialist and Labor Parties.

II. THIRD TO FIFTH WEEK: The Theory of Centralist Socialism., 1938

*O. Lange and F. M. Taylor, The Economic Theory of Socialism, 1938.
[A. P. Lerner, The Economics of Control, 1944.]

III. SIXTH TO NINTH WEEK: The Economic Interpretation of History. The Class Struggle, and the Marxist Theory of Capitalism.

*Karl Marx, Capital, Volume I, chs. I, IV, V, VI.
Marx and Engels, The Communist Manifesto.
*Paul M. Sweezy, The Theory of Capitalist Development, 1942, chs. I-VI
(pp. 1-108).

IV. TENTH TO TWELFTH WEEK: The Socialist Theory of the State and of the Proletarian Revolution, Imperialism, National Socialism.

V.I. Lenin, State and Revolution, 1926.
[M. Dobb, Political Economy and Capitalism, ch. VII.]
Paul M. Sweezy, The Theory of Capitalist Development, Chs. XIII-XIX.

READING PERIOD ASSIGNMENT

Read E. Bernstein, Evolutionary Socialism, 1909, especially pp. 18-95, and survey again the items in the reading list marked *.

NOTE: The items in square brackets are recommended but not assigned. So is: Bienstock, Gregory, and Schwartz, Management in Russian Industry and Agriculture, 1944.

Source: Harvard University Archives. Syllabi, course outlines and reading lists in Economics, 1895-2003. HUC 8522.2.1. Box 4, Folder “Economics, 1945-1946 (1 of 2)”.

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1945 – 46
Harvard University
Economics 11b

One question may be omitted. Arrange your answers in the order of the questions.

  1. What is Syndicalism?
  2. Characterize the type, aims, and importance of the group that called itself Fabians.
  3. “Rational allocation of factors of production presupposes the existence of prices. Prices presuppose free markets. Hence the problem of rational allocation of factors of production would be insoluble in a socialist society.” Criticize.
  4. Discuss the various methods by which investment could be financed (that is, the resources for the extension of the productive apparatus could be provided) in a socialist society.
  5. Explain and criticize what is known as the Marxist Theory of Exploitation.
  6. What meaning do you attach to, and what do you think of, the proposition that Socialism is “inevitable?”

Final, May 1946

Source: Harvard University Archives. Joseph Schumpeter Papers. Lecture Notes Box 2, Folder “Course notes (Jan 1950—Found in Drawer—Cambridge Study) Misc 1945-1947”.

Image Source: Harvard Album 1947.

Categories
Courses Exam Questions Harvard Socialism Syllabus

Harvard. Economics of Socialism. Mason and Sweezy, 1938

Between one slice of two weeks of pre-Marxian socialism and a slice of two weeks of the economics of planning, Mason and Sweezy offered their students a full portion of Marxian economics with an added dash of Leninism. This posting provides the enrollment, syllabus and final examination questions for 1938. Future Nobel prize laureate James Tobin was a student in the course and he took excellent notes! Here  a link to the Economics of Socialism that Paul Sweezy taught by himself in 1940.

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Welcome to my blog, Economics in the Rear-View Mirror. If you find this posting interesting, here is the complete list of “artifacts” from the history of economics I have assembled for you to sample or click on the search icon in the upper right to explore by name, university, or category. You can subscribe to my blog below.  There is also an opportunity to comment following each posting….

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[Course Enrollment: Economics of Socialism]

[Economics] 11b 2hf. (formerly 7d). Professor Mason and Dr. P. M. Sweezy.—Economics of Socialism.

1 Graduate; 27 Seniors; 23 Juniors; 1 Sophomore: Total 52.

Source: Harvard University. Report of the President of Harvard and Reports of Departments for 1937-38, p. 85.

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ECONOMICS 11 b
Outline and Reading
1937 – 38

Week of

Feb. 7-12
Mason
a.  Outline of Course
b.  Utopian and Scientific Socialism
c.  Nature of Socialism as Utopia
Feb. 14-19
Mason
a.  Saint-Simon
b.  Fourier
c.  Robert Owen
Reading:

Engels, Anti-Dühring, Part III
Strachey, Theory and Practice of Socialism, Part III
Gide and Rist, History of Economic Doctrines, Book II,
Chs. 2 & 3

Feb. 21-26
Mason
a.  Life and Works of Marx and Engels
b.  Dialectical materialism and
c.  Historical materialism
Reading:

Riazanov, Marx and Engels

Feb. 28-Mar. 5
Mason
a.  Theory of Classes
b.  Theory of the State
c.  The State and Revolution
Reading:    Handbook of Marxism [Burns],

Ch. I (Communist Manifesto)
Ch. IV (Class Struggles in France),
Ch. V (18th Brumaire),
Ch. VII (Civil War in France),
Ch. XX (Introduction to the Critique of Political Economy)

Mar. 7-12
Mason
a.  Theory of Value
b.  Theory of Value
c.  General Tendencies of Capitalist Development
Mar. 14-19
Mason
a.  Concentration and Centralization of Capital
b.  Monopoly Problem in Capitalism
c.  According to Marx and Lenin
Mar. 21-26
Mason
a.  Marxian and Modern Views on
b.  Wages and Technological Unemployment
c.  Marxian Theory of Crises
Mar. 28-Apr. 2
Sweezy
a.  Marxian Theory of Crises
b.  Imperialism
c.  Imperialism
Reading:

Handbook of Marxism, Ch. XXI (Capital)
Capital, Vol. I, Part VII, Ch. XXV, Sections 1, 2, 3, 4
Lenin, Imperialism

VACATION

Apr. 11-16
Mason
a.
b.  The Socialist Movement After Marx
c.
Apr. 18-23
Mason
a.
b.  Marxian Schools of Thought

Reading:

Sidney Hook, Towards the Understanding of Karl Marx, Part I
Further assignment to be announced.

Apr. 25-May 7
Sweezy
Two weeks to be devoted to the following topics:
1.  Marxian and Orthodox Economics
[Handwritten note:] Rev of Ec Studies June ‘35
2.  The Allocation of Resources in Socialist Society
Reading:

Lange, Marxian Economics and Modern Economic Theory                         [Handwritten note:] Rev of Ec Studies June ‘35
Hayek, Collectivist Economic Planning, Chs. I, III, V
Pigou, Socialism versus Capitalism

Reading Period:

Sidney and Beatrice Webb, Soviet Communism, Vol. II
Chs. VIII, IX

[Handwritten additions:]
Ch 6 Lippman

Oct. 36 Rev of Ec Studies—Lange—On the Economic Theory of Socialism—
Taussig memorial—Sweezy—Economist in Socialist State.

_____________________________

 

1937-38
HARVARD UNIVERSITY
ECONOMICS 11b/2 

I

(About one hour)
Reading Period Question

  1. What features of the Russian economic system do you think could be adopted by a capitalist country? What features seem to you to be peculiarly the product of socialism and hence inapplicable under a capitalist system? 

II

Answer four questions

  1. “The most egregious error committed by the Marxist theorists is in misunderstanding and underrating the strength of the middle classes.” Discuss.

 

  1. What arguments does Mises use to support his claim that socialism is impossible? Do you agree with these arguments? State your reasons.

 

  1. Summarize the fundamentals of Lenin’s theory of imperialism. What do you regard as the particular merits or weaknesses of this theory?

 

  1. “To what extent is it true to say that the doctrine of the ‘withering away of the state’ implies anarchism as the ultimate goal of Marxian socialism?

 

  1. State and criticize the Marxian theory of value.

 

  1. Do you think that Marxists are justified in regarding crises and depressions as inevitable under capitalism? What grounds are there for believing that they might be eliminated under socialism?

 

Final. 1938

Source: Yale University Library, Manuscripts and Archives. James Tobin Papers, Box 6.

Image Source: Mason and Sweezy portraits from the Harvard Album 1939.

Categories
Cornell Economists Germany Johns Hopkins Michigan Socialism

Cornell. Germany and Academic Socialism. Herbert Tuttle, 1883.

The Cornell professor of history Herbert Tuttle, America’s leading expert on all matters Prussian, wrote the following warning in 1883 against the wholesale adoption of German academic training in the social sciences. Here we see a clear battle-line that was drawn between classic liberal political economy in the Anglo-Saxon tradition and mercantilism-made-socialism from the European continent.

In the memorial piece upon Tuttle’s death (1894) written by the historian Herbert B. Adams of Johns Hopkins University following Tuttle’s essay, it is clear that Tuttle wrote his essay on academic socialism as someone intimately acquainted with European and especially German scholarship and political affairs. In the 1930s European ideas were transplanted to American universities typically by European-born scholars. During the latter part of the nineteenth century, the American graduate school model was essentially established by young Americans returning from Germany. Cf. my previous posting about the place of the research “seminary” in graduate education. One wonders whether Herbert B. Adams deliberately left out mention of Tuttle’s essay on academic socialism in his illustrative listing of Tuttle’s “general literary activity”.

I have added boldface to highlight a few passages and names of interest.

 

____________________________

ACADEMIC SOCIALISM
By Herbert Tuttle

Atlantic Monthly,
Vol. 52, August 1883. pp. 200-210.

It is a striking tribute — and perhaps the most striking when the most reluctant — to the influence and authority of physical science, that the followers of other sciences (moral, not physical) are so often compelled, or at least inclined, to borrow its terms, its methods, and even its established principles. This adaptation commonly begins, indeed, in the way of metaphor and analogy. The natural sympathy of men in the pursuit of truth leads the publicist, for example, and the geologist to compare professional methods and results. The publicist is struck with the superiority of induction, and the convenience of language soon teaches him to distinguish the strata of social development; to dissect the anatomy of the state to analyze political substance; to observe, collect, differentiate, and generalize the various phenomena in the history of government. This practice enriches the vocabulary of political science, and is offensive only to the sterner friends of abstract speculation. But it is a vastly graver matter formally and consciously to apply in moral inquiries the rules, the treatment, the logical implements, all the technical machinery, of sciences which have tangible materials and experimental resources constantly at command. And in the next step the very summit of impiety seems to be reached. The political philosopher is no longer content merely to draw on physical science for metaphors, or even to use in his own way its peculiar methods, but boldly adopts the very substance of its results, and explains the sacred mystery of social progress by laws which may first have been used to fix the status of the polyp or the cray-fish.

It is true that this practice has not been confined to any age. There is a distinct revelation of dependence on the method, if not on the results, of the concrete sciences in Aristotle’s famous postulate, that man is “by nature” a political being. The uncompromising realism of Macchiavelli would not dishonor a disciple of Comte. And during the past two hundred years, especially, there is scarcely a single great discovery, or even a single great hypothesis, which, if at all available, has not been at once appropriated by the publicists and applied to their own uses. The circulation of the blood suggests the theory of a similar process in society, comparative anatomy reveals its structure, the geologic periods explain its stages, and the climax was for the time reached when Frederick the Great, whose logic as well as his poetry was that of a king, declared that a state, like an animal or vegetable organism, had its stages of birth, youth, maturity, decay, and death. Yet striking as are these early illustrations, it is above all in recent times, and under the influence of its brilliant achievements in our own days, that physical science has most strongly impressed its methods and principles on social and political investigation. Mr. Freeman can write a treatise on comparative politics, and the term excites no protest. Sir Henry Maine conducts researches in comparative jurisprudence, and even the bigots are silenced by the copiousness and value of his results. The explanation of kings and states by the law of natural selection, which Mr. Bagehot undertook, is hardly treated as paradoxical. The ground being thus prepared — unconsciously during the last century — consciously and purposely during this, for a close assimilation between the physical and the moral sciences, it is natural that men should now take up even the contested doctrine of evolution, and apply it to the progress of society in general, to the formation of particular states, and to the development of single institutions.

Now, if it be the part of political science merely to adapt to its own use laws or principles which have been fully established in other fields of research, it would of course be premature for it to accept as an explanation of its own phenomena a doctrine like that of evolution, which is still rejected by a considerable body of naturalists. But may not political science refuse to acknowledge such a state of subordination? May it not assert its own dignity, and choose its own method of investigation? And even though that method be also the favorite one of the natural philosopher, may not the publicist employ it in his own way, subject to the limitations of his own material, and even discover laws contrary to, or in anticipation of, the laws of the physical universe? If these questions be answered in the affirmative, it follows that the establishment of a law of social and political evolution may precede the general acceptance of the same law by students of the animal or vegetable world.

At present, however, such a law is only a hypothesis, — a hypothesis supported, indeed, by many striking facts, and yet apparently antagonized by others not less striking. A sweeping glance over the course of the world’s history does certainly reveal a reasonably uniform progress from a simpler to a more complex civilization. This may also be regarded in one sense as a progress from lower to higher forms; and if the general movement be established, temporary or local interruptions confirm rather than shake the rule. But flattering as is this hypothesis of progressive social perfection to human nature, it is still only a hypothesis, and far enough from having for laymen the authority of a law. The theologians alone have positive information on the subject.

If evolution be taken to mean simply the production of new species from a common parent or genus, and without implying the idea of improvement, the history of many political institutions seems to furnish hints of its presence and its action. Let us take, as an example, the institution of parliaments. The primitive parent assembly of the Greeks was probably a body not unlike the council of Agamemnon’s chieftains in the Iliad; and from this were evolved in time the Spartan Gerousia, the Athenian Ecclesia, and other legislatures as species, each resembling the original type in some of its principles, yet having others peculiar to itself. Out of the early Teutonic assemblies were produced, in the same way, the Parliament of England, the States-General of France, the Diet of Germany, the Congress of the United States.

Yet it may be questioned whether even this illustration supports the doctrine of evolution, and in regard to other institutions the case is still more doubtful. Take, for example, the jury system. The principle of popular participation in trials for crime has striven for recognition, though not always successfully, in many countries and many ages. But from at least one people, the Germans, and through one line, the English, it maybe traced along a fairly regular course down to the present day. Montesquieu calls attention to another case, when, speaking of the division of powers in the English government, he exclaims, “Ce beau système est sorti des bois!” that is, the forests of Germany. But in all such instances it depends upon the point of view, or the method of analysis, whether the student detects the production of new species from a common genus, or original creation by a conscious author.

Even this is not, however, the only difficulty. Evolution means the production of higher, not simply of new, forms; and the term organic growth implies in social science the idea of improvement. But this kind of progress is evidently far more difficult to discern in operation. It is easy enough to trace the American Congress back historically to the Witenagemot, to derive the American jury from the Teutonic popular courts, to connect the American city with the municipality of feudal Europe, or of Rome, or even of Greece. The organic relation, or at least the historical affinity, in these and many other cases is clear. But it is a widely different thing to assert that what is evidently political development or evolution must also be upward progress. This might lead to the conclusion that parliamentary institutions have risen to Cameron and Mahone; that the Saxon courts have been refined into the Uniontown jury and that the art of municipal government has culminated in the city of New York.

The truth is that there are two leading classes of political phenomena, the one merely productive, the other progressive, which may in time, and by the aid of large generalizations, be made to harmonize with the doctrine of evolution, but which ought at present to be carefully distinguished from the manifestations ordinarily cited in its support. The first class includes the appearance, in different countries and different ages, of institutions or tendencies similar in character, but without organic connection. The other class includes visible movements, but movements in circles, or otherwise than forward and upward. Both classes may be illustrated by cogent American examples, but it is to the latter that the reader’s attention is now specially invoked.

Among the phenomena which have appeared in all ages and all countries, with a certain natural bond of sympathy, and yet without a clearly ascertainable order of progress, one of the earliest and latest, one of the most universal and most instructive, is that tendency or aspiration variously termed agrarian, socialistic, or communistic. The movement appears under different forms and different influences. It may be provoked by the just complaints of an oppressed class, by the inevitable inequality of fortunes, or by a base jealousy of superior moral and intellectual worth. To these and other grievances, real or feigned, correspond as many different forms of redress, or rather schemes for redress. One man demands the humiliation of the rich or the great, and the artificial exaltation of the poor and the ignorant; another, the constant interference of the state for the benefit of general or individual prosperity; a third, the equalization of wealth by discriminating measures; a fourth, perhaps, the abolition of private property, and the substitution for it of corporate ownership by society. But widely as these schemes differ in degree, they may all be reduced to one general type, or at least traced back to one pervading and peremptory instinct of human nature in all races and all ages. It is the instinctive demand that organized society shall serve to improve the fortunes of individuals, and incidentally that those who are least fortunate shall receive the greatest service. Between the two extreme attitudes held toward this demand, — that of absolute compliance, and that of absolute refusal — range the actual policies of all political communities.

For the extremes are open to occupation only by theories; no state can in practice fully accept and carry out either the one or the other. Prussia neglects many charges, or, in other words, leaves to private effort much that a rigid application of the prevailing political philosophy would require it to undertake; while England conducts by governmental action a variety of interests which the utilitarians reserve to the individual citizen. The real issue is therefore one of degree or tendency. Shall the sphere of the state’s activity be broad or narrow; shall it maintain toward social interests an attitude of passive, impartial indifference, or of positive encouragement; shall the presumption in every doubtful case be in favor of calling in the state, or of trusting individual effort? Such are the forms in which the issue may be stated, as well by the publicist as by the legislator. And it is rather by the extent to which precept and practice incline toward the one view or the other, than by the complete adoption of either of two mutually exclusive systems, that political schools are to be classified. This gives us on the one hand the utilitarian, limited, or non-interference theory of the state, and on the other the paternal or socialistic theory.

Now although this country witnessed at an early day the apparent triumph of certain great schemes of policy, such as protection and public improvements, which are clearly socialistic, — I use the term in an inoffensive, philosophical sense, — it is noteworthy that the triumph was won chiefly by the aid of considerations of a practical, economical, and temporary nature. The necessity for a large revenue, the advantage of a diversified industry, the desirability of developing our natural resources, the scarcity of home capital, the expediency of encouraging European immigration, and many other reasons of this sort have been freely adduced. But at the same time the fundamental question of the state’s duties and powers, in other words, the purely political aspect of the subject, was neglected. Nay, the friends of these exceptional departures from the non-interference theory of the state have insisted not the less, as a rule, on the theory itself, while even the exceptions have been obnoxious to a large majority of the most eminent publicists and economists, that is to say the specialists, of America. If any characteristic system of political philosophy has hitherto been generally accepted in this country, whether from instinct or conviction, it is undoubtedly the system of Adam Smith, Bentham, and the Manchester school.

There are, however, reasons for thinking that this state of things will be changed in the near future, and that the new school of political economists in the United States will be widely different from the present. This change, if it actually take place, will be due to the influence of foreign teachers, but of teachers wholly unlike those under whose influence we have lived for a century.

It has been often remarked that our higher education is rapidly becoming Germanized. Fifty years ago it was only the exceptional and favored few — the Ticknors and Motleys — who crossed the ocean to continue their studies under the great masters of German science; but a year or two at Leipsic or Heidelberg is now regarded as indispensable to a man who desires the name of scholar. This is especially true of those who intend themselves to teach. The diploma of a German university is not, of course, an instant and infallible passport to employment in American colleges, but it is a powerful recommendation; and the tendency seems to be toward a time when it will be almost a required condition. The number of Americans studying in Germany is accordingly now reckoned by hundreds, or even thousands, where it used to be reckoned by dozens. It is within my own knowledge that in at least one year of the past decade the Americans matriculated at the University of Berlin outnumbered every other class of foreigners. And “foreigners” included all who were not Prussians, in other words, even non- Prussian Germans. That this state of things is fraught with vast possible consequences for the intellectual future of America is a proposition which seems hardly open to dispute; and the only question is about the nature, whether good or bad, of those consequences.

My own views on this question are not of much importance. Yet it will disarm one class of critics if I admit at the outset that in my opinion the effects of this scholastic pilgrimage will in general be wholesome. The mere experience of different academic methods and a different intellectual atmosphere seems calculated both to broaden and to deepen the mind; it corresponds in a measure to the “grand tour,” which used to be considered such an essential part of the education of young English noblemen. The substance, too, of German teaching is always rich, and often useful. But in certain cases, or on certain subjects, it may be the reverse of useful; and the question presents itself, therefore, to every American student on his way to Germany, whether the particular professor whom he has in view is a recognized authority on his subject, or, in a slightly different form, whether the subject itself is anywhere taught in Germany in a way which it is desirable for him to adopt.

In regard to many departments of study, doubts like these can indeed hardly ever arise. No very strong feeling is likely to be excited among the friends and neighbors and constituents of a young American about the views which he will probably acquire in Germany on the reforms of Servius Tullius, or the formation of the Macedonian phalanx, or the pronunciation of Sanskrit. Here the scientific spirit and the acquired results of its employment are equally good. But there are other branches of inquiry, in which, though the method may be good, the doctrines are at least open to question.

One of these is social science, using the term in its very broadest sense, and making it include not only what the late Professor von Mohl called Gesellschafts-Wissenschaft, that is, social science in the narrower sense, but also finance, the philosophy of the state, and even law in some of its phases.

The rise of the new school of economists in Germany is undoubtedly one of the most remarkable phenomena of modern times. The school is scarcely twenty years old. Dr. Rodbertus, the founder of it, had to fight his cause for years against the combined opposition of the professors, the governments, the press, and the public. Yet his tentative suggestions have grown into an accepted body of doctrine, which is to-day taught by authority in nearly every German university, is fully adopted by Prince Bismarck, and has in part prevailed even with the imperial Diet.

The Catheder-Socialisten are not unknown, at least by name, even to the casual reader of current literature. They are men who teach socialism from the chairs of the universities. It is not indeed a socialism which uses assassination as an ally, or has any special antipathy to crowned heads: it is peaceful, orderly, and decorous; it wears academic robes, and writes learned and somewhat tiresome treatises in its own defense. But it is essentially socialistic, and in one sense even revolutionary. It has displaced, or rather grown out of, the so-called “historical school” of political economists, as this in its time was a revolt against the school of Adam Smith. The “historical” economists charged against the English school that it was too deductive, too speculative, and insisted on too wide an application of conclusions which were in fact only locally true. Their dissent was, however, cautious and qualified, and questioned not so much the results of the English school as the manner of reaching them. Their successors, more courageous or less prudent, reject even the English doctrines. This means that they are, above all things, protectionists.

It follows, accordingly, that the young Americans who now study political economy in Germany are nearly certain to return protectionists; and protectionists, too, in a sense in which the term has not hitherto been understood in this country. They are scientific protectionists; that is, they believe that protective duties can be defended by something better than the selfish argument of special industries, and have a broad basis of economic truth. The “American system” is likely, therefore, to have in the future the support of American economic science.

To this extent, the influence of German teachings will be welcome to American manufacturers. But protection is with the Germans only part of a general scheme, or an inference from their main doctrine; and this will not, perhaps, find so ready acceptance in this country. For “the socialists of the chair” are not so much economical as political protectionists. They are chiefly significant as the representatives of a certain theory of the state, which has not hitherto found much support in America. This will be belter understood after a brief historical recapitulation.

The mercantile system found, when it appeared two centuries ago, a ready reception in Prussia, both on economic and on political grounds. It was singularly adapted to the form of government which grew up at Berlin after the forcible suppression of the Diets. Professor Roscher compares Frederick William I. to Colbert; and it is certain not only that the king understood the economic meaning of the system, but also that the administration which he organized was admirably fitted to carry it out. Frederick the Great was the victim of the same delusion. In his reign, as in the reign of his father, it was considered to be the duty of the state to take charge of every subject affecting the social and pecuniary interests of the people, and to regulate such subjects by the light of a superior bureaucratic wisdom. It was, in short, paternal government in its most highly developed form. But in the early part of this century it began, owing to three cooperating causes, to decline. The first cause was the circumstance that the successors of Frederick were not fitted, like him and his father, to conduct the system with the patient personal attention and the robust intelligence which its success required of the head of the state. The second influence was the rise of new schools of political economy and of political philosophy, and the general diffusion of sounder views of social science. And in the third place, the French Revolution, the Napoleonic wars, and the complete destruction of the ancient bases of social order in Germany revealed the defects of the edifice itself, and made a reconstruction on new principles not only possible, but even necessary.

The consequence was the agrarian reforms of Stein and Hardenberg, the restoration to the towns of some degree of self-government, the agitation for parliaments, which even the Congress of Vienna had to recognize, and other measures or efforts in the direction of decentralization and popular enfranchisement. King Frederick William III. appointed to the newly created Ministry of Instruction and Public Worship William von Humboldt, the author of a treatise on the limits of the state’s power, which a century earlier would have been burned by the common hangman. In 1818 Prussia adopted a new tariff, which was a wide departure from the previous policy, and in its turn paved the way for the Zollverein, which struck down the commercial barriers between the different German states, and practically accepted the principle of free trade. The course of purely political emancipation was indeed arrested for a time by the malign influence of Metternich, but even this was resumed after 1848. In respect to commercial policy there was no reaction. That the events of 1866 and 1870, leading to the formation, first, of the North German Confederation, and then of the Empire, were expected to favor, and not to check, the work of liberation, and down to a certain point did favor it, is matter of familiar recent history. The doctrines of the Manchester school were held by the great body of the people, taught by the professors, and embodied in the national policy, so far as they concerned freedom of trade. On their political side, too, they were accepted by a large and influential class of liberals. Few Germans held, indeed, the extreme “non-interference” theory of government; but the prevailing tone of thought, and even the general policy of legislation, was, until about ten years ago, in favor of unburdening the state of some of its usurped charges; of enlarging in the towns and counties the sphere of self-government; and of granting to individuals a new degree of initiative in respect to economical and industrial interests.

But about the middle of the past decade the current began to turn. The revolt from the doctrines of the Manchester school, initiated, as has been stated, by a few men, and not at first looked on with favor by governments, gradually acquired both numbers and credit. The professors one by one joined the movement. And finally, when Prince Bismarck threw his powerful weight into the scale, the utilitarians were forced upon the defensive. They had to resist first of all the Prussian scheme for the acquisition of private railways by the state, and they were defeated. They were next called upon to defend in the whole Empire the cause of free trade. This battle, too, they lost, and in an incredibly short space of time protection, which had been discredited for half a century, was fully restored. Then the free city of Hamburg was robbed of its ancient privileges, and forced to accept the common yoke. Some minor socialistic schemes of the chancellor have been, indeed, temporarily frustrated by the Diet, but repeated efforts will doubtless break down the resistance. The policy even attacks the functions of the Diet itself, as is shown both by actual projects and by the generally changed attitude of the government toward parliamentary institutions.

Now, so far as protection is concerned, this movement may seem to many Americans to be in principle a return to wisdom. In fact, not even American protectionists enjoy the imposition of heavy duties on their exported products; but the recognition of their system of commercial policy by another state undoubtedly gives it a new strength and prestige, and they certainly regard it as an unmixed advantage that their sons, who go abroad to pursue the scientific study of political economy, will in Germany imbibe no heresies on the subject of tariff methods. Is this, however, all that they are likely to learn, and if not, will the rest prove equally commendable to the great body of thoughtful Americans? This is the same thing as asking whether local self-government, trial by jury, the common law, the personal responsibility of officials, frequent elections, in short, all the priceless conquests of Anglican liberty, all that distinguishes England and America from the continent of Europe, are not as dear to the man who spins cotton into thread, or makes steel rails out of iron ore, as to any free-trade professor of political economy.

To state this question is to answer it; for it can be shown that, as a people, we have cause not for exultation, but for grave anxiety, over the class of students whom the German universities are annually sending back to America. If these pilgrims are faithful disciples of their masters, they do not return merely as protectionists, with their original loyalty to Anglo-American theories of government otherwise unshaken, but as the advocates of a political system which, if adopted and literally carried out, would wholly change the spirit of our institutions, and destroy all that is oldest and noblest in our national life.

Protection, it was said above, is not the main doctrine of the German professors, but only an inference from their general system. It is not an economical, much less a financial, expedient. It is a policy which is derived from a theory of the state’s functions and duties; and this theory is in nearly every other respect radically different from that which prevails in this country. It assumes as postulates the ignorance of the individual and the omniscience of the government. The government, in this view, is therefore bound, not simply to abstain from malicious interference with private enterprises, not simply so to adjust taxation that all interests may receive equitable treatment, but positively to exercise a fatherly care over each and every branch of production, and even to take many of them into its own hands. All organizations of private capital are regarded with suspicion; they are at best tolerated, not encouraged. Large enterprises are to be undertaken by the state; and even the petty details of the retail trade are to be controlled to an extent which would seem intolerable to American citizens.

And this is not the whole, or, perhaps, the worst.

The “state,” in this system, means the central government, and, besides that, a government removed as far as possible from parliamentary influence and public opinion. The superior wisdom, which in industrial affairs is to take the place of individual sagacity, means, as in the time of Frederick the Great, the wisdom of the bureaucracy. Now it may be freely granted that in Prussia, and even throughout the rest of the Empire, this is generally wisdom of a high order. It is represented by men whose integrity is above suspicion. But the principle of the system is not the less obnoxious, and its tendencies, if introduced in this country, could not be otherwise than deplorable.

This proposition, if the German school has been correctly described, needs no further defense. If Americans are prepared to accept the teachings of Wagner, Held, Schmoller, and others, with all which those teachings imply, — a paternal government, a centralized political authority, a bureaucratic administration, Roman law, and trial by executive judges,— the new school of German publicists will be wholly unobjectionable. But before such a system can be welcome, the American nature must first be radically changed.

There are, indeed, evidences other than that of protection — which it has been shown is not commonly defended on political grounds — that this change has already made some progress. One of these is the growing fashion of looking to legislation, that is, to the state, for relief in cases where individual or at least privately organized collective effort ought to suffice. It is a further evil, too, that the worst legislatures are invariably the ones which most promptly respond to such demands. The recent act of the State of New York making the canals free, though not indefensible in some of its aspects, was an innovation the more significant since the leading argument of its supporters was distinctly and grossly socialistic. This was the argument that free canals would make low freights, and low freights would give the poor man cheaper bread. For this end the property of the State is henceforth to be taxed. A movement of the same nature, and on a larger scale, is that for a government telegraph; and if successful, the next scheme will be to have the railways likewise acquired by the separate States, or the Union. Other illustrations might be given, but these show the tendency to which allusion is made. It is significant that such projects can be even proposed; but that they can be seriously discussed, and some of them actually adopted, shows that the stern jealousy of governmental interference, the disposition rigidly to circumscribe the state’s sphere of action, which once characterized the people of the republic, has lost, though unconsciously, a large part of its force. No alarm or even surprise is now excited by propositions which the founders of the Union would have pronounced fatal to free government. Some other symptoms, though of a more subtle kind, are the multiplication of codes; the growing use of written procedure, not only in the courts and in civil administration, but even in legislation; and, generally speaking, the tendency to adopt the dry, formal, pedantic method of the continent, thereby losing the old English qualities of ease, flexibility, and natural strength.

But, as already said, the bearings of schemes like those above mentioned are rarely perceived even by their strongest advocates. They are casual expedients, not steps in the development of a systematic theory of the state. Indeed, their authors and friends would be perhaps the first to resent the charge that they were in conflict with the political traditions of America, or likely to prepare the way for the reception of new and subversive doctrines. Yet nothing better facilitates a revolution in a people’s modes or habits of thought than just such a series of practical measures. The time at length arrives when some comprehensive genius, or a school of sympathetic thinkers, calmly codifies these preliminary though unsuspected concessions, and makes them the basis of a firm, complete, and symmetrical structure. It is then found that long familiarity with some of the details in practice makes it comparatively simple for a people to accept the whole system as a conviction of the mind.

Such a school has not hitherto existed in this country. There have of course always been shades of difference between publicists and philosophers in regard to the speculative view taken of the state and the division between governmental patronage and private exertion has not always been drawn along the same line. But these differences have been neither great nor constant. They distinguished rather varieties of the same system than different and radically hostile systems. The most zealous and advanced of the former champions of state interference would now probably be called utilitarians by the pupils of the new German school.

It has been the purpose of this paper to describe briefly the tendencies of that school, and to indicate the effects which its patronage by American youth is likely to have on the future of our political thought. The opinion was expressed that much more is acquired in Germany than a mere belief in the economic wisdom of protection. And it may be added, to make the case stronger, that the German system of socialism may be learned without the doctrine of protection on its economic side. For the university socialists assert only the right, or at most the duty, of the state actively to interfere in favor of the industrial interests of society. The exercise of this right or the fulfillment of this duty may, in a given case, lead to a protective tariff; in Germany, at present, it does take that form. But in another case it may lead to free trade. The decision is to be determined by the economic circumstances of the country and the moment; only it is to be positive and active even if in favor of free trade, and not a merely negative attitude of indifference. In other words, free trade is not assumed to be the normal condition of things, and protection the exception. Both alike require the active intervention of government in the performance of its duty to society.

But with or without protection, the body of the German doctrine is full of plausible yet vicious errors, which few reflecting Americans would care to see introduced and become current in their own country. The prevailing idea is that of the ignorance and weakness of the individual, the omniscience and omnipotence of the state. This is not yet, in spite of actual institutions and projected measures, the accepted American view.

Now I am not one of those who are likely to condemn a thing because it is foreign. It may be frankly conceded that in the present temper of German politics, and even of German social and political science, there is much that is admirable and worthy of imitation. The selection of trained men alone for administrative office, the great lesson that individual convenience must often yield to the welfare of society, the conception of the dignity of politics and the majesty of the state, — these are things which we certainly need to learn, and which Germany can both teach and illustrate. But side by side with such fundamental truths stand the most mischievous fallacies, and an enthusiastic student is not always sure to make the proper selection.

It seems to me that in political doctrine, as in so many other intellectual concerns of society, this country is now passing through an important crisis. We are engaged in a struggle between the surviving traditions of our English ancestors and the influence of different ideas acquired by travel and study on the continent. It is by no means certain, however desirable, that victory will rest with those literary, educational, and political instincts which we acquired with our English blood, and long cherished as among our most precious possessions. The tendency now certainly is in a different direction, as has already been discovered by foreign observers. Some of Tocqueville’s acute observations have nearly lost their point. Mr. Frederic Pollock, in an essay recently published by an English periodical, mentions the gradual approach of America toward continental views of law and the state. There is, undoubtedly, among the American people a large conservative element, which, if its attention were once aroused, would show an unconquerable attachment to those principles of society and government common to all the English peoples, under whatever sky they may be found. But at present the current is evidently taking a different course.

It would, however, be a grave mistake to regard this hostile movement as a forward one. Not everything new is reform; but the socialist revival is not even new. Yet it is also not real conservatism. The true American conservatives, in the present crisis, are the men who not only respect the previous achievements of Anglo-Saxon progress, but also wisely adhere to the same order of progress, with a view to continued benefits in the future; while their enemies, though in one sense radicals, are in another simply the disguised servants of reaction, since they reject both the hopes of the future and the lessons of the past. They bring forward as novelties in scholastic garb the antique errors of remote centuries. The same motives, the same spirit, the same tendency, can be ascribed to the agrarian laws of the Gracchi, the peasant uprisings in the Middle Ages, the public granaries of Frederick the Great, the graduated income-tax of Prussia, the Land League agitation in Ireland, the river and harbor bills in this country. They differ only in the degree in which special circumstances may seem to render a given measure more or less justifiable.

The special consideration is, however, this: these successive measures and manifestations, whether they have an organic connection or only an accidental resemblance, reveal no improvement whatever in quality, no progress in social enlightenment. The records of political government from the earliest dawn of civilization will be searched in vain for a more reckless and brutal measure of class legislation than the Bland silver bill, which an American Congress passed in the year 1878.

It is the same with the pompous syllogisms on which the German professors are trying to build up their socialistic theory of the state. Everything which they have to say was said far better by Plato two thousand years ago. If they had absolute control of legislation, they could not surpass the work of Lycurgus. It is useless for them to try to hide their plagiarism under a cloud of pedantic sophistry; for the most superficial critic will not fail to see that, instead of originating, they are only borrowing, and even borrowing errors of theory and of policy which have been steadily retreating before the advance of political education.

If the question were asked, What more, perhaps, than anything else distinguishes the modern from the ancient state, and distinguishes it favorably? the unhesitating reply from every candid person would be, The greater importance conceded to the individual. We have attained this result through a long course of arduous and painful struggles. The progress has not, indeed, been uninterrupted, nor its bearings always perceived; but the general, and through large periods of time uniform, tendency has been to disestablish and disarm the state, to reduce government to narrow limits, and to assert the dignity of the individual citizen. And now the question is, Shall this line of progress be abruptly abandoned? Shall we confess that we have been all this time moving only in a circle; that what we thought was progress in a straight line is only revolution in a fixed orbit; and that society is doomed to return to the very point from which it started? The academic socialism invites us to begin the backward march, but must its invitation be accepted?

Herbert Tuttle.

 

____________________________

 

THE HISTORICAL WORK OF PROF. HERBERT TUTTLE.

Annual Report of the American Historical Association for 1894, pp. 29-37.
Washington, D. C.: GPO, 1896.

By Prof. Herbert B. Adams, of Johns Hopkins University.

Since the Chicago meeting of the American Historical Association one of its most active workers in the field of European history has passed away. Prof. Herbert Tuttle, of Cornell University, was perhaps our only original American scholar in the domain of Prussian history. Several of our academic members have lectured upon Prussia, but Tuttle was an authority upon the subject. Prof. Rudolf Gneist, of the University of Berlin, said to Chapman Coleman, United States secretary of legation in Berlin, that Tuttle’s History of Frederick the Great was the best written. The Pall Mall Gazette, July 11, 1888, in reviewing the same work, said: “This is a sound and solid piece of learning, and shows what good service America is doing in the field of history.”1

1One of Professor Tuttle’s Cornell students, Mr. U. G. Weatherby, wrote to him from Heidelberg, October, 1893: “You will probably be interested to know that I have called on Erdmannsdörffer, who, on learning that I was from Cornell, mentioned you and spoke most flatteringly of your History of Prussia, which he said had a peculiar interest to him as showing an American’s views of Frederick the Great. Erdmannsdörffer is a pleasant man in every way and an attractive lecturer.” The Heidelberg professor is himself an authority upon Prussian history. He has edited the Urkunden und Aktenstücke zur Geschichte des Kurfürsten Friedrich Wilhelm von Brandenburg, a long series of volumes devoted to the documentary history of the period of the Great Elector.

It is the duty of the American Historical Association to put on record the few biographical facts which Professor Tuttle’s friends have been able to discover. Perhaps a more complete account may some day be written.

Herbert Tuttle was born November 29, 1846, in Bennington, Vt. Upon that historic ground, near one of the battlefields of the American Revolution, was trained the coming historian of the wars of Frederick. Herbert Tuttle went to college at Burlington, where he came under the personal influence of James B. Angell, then president of the University of Vermont and now ex-president of the American Historical Association. Dr. Angell was one of the determining forces in Mr. Tuttle’s later academic career, which began in the University of Michigan.

Among the permanent traits of Mr. Tuttle’s character, developed by his Vermont training, were (1) an extraordinary soundness of judgment, (2) a remarkably quick wit, and (3) a passionate love of nature. The beautiful environment of Burlington, on Lake Champlain, the strength of the hills, the keenness of the air, the good sense, the humor, and shrewdness of the people among whom he lived and worked, had their quickening influence upon the young Vermonter. President Buckham, of the University of Vermont, recently said of Mr. Tuttle: “I have the most vivid recollection of his brilliancy as a writer on literary and historic themes, a branch of the college work then in my charge. We shall cherish his memory as one of the treasures of the institution.”

Herbert Tuttle, like all true Americans, was deeply interested in politics. The subject of his commencement oration was “Political faith,” and to his college ideal he always remained true. To the end of his active life he was laboring with voice and pen for the cause of civic reform. Indeed, his whole career, as journalist, historian, and teacher, is the direct result of his interest in politics, which is the real life of society. From Burlington, where he was graduated in 1869, he went to Boston, where for nearly two years he was on the editorial staff of the Boston Advertiser. His acuteness as an observer and as a critic was here further developed. He widened his personal acquaintance and his social experience. He became interested in art, literature, and the drama. His desire was quickened for travel and study in the Old World.

We next find young Tuttle in Paris for nearly two years, acting as correspondent for the Boston Advertiser and the New York Tribune. He attended lectures at the Sorbonne and Collège de France. He made the acquaintance of Guizot, who recommended for him a course of historical reading. He contributed an article to Harper’s Monthly on the Mont de Piété. He wrote an article for the Atlantic Monthly in 1872 on French Democracy. The same year he published an editorial on the Alabama claims in the Journal des Débats. About the same time he wrote letters to the New York Tribune on the Geneva Arbitration. Tuttle’s work for the Tribune was so good that Mr. George W. Smalley, its well-known London representative, recommended him for the important position of Berlin correspondent for the London Daily News. This salaried office Tuttle held for six years (1873-1879), during which time he enjoyed the best of opportunities for travel and observation in Germany, Austria, Russia, and the Danube provinces. Aside from his letters to the London Daily News, some of the fruits of these extended studies of European politics appear in a succession of articles in the Gentleman’s Magazine for 1872-73: “The parliamentary leaders of Germany;” “Philosophy of the Falk laws;” “The author of the Falk laws;” “Club life in Berlin.”

In 1876 was published by the Putnams in New York, Tuttle’s book on German political leaders. From 1876 to 1879, when he returned to America, Tuttle was a busy foreign correspondent for the great English daily and a contributor to American magazines. Among his noteworthy articles are: (1) Prussian Wends and their home (Harper’s Monthly, March, 1876); (2) Naturalization treaty with Germany (The Nation, 1877); (3) Parties and politics in Germany (Fortnightly Review, 1877); (1) Die Amerikanischen Wahlen (Die Gegenwart, (October, 1878); (5) Reaction in Germany (The Nation, June, 1879); (6) German Politics (Fortnightly Review, August, 1879).

While living in Berlin Mr. Tuttle met Miss Mary McArthur Thompson, of Hillsboro, Highland County, Ohio, a young lady of artistic tastes, whom he married July 6, 1875. In Berlin he also met President Andrew D. White, of Cornell University, who was then our American minister in Germany. Like Dr. Angell, President White was a determining influence in Tuttle’s career. Mr. White encouraged him in his ambitious project of writing a history of Prussia, for which he began to collect materials as early as 1875. More than one promising young American was discovered in Berlin by Mr. White. At least three were invited by him to Cornell University to lecture on their chosen specialties: Herbert Tuttle on history and international law, Henry C. Adams on economics, and Richard T. Ely on the same subject. All three subsequently became university professors.

Before going to Cornell University, however, Mr. Tuttle accepted an invitation in September, 1880, to lecture on international law at the University of Michigan during the absence of President Angell as American minister in China. Thus the personal influence first felt at the University of Vermont was renewed after an interval of ten years, and the department of President Angell was temporarily handed over to his former pupil. In the autumn of 1881 Mr. Tuttle was appointed lecturer on international law at Cornell University for one semester, but still continued to lecture at Ann Arbor. In 1883 he was made associate professor of history and theory of politics and international law at Ithaca. In 1887, by vote of the Cornell trustees, he was elected to a full professorship. I have a letter from him, written March 10, the very day of his appointment, saying:

You will congratulate me on my election, which took place to-day, as full professor. The telegraphic announcements which you may see in the newspapers putting me into the law faculty may be misleading unless I explain that my title is, I believe, professor of the history of political and municipal institutions in the regular faculty. But on account of my English Constitutional History and International Law, I am also put in the law faculty, as is Tyler for American Constitutional History and Law.

Professor Tuttle was one of the original members of the American Historical Association, organized ten years ago at Saratoga, September 9-10, 1884. His name appears in our first annual report (Papers of the American Historical Association, Vol. I, p. 43). At the second annual meeting of the association, held in Saratoga, September 10, 1885, Professor Tuttle made some interesting remarks upon “New materials for the history of Frederick the Great of Prussia.” By new materials he meant such as had come to light since Carlyle wrote his Life of Frederick. After mentioning the more recent German works, like Arneth’s Geschichte Maria Theresa, Droysen’s Geschichte der preussischen Politik, the new edition of Ranke, the Duc de Broglie’s Studies in the French Archives, and the Publications of the Russian Historical Society, Mr. Tuttle called attention to the admirable historical work lately done in Prussia in publishing the political correspondence of Frederick the Great, including every important letter written by Frederick himself, or by secretaries under his direction, bearing upon diplomacy or public policy.

At the same meeting of the association, Hon. Eugene Schuyler gave some account of the historical work that had been done in Russia. The author of The Life of Peter the Great, which first appeared in the Century Magazine, and the author of The History of Prussia under Frederick the Great were almost inseparable companions at that last Saratoga meeting of this association in 1885. I joined them on one or two pleasant excursions and well remember their good fellowship and conversation. Both men were somewhat critical with regard to our early policy, but Mr. Tuttle in subsequent letters to me indicated a growing sympathy with the object of the association, which, by the constitution, is declared to be “the promotion of historical studies.” In the letter above referred to, he said:

You will receive a letter from Mr. Winsor about a paper which I suggested for the Historical Association. It is by our fellow in history, Mr. Mills, and is an account of the diplomatic negotiations, etc., which preceded the seven years’ war, from sources which have never been used in English. As you know, I am as a rule opposed to presenting in the association papers which have been prepared in seminaries, but as there will probably be little on European history I waive the principle.

After the appearance of the report of our fourth annual meeting, held in Boston and Cambridge May 21-24, 1887, Mr. Tuttle wrote, October 18, 1888, expressing his gratification with the published proceedings, and adding, “I think the change from Columbus to Washington a wise one.” There had been some talk of holding the annual meeting of the association in the State capital of Ohio, in order to aid in the commemoration of the settlement of the Old Northwest Territory.

From the time of his return to America until the year 1888 Mr. Tuttle continued to make valuable contributions to periodical literature. The following list illustrates his general literary activity from year to year:

1880. Germany and Russia; Russia as viewed by Liberals and Tories; Lessons from the Prussian Civil Service. (The Nation, April.)
1881. The German Chancellor and the Diet. (The Nation, April.)
1881. The German Empire. (Harper’s Monthly, September.)
1882. Some Traits of Bismarck. (Atlantic Monthly, February.)
1882. The Eastern Question. (Atlantic Monthly, June.)
1883. A Vacation in Vermont. (Harper’s Monthly, November.)
1884. Peter the Great. (Atlantic Monthly, July.)
1884. The Despotism of Party. (Atlantic Monthly, September.)
1885. John DeWitt. (The Dial, December.)
1886. Pope and Chancellor. (The Cosmopolitan, August.)
1886. Lowe’s Life of Bismarck. (The Dial.)
1887. The Huguenots and Henry of Navarre. (The Dial, January.)
1887. Frederick the Great and Madame de Pompadour. (Atlantic Monthly, January.)
1888. The Outlook in Germany. (The Independent, June.)
1888. History of Prussia under Frederick the Great, 2 vols. (Houghton, Mifflin & Co.)
1888. The Value of English Guarantees. (New York Times. February.)
1888. The Emperor William. (Atlantic Monthly, May.)

The great work of Professor Tuttle was his History of Prussia, upon which he worked for more then ten years after his return from Germany. From November, 1879, until October, 1883, Mr. Tuttle was engaged upon the preparation of his first volume, which covers the history of Prussia from 1134 to 1740, or to the accession of Frederick the Great. He said in his preface that he purposed to describe the political development of Prussia and had made somewhat minute researches into the early institutions of Brandenburg. Throughout the work he paid special attention to the development of the constitution.

Mr. Tuttle had brought home from Germany many good materials which he had himself collected, and he was substantially aided by the cooperation of President White. Regarding this practical service, Professor Tuttle, in the preface to his Frederick the Great, said:

When, on the completion of my first volume of Prussian history, he [President White] learned that the continuation of the work might be made difficult, or at least delayed, by the scarcity of material in America he generously offered me what was in effect an unlimited authority to order in his name any books that might be necessary; so that I was enabled to obtain a large and indispensable addition to the historical work already present in Mr. White’s own noble library and in that of the university.

Five years after the appearance of the first volume was published Tuttle’s History of Prussia under Frederick the Great. One volume covered the subject from 1740 to 1745; another from 1745 to 1750. At the time of his death Mr. Tuttle left ready for the printer some fifteen chapters of the third volume of his “Frederick,” or the fourth volume of the History of Prussia. He told his wife that the wars of Frederick would kill him. We know how Carlyle toiled and worried over that terribly complex period of European history represented by the wars and diplomacy of the Great Frederick. In his preface to his “Frederick” Mr. Tuttle said that he discovered during a residence of several years in Berlin how inadequate was Carlyle’s account, and probably also his knowledge, of the working system of the Prussian Government in the eighteenth century. Again the American writer declared the distinctive purpose of his own work to be a presentation of “the life of Prussia as a State, the development of polity, the growth of institutions, the progress of society.” He said he had been aided in his work “by a vast literature which has grown up since the time of Carlyle.” The description of that literature in Tuttle’s preface is substantially his account of that subject as presented to the American Historical Association at Saratoga in 1885.

In his Life of Frederick, Mr. Tuttle took occasion to clear away many historical delusions which Carlyle and Macaulay had perpetuated. Regarding this wholesome service the Pall Mall Gazette, July 11, 1888, said:

It is quite refreshing to read a simple account of Maria Theresa’s appeal to the Hungarians at Presburg without the “moriamur pro rege nostro” or the “picturesque myths” that have gathered around it. Most people, too, will surely he glad to learn from Mr. Tuttle that there is no foundation for the story of that model wife and mother addressing Mme. de Pompadour as “dear cousin” in a note, as Macaulay puts it, “full of expressions of esteem and friendship.” “The text of such a pretended letter had never been given,” and Maria Theresa herself denied that she had ever written to the Pompadour.

In the year 1891, at his own request, Professor Tuttle was transferred to the chair of modern European history, which he held as long as he lived. Although in failing health, he continued to work upon his History of Prussia until 1892 and to lecture to his students until the year before he died. A few days before his death he looked over the manuscript chapters which he had prepared for his fourth volume of the History of Prussia and said he would now devote himself to their completion; but the next morning he arose and exclaimed, “The end! the end! the end!” He died June 21, 1894, from a general breakdown. His death occurred on commencement day, when he had hoped to thank the board of trustees for their generous continuation of his full salary throughout the year of his disability. One of his colleagues, writing to the New York Tribune, July 18, 1891, said:

It was a significant fact that he died on this day, and that his many and devoted friends, his colleagues, and grateful students should still he present to attend the burial service and carry his body on the following day to its resting place. A proper site for his grave is to be chosen from amid the glorious scenery of this time-honored cemetery, where the chimes of Cornell University will still ring over his head, and the student body in passing will recall the man of brilliant attainment and solid worth, the scholar of untiring industry, and the truthful, able historian, and will more and more estimate the loss to American scholarship and university life.

 

One of Professor Tuttle’s favorite students, Herbert E. Mills, now professor of history at Vassar College, wrote as follows to the New York Evening Post, July 27, 1894:

In the death of Professor Tuttle the writing and teaching of history has suffered a great loss. The value of his work both as an investigator and as a university teacher is not fully appreciated except by those who have read his books carefully or have had the great pleasure and benefit of study under his direction. Among the many able historical lecturers that have been connected with Cornell University no one stood higher in the estimation of the students than Professor Tuttle.

 

Another of Professor Tuttle’s best students, Mr. Ernest W. Huffcut, of Cornell University, says of him:

He went by instinct to the heart of every question and had a power and grace of expression which enabled him to lay bare the precise point in issue. As an academic lecturer he had few equals here or elsewhere in those qualities of clearness, accuracy, and force which go farthest toward equipping the successful teacher. He was respected and admired by his colleagues for his brilliant qualities and his absolute integrity, and by those admitted to the closer relationship of personal friends he was loved for his fidelity and sympathy of a spirit which expanded and responded only under the influence of mutual confidence and affection.

 

President Schurman, of Cornell University, thus speaks of Professor Tuttle’s intellectual characteristics :

He was a man of great independence of spirit, of invincible courage, and of a high sense of honor; he had a keen and preeminently critical intellect and a ready gift of lucid and forceful utterance ; his scholarship was generous and accurate, and he had the scholar’s faith in the dignity of letters.

 

The first president of this association, and ex-president of Cornell University, Andrew D. White, in a personal letter said:

I have always prized my acquaintance with Mr. Tuttle. The first things from his pen I ever saw revealed to me abilities of no common order, and his later writings and lectures greatly impressed me. I recall with special pleasure the first chapters I read in his Prussian history, which so interested me that, although it was late in the evening, I could not resist the impulse to go to him at once to give him my hearty congratulations. I recall, too, with pleasure our exertions together in the effort to promote reform in the civil service. In this, as in all things, he was a loyal son of his country.

 

Another ex-president of the American Historical Association, Dr. James B. Angell, president of the University of Michigan, said of Mr. Tuttle:

Though his achievements as professor and historian perhaps exceed in value even the brilliant promise of his college days, yet the mental characteristics of the professor and historian were easily traced in the work of the young student. * * * By correspondence with him concerning his plans and ambitions, I have been able to keep in close touch with him almost to the time of his death. His aspirations were high and noble. He would not sacrifice his ideals of historical work for any rewards of temporary popularity. The strenuousness with which in his college work he sought for the exact truth clung to him to the end. The death of such a scholar in the very prime of his strength is indeed a serious loss for the nation and for the cause of letters.

 

At the funeral of Professor Tuttle, held June 23 in Sage Chapel, at Cornell University, Prof. Charles M. Tyler said:

Professor Tuttle was a brilliant scholar, a scrupulous historian, and what luster he had gained in the realm of letters you all know well. He possessed an absolute truthfulness of soul. He was impatient of exaggeration of statement, for he thought exaggeration was proof of either lack of conviction or weakness of judgment. His mind glanced with swift penetration over materials of knowledge, and with great facility he reduced order to system, possessing an intuitive power to divine the philosophy of events. Forest and mountain scenery appealed to his fine apprehensions, and his afflicted consort assures me that his love of nature, of the woods, the streams, the flowers and birds, constituted almost a religion. It was through nature that his spirit rose to exaltation of belief. He would say, “The Almighty gives the seeds of my flowers — God gives us sunshine to-day,” and would frequently repeat the words of Goethe, “The sun shines after its old manner, and all God’s works are as splendid as on the first day.” (New York Tribune, July 15, 1894.)

 

Bishop Huntington, who knew Mr. Tuttle well, said of him in the Gospel Messenger, published at Syracuse, N. Y.:

He seemed to be always afraid of overdoing or oversaying. With uncommon abilities and accomplishments, as a student and writer, in tastes and sympathies, he may be said to have been fastidious. Such men win more respect than popularity, and are most valued after they die.

 

Image Source: Herbert Tuttle Portrait. Cornell University. Campus Art and Artifacts, artsdb_0335.

 

 

Categories
Economists Socialism

Carleton College. John Bates Clark on the Meanings of Socialism, 1879

The following essay was written by one of the (then) not-ready-for-prime-time American economists, John Bates Clark, in his early thirties when he was teaching political economy and history at Carleton College in Northridge, Minnesota where (and when) Thorstein Veblen and his siblings were undergraduates. Political economy was a course in the senior year curriculum. I was reading this essay to get a sense of what the word “socialism” would have meant to a well-read, educated American back when Rutherford B. Hayes was President and still eight years before an English translation of the first volume of Marx’s Capital was to appear.  

John Bates Clark was of that founding generation of American academic economists trained-in-Germany, so he was of course completely familiar with, indeed he reflects the German debates of where to draw the line between individualism and socialism in economic affairs and between reform and revolution in political affairs. Here are three teasers from Clark’s essay that follows:

“The intelligent attitude of the social philosopher is, therefore, that of recognizing the general direction which social development is taking, but avoiding that mental confusion which mistakes the socialistic ideal for an object of immediate practical effort. The most intelligent socialist will be the most zealous opponent of what commonly terms itself socialism.”

“…it is only a question of time when the abuses of overgrown corporations controlling legislatures and making or marring the prosperity of cities and even states, at their sovereign pleasure, shall more than counterbalance the abuses which would arise from their assumption and management by the state.”

“The socialistic ideal itself is valuable, not when it is used to incite men to frantic attempts to reach it, but when, by giving definiteness to their intelligent hopes, it is made to lighten the moderate steps by which only they can expect to approach it.”

The historian wants to be on guard against the all-too-easy glib recognition of patterns and sequences shared by past and present. But this is just a blog that is trying (among other things) to build a convenient on-ramp to the past for the those who have had what they believe to be a full and complete scholarly life without having any need to lug baggage of historical material  with them. My point is to have visitors to Economics in the Rear View Mirror read the following essay, not simply to appreciate the humane insights it provides but to read it with the debate (Hope v. Change) between the Democratic presidential contenders of 2016, Bernie Sanders and Hillary Clinton in mind. Paul Krugman appears to unleash John-Bates-Clark (implicitly) when he weighs in on Bernie v. Hillary.

________________________

THE NATURE AND PROGRESS OF TRUE SOCIALISM.
John B. Clark

The New Englander and Yale Review, Vol. 38, July, 1879, pp. 565-581.

History has lately been said to move in cycles and epicycles; its phenomena tend to recur, at intervals, in regular succession. An anarchic condition may be followed by despotism, that by democracy, and that, again, by anarchy; yet the second anarchy is not like the first, and when it, in turn, yields to despotism, that also is different from the former despotism. The course of history has been in a circle, but it is a circle whose center is moving. The same phenomena may recur indefinitely; but at each recurrence the whole course of events will have advanced, and the existing condition will be found to have had its parallel, though not its precise duplicate, in some previous condition. There is nothing permanent in history, and there is nothing new. That which is will pass away, and that which will take its place will be like something that has already existed and passed away. History moves, like the earth, in an orbit; but, like the earth, it moves in an orbit the center of which is describing a greater orbit.

That any particular social condition has existed in the past, and has passed away, is no evidence that it will not return, but is rather an evidence that it will return, though in a different form. That socialism existed in the highly developed village-community of the middle ages, and that it existed in a ruder form in antiquity, is, as far as it goes, an evidence that it may appear again, though in a shape adapted to its new surroundings. The earlier cycles of the historic movement are too distant for tracing, and it is impossible to say how many times it may have appeared and disappeared in prehistoric times; but the last cycle may be traced with reasonable distinctness. We have been made familiar, of late, with the village-community of mediaeval times. Beginning at that point, we may trace the economic history of Europe through a series of conditions growing successively less and less socialistic, until we reach the aphelion of the system, the extreme anti-socialistic point, and begin slowly to tend in an opposite direction. I should locate this turning point at a period about a hundred years ago. While Adam Smith was formulating the present system of Political Economy, the world was, in economic matters, at its farthest limit in the direction of individualism, and was about commencing slowly to progress in a socialistic condition.

It is necessary to dissociate from the meaning of the term socialism, as I intend to use it, the signification of lawlessness and violence which is apt to be attached to it. I do not mean by socialism a certain rampant political thing which calls itself by that name, and whose menacing attitude at present is uniting well meaning men against it. The socialism which destroys property and arms itself to resist law is rather socialistic Jacobinism, or communism of the Parisian type. Political socialism, even when moderate and law-abiding, has no right to the exclusive use of the generic term; it is a part only of a very general movement, the signs of which are to be seen in other things than communistic newspapers and Lehr-und Wehr-Vereins.

I mean by socialism, not a doctrine, but a practical movement, tending not to abolish the right of property, but to vest the ownership of it in social organizations, rather than in individuals. The organizations may be private corporations, village-communities, cities, states, or nations, provided only that working men be represented in them. The object of the movement is to secure a distribution of wealth founded on justice, instead of one determined by the actual results of the struggle of competition. Wherever numbers of men unite in the owning of capital, as they already do in the performing of labor, and determine the division of the proceeds by some appeal to a principle of justice, rather than by a general scramble, we have a form of socialism.

The word thus signifies a more highly developed condition of social organization. Within the great organism which we term the state, there are many specific organisms of an industrial character. Such are nearly all our manufactories. These have the marks of high organic development in a minute differentiation of parts; labor is minutely subdivided in these establishments. One man grinds in the ax-factory, and, during his brief lifetime, is not, in economic relations, an independent being, but only a part of the grinding organ of an ax-making creature whose separate atoms are men. All the laborers of the factory, taken collectively, compose an organism which acts as a unit in the making of axes. This ax-making body, however, with its human molecules, is acting in a subordinate capacity—it is hired. As a whole it is serving an employer, and it desires to become independent. The same ambition which prompts the apprentice to leave his master and start in business for himself, is now prompting these organizations of employés to desire a similar promotion. Industrial organisms are seeking what individuals have long been encouraged to seek—emancipation. It is the old struggle for personal independence, translated to a higher plane of organic life.

The modes in which this end is sought are various, and, in so far as the object is realized by any of them, competition is held in abeyance within the organizations, and the division of the product is determined by justice rather than force.

Justice is by no means excluded under the present system. What we term competition is, in practice, subject to such moral limitations that it can be so termed only in a qualified
sense. Moral force, however, now acts only as a restraining influence; it fixes certain limits within which competition is encouraged to operate in determining the distribution of property. Socialism proposes to definitely abandon the competitive principle. If completely realized, as we shall see that it cannot be, it would give to every man, not whatever he might be able to get by force in the industrial arena, but what, in abstract justice, he ought to receive; and moral influence would no longer content itself with prescribing rules, however minute, for the economic gladiators, but would bid them sheath their swords and submit their fortunes to its immediate arbitration. This is ideal socialism, and any actual tendency toward it is practical socialism.

The original force in the movement is moral; mere diversity of interest does not produce permanent social changes. Such diversity of interest always exists where property is to be distributed; but the sense of justice overrules discontent if the distribution is equitable. When a company of thieves are dividing their booty, mere diversity of interest would prompt each one to try to seize the whole of it; but the captain is allowed to divide it into equal shares. The interests of every member of the gang are antagonistic to those of every other; yet there is no outward conflict. In this criminal company the sense of right is sufficiently strong to overrule discontent as long as justice presides over the distribution. Let justice be disregarded, and there will be an uproar. All societies present these phenomena, desires antagonistic, justice as the mediator; it is when the mediation becomes imperfect that social revolutions occur.

If there were not at present something more than a conflict of interest between employers and employed, there would be no thought of reorganizing society. There is such a conflict; but there is behind it a sense of injustice in the distribution of wealth. Singularly enough, there is less disposition to question the existence of the injustice than there is to deny the existence of conflicting interests. We are constantly being told that no intelligent conflict between capitalists and laborers is possible; that their interests are completely identical, and that their normal relation is one of paradisaical harmony. Frequently as this statement is reiterated, the laborers fail to be convinced, and the relation between them and their employers grows, in fact, constantly less paradisaical. There is confusion of thought in prevalent discussions, and the first thing to be done is to analyze the actual relation of capitalists and laborers, and try to remove the confusion.

There is harmony of interest between the two classes in the operation of production; but there is diversity of interest in the operation of distribution. Capitalists and laborers are interested that as much wealth as possible shall be produced, for both are dependent on the product. The mill must be run, or neither owner nor employé can receive anything. When, however, the product is realized, the relation changes; the question is now one of division. The more there is for the owner, the less can go to the men, and here is a source of conflict. The crew of a whaling ship may work with good will until the cargo is brought into port, and then wrangle over their respective shares. They will not go to the length of burning the ship, for they all need it for farther use. Certain limits are thus set to the conflict that arises over the division; but these limits are liable to be broad, and within them the conflict continues.

For clearness of illustration a case has been selected in which production and distribution are separated in time; ordinarily they both go on together, and the relation of employers and employed is, therefore, not an alternation in time from a condition in which their interests harmonize, to one in which they antagonize, but presents a permanent harmony in one respect and a permanent antagonism in another. Both parties are interested in continued and successful production; but in the mere matter of distribution their antagonism of interest is as permanent as their connection. To ignore either side of the relation is unintelligent. If it be incendiary to proclaim only an irrepressible conflict between capital and labor, it is imbecile to reiterate that there is no possible ground of conflict between them, and that actual contests result from ignorance.

While there is no such thing as harmony of interest between participants in any distributing process, there is, fortunately, such a thing as harmony of justice, and if this had been reached or approximated, there would be no need of reforms. It is not merely a sense of unsatisfied want, but a sense of unsatisfied desert, that is prompting men to seek a new mode of distributing wealth.

There are two kinds of distribution, there are good things to be divided when the production is completed, and there are disagreeable things to be shared during the process. After the voyage is over it is oil-barrels that are to be counted and divided, and each man wants as many as possible; during the voyage it is toils and dangers that are to be borne collectively, and each man desires to have as few as possible. In each part of the distributive process there are antagonistic interests which can never be removed, and between which justice only can mediate. Socialism proposes to directly invoke such mediation in both parts of the process; “work according to ability, and compensation according to need,” is the ideal of Louis Blanc. We know that it is an ideal only, and that society cannot reach it; but we ought to know that society may and does tend toward it by many different ways, which, taken collectively, are effecting a sure and healthful reorganization of industrial conditions.

While, at present, the distribution of the product of industry is a more prominent question than the distribution of the labor which secures it, in a completely socialistic condition the reverse would be the case. In a commune the compensation would be the fixed, and the labor the variable element; and here is the chief difficulty of the system. Justice could probably mediate more easily in the distribution of the product than in that of the labor. If pauperism threatens the present system, laziness would threaten an ideally socialistic one. It would be difficult to make men work when their living should no longer depend on it.

The true conception of practical socialism is not that of an ideal scheme, against which this and other objections would be valid, but rather of an actual tendency, showing itself in many specific ways, and working gradually towards an ideal, which unpractical theorists may have grasped and stated, but which would only be put farther out of reach by measures of disorganization and violence. There are socialistic waves on the surface of society; but beneath them there is an undercurrent flowing calmly and resistlessly in the direction of a truer socialism.

Practical socialism is not identical with economic centralization, but it is caused by it. The concentration of industries in a few great establishments produces evils for which practical socialism in some form is the only permanent remedy. Yet these evils may be temporarily alleviated by measures tending to retard this process of concentration. Two classes of remedies for labor troubles are likely to be in operation together, one class resisting and retarding the inevitable growth of centralization, and the other accepting centralization, and rather facilitating it than otherwise, but endeavoring to remove the evils which it occasions. Only the latter are socialistic measures; yet the former need to be considered, not only because they attack similar evils, but because they serve to gain time for the testing of socialistic measures. Haste is the worst enemy of social reform, and whatever gains time for its earlier steps is, therefore, its truest ally.

Of these non-socialistic measures the most important is the prudential and legal restraining of population, advocated by Malthus. So much has been said on this subject that farther discussion is uncalled for here. It is impossible to exaggerate the importance of the measure. In one way it retards centralization; in another it improves the condition of laborers when centralization has taken place. It will become doubly important as the socialistic tendency proceeds; the absence of such restraints would be fatal to a definitely communistic scheme.

Emigration is next in importance. The great West, as long as it lasts, is the hope of the world, the refuge from economic, as well as from political oppression. Land properly subdivided secures a union of capital and labor, and vests them both in an individual; the diffusion of population tends to individualism. As long as such diffusion is practicable it is preferable to socialism. Small farmers are the best material ever created for the making of orderly and prosperous states. Self-reliant and inseparably committed to the preservation of order, they are the natural enemy of the social agitator—provided, always, they are not too much in debt. Small merchants and artizans are apt to be associated with small farmers, and are next to them in value to a state. Professional men, with limited fields of labor, come in the same category. These are the elements of the ideal New England village, as it existed a hundred years ago, but as it exists no longer in that locality, though its counterpart may be found, in less perfection, at the West. Such a community is the culmination of the principle of individualism, and exhibits its very best results. Long may such communities continue, and far distant be the day when they shall have everywhere yielded to manufacturing and mercantile towns, with their dense population, their poverty, ignorance, and not unnatural discontent. Yet the prospect of such a transformation hangs now like a threatening shadow over the land. Population cannot scatter itself forever. The world is beginning to seem small; emigration from the east and that from the west already meet. The days of diffusion are limited, and those of concentration are at hand.

The present situation has thus its element of discouragement as well as of encouragement; discouraging is the inevitable growth of economic centralization; encouraging is the prospect of removing the evils which that process entails by measures, in a broad sense, socialistics, and of retarding, by other measures, the centralizing process itself. To the broad view the prospect is, on the whole, exceedingly hopeful; but it takes a correct and comprehensive view of the nature of true socialism to make it appear so. The prospect of delaying the concentration of industries is the better from the fact that that process is partly owing to causes within our control; we have hastened it by our own acts. If it be an object to keep our rural communities as long as possible, an effective means of doing so would be to stop making laws, the effect of which is to break them up. Protective tariffs favor manufactures at the expense of agriculture, and therefore hasten centralization. A law of this kind may properly be called “An act to hasten the depopulation of rural villages, to encourage poverty and ignorance, to facilitate the extension of revolutionary ideas, to increase the power of demagogues and to precipitate social tumults.” A moderate free trade policy would have a great many effects not to be discussed here; but one of them would be to prolong the duration of the best forms of individualism.

Such measures, at best, only postpone the great question; they do not settle it, and nothing can settle it except what I have termed, in a broad sense, true socialism. Unknown to social theorists, the way for true socialism has been preparing for a hundred years, and a consideration of these preliminary steps helps to give the true conception of it, as a general development, directed by the Providence which presides over all history.

Among these preliminary changes is the growth of business corporations. These institutions are not beloved by working men, since they are aggregations of capital, but little of which is owned by employés. They mean, to the laborer, an employer without a soul, instead of an employer with one, and they sometimes grind the laborers as few individuals would grind them. Yet the stock company has the capacity easily to become a coöperative institution, and has been its necessary forerunner. It has developed the plan of organization on which coöperative societies may succeed. A slight change in the existing company would make it a coöperative society in complete running order, with its business established and its success assured. Certain foreign experiments in railway management show that the soul need not be entirely wanting in an ordinary corporation, when it is not wanting in its managers; in its present form it may have a rudimentary soul, the presence of which makes a vast difference in the welfare of its laborers. When the corporation shall fairly pass the point in its development where it acquires a fully grown corporate soul, it will become a coöperative society, a beneficent form of true socialism.

Federative governments have paved the way for whatever of political socialism is hopeful and legitimate. The village commune of the middle ages existed at a time when the city or village, and not the individual citizen, was the political unit in the general government. Men were citizens of their towns rather than of their country; and the town, as a whole, was a subject of the king. With the breaking down of city walls and of civic isolation, the citizen became a member of a general society. When the town ceased to be the political unit, it ceased, at the same time, to be the economic unit; it no longer held its lands in common. The partial revival of the federative principle in politics has made it easier to partially restore the socialistic principle in economic matters. There are now cities, states, and nations, each of which acts as an organic unit in many political relations, and the chance of their acting as an organic unit in industry is greatly increased. Enterprises that would be impracticable for a nation may be possible for a state or a city.

We have now to consider institutions that are definitely socialistic. Of these, coöperative societies are first in order, and, thanks to recent experiments and discussions, may be spoken of as something better than visionary schemes. Tried under favorable circumstances, they have become accomplished facts. These circumstances are probably not realized, as yet, over the greater part of this country. The Rochdale association owes its success to conditions not all of which can be found in any part of America. There was a large homogeneous population of manufacturing employés, well organized, and imbued with the teachings of Owen. There was an absence of retail shops that were either good or cheap. There was a universal prevalence of the credit system among dealers; and there was an absence, among them, of that sharp competitive spirit which, in this country, leads merchants to strive to outdo each other in reducing prices to a minimum. The association, therefore, had exceptionally good material in its members and its managers, and had an unusual field for securing custom by the virtual reduction of prices which it was able to offer to its patrons. The absence of these advantages, at present, in this country proves, not that coöperation has no legitimate home here, but rather the opposite; it shows that too sweeping conclusions against the measure should not be drawn from past failures. These failures are accounted for, and their causes are not permanent. The requisite conditions are likely to be realized in the future, and with them will come a higher degree of success for the new principle than we have seen here as yet. That success is to be regarded as assured already, on better evidence than the result of any particular experiment, namely, the general course of events, of which such an experiment is one of many indications, an eddy, that tells the direction of the undercurrent.

The Rochdale store has been called an experiment in “coöperative distribution,” in distinction from manufacturing enterprises, which have been classed as “coöperative production;” an unscientific use of terms, since mercantile industry is productive, like any other. This store represents a peculiar kind of coöperative production. Mr. Mill has pointed out that it is not completely coöperative, in that the managers, clerks, porters, &c., are not paid by shares in the profits, and has suggested that to give them such shares would make the experiment complete. Yet these employés are few in number in proportion to the shareholders and customers, who are the real parties in the experiment. Coöperative stores organized by working men in manufacturing villages are of the nature of mixed coöperation. The essential particularity about them is that men who are employés in one industry become proprietors in another. There is a union of capital and labor in the same hands, but not in the same industry; while the labor of the men is engaged in one enterprise, they accumulate capital and employ it in another. While, therefore, such experiments may greatly benefit the working men, they cannot remove the cause of conflict between them and their employers in their own original industry. The store may help the mill operatives to cheap goods, but their relation to the owner of the mill remains unaltered. The same is true of all experiments in mixed coöperation; they are beneficent undertakings, but do not remove the root of the evil.

On a par with mixed coöperation is that partial coöperation in which laborers do not own capital, but are paid by a share of profits, instead of by wages. Mr. Mill’s illustrations of this system, taken from the workshops of Paris, are sufficiently familiar; but an illustration nearer at hand and brilliantly successful is offered by the New Bedford whale fishery. The crews of whaling vessels were regularly paid by a share of the cargo, and the hearty good will which they showed, in a kind of work in which superintendence by the owner was impossible, proves the efficiency of this measure in intensifying the harmony of interest and of feeling which should exist between employers and employed, as far as production is concerned. This plan does not, in theory, remove the conflict of interest which exists in reference to distribution; it is still possible to wrangle over the size of the shares. The seamen who received each a two-hundredth part of the cargo might strike for the one-hundred-and-fiftieth. Strikes did not, in fact, occur, because custom had determined what appeared to be the rightful share of each person, and they all submitted to such arbitration.

The share system, if generally introduced, would work to the advantage of the laboring class in times of prosperity, and to their disadvantage in times of depression. Under unsettled conditions neither employers nor employed are likely to favor the plan; the employers, because they do not wish to sacrifice the chance of becoming rapidly rich in prosperous periods; and the workmen, because they do not wish to run the risk of receiving less than they now do in times of adversity. Under settled conditions the plan might be expected to work to the advantage of both parties. A minimum would doubtless be determined upon below which the shares of the laborers should not be allowed to fall. With the general prevalence of more settled conditions in industry the adoption of the share system becomes more probable.

Coöperation is complete only when laborers own the capital which is employed in the industry in which they are engaged. Here the conflict of interest between capital and labor is reduced to a minimum, and justice has the freest scope in determining the distribution of the product. This most desirable form of coöperation is the most difficult. In a small way it is in operation where a number of partners in a shop do all the work. Where small industries prevail, however, there is little need of coöperative experiments. In the departments of transportation and of manufactures concentration is most rapid and most merciless to the laborer, and while the evils of railroad monopolies are more likely to be remedied by state action, those arising from overgrown manufacturing enterprises call urgently for private coöperation. The difficulties are in proportion to the desirability of the end, arising from the amount and character of the capital required, the complicated nature of the process, and the fierce competition to be sustained. These difficulties account for past failures in this direction, and deprive them of their weight as arguments against the ultimate prevalence of the system. Difficulties will be surmounted, if the principle of the system is right and is in the general line of economic progress.

Complete coöperation has succeeded on the largest scale in agriculture. The economic motive for this mode of living is less urgent in this department of industry than in others; but success is easier, and in the chief experiment of the kind, a religious motive has supplemented the economic. The Shakers, the Amana communists, the Perfectionists and others have been united by other than economic bonds, and the success of their experiments is not only nor chiefly in proving that agricultural socialism is possible, but in showing that this mode of living is favorable, as it seems to have been in Jerusalem of old, to religious brotherhood among men. Indeed the bit of communistic history furnished by the book of Acts appears to have, as one object at least, to refute the arguments of those who claim that socialism is not merely impracticable, but ultimately and forever undesirable, and who can see only evil in the successive steps of society in that direction. The early Christian commune was a success religiously, if not otherwise; and if modern communes can be made successful economically and religiously, if, while removing evils purely economic, they also ally themselves with the spirit of religious fraternity, then their growth will be as sure, though possibly as slow, as the growth of the fraternal spirit among men.

Public industry is the most general form of socialism, and it is here that its political battles are to be fought. Political socialism demands that the government shall own the capital of the country, and that the proceeds of its use shall be divided according to principles of abstract justice. There is no harm in this as an ideal, but there is ruin in it as an immediate practical aim. It is not only best that we should tend-toward this ideal, but it is inevitable that we should do so; yet it is insane to try to reach it at once. Here is the dividing line between the false political socialism and the true; the one sees an ideal, and would force humanity to it through blood and fire; the other sees the ideal, and reverently studies and follows the course by which Providence is leading us toward it.

The intelligent attitude of the social philosopher is, therefore, that of recognizing the general direction which social development is taking, but avoiding that mental confusion which mistakes the socialistic ideal for an object of immediate practical effort. The most intelligent socialist will be the most zealous opponent of what commonly terms itself socialism. Facts sustain this inference; the German government, in its practical workings, is strongly socialistic; and yet it suppresses pronounced socialism by arbitrary methods; and there is no inconsistency in this. That Germany, by regular means, is becoming markedly socialistic, is a reason for resisting attempts to precipitate, and thus completely thwart the beneficial movement. Were theoretical socialism to be inaugurated in practice, practical socialism would be put backward a hundred years.

German governments own railroads, telegraph lines, forests, and mines; they conduct manufactures, maintain parcel posts, and do much of the banking business of the country. The functions of government the world over are increasing with all reasonable rapidity. While, therefore, socialistic Jacobinism may seek to destroy a government in order to precipitate its visionary schemes, intelligent socialism will uphold it and await the general growth of the movement with such contentment as it may.

The increase of the economic functions of the government is regarded, in this country, with apprehension, not so much because it is in itself undesirable, as on account of the practical difficulties to be surmounted before it can be safely accomplished. Given an untrustworthy government, and the less you commit to it the better, is a summary of the prevalent argument. It is not singular that immigrants from a country where the government, if oppressive, is honest and efficient, should be less conscious of the practical difficulties, and more impatient to secure the result in view, and that, from such material, a pronounced socialistic party should be organized. If the condition of our civil service is unfavorable to the adoption of the measures of political socialism, the federative character of our government is favorable to it. Cities, states, and the nation as a whole, may, at sometime, find themselves performing functions which, in the aggregate, equal those of the German government. We are crowded in this direction by a powerful vis a tergo, the increasing abuses of economic centralization, and it is only a question of time when the abuses of overgrown corporations controlling legislatures and making or marring the prosperity of cities and even states, at their sovereign pleasure, shall more than counterbalance the abuses which would arise from their assumption and management by the state.

One socialistic measure has attracted little attention in proportion to its importance, namely, prison industry. The employment of prisoners in industries conducted directly by the state government itself, is, perhaps, the most practicable and the most unquestionably beneficial of any of the measures of this nature. The socialistic ideal is realized in a great prison conducted in this manner; there is “labor applied to public resources,” and there is strict equity in the division of the profits. In such institutions all the profits, and more, go to the laborers. The system of letting prison labor, under contract, to private employers, neutralizes the benefits to be derived from this legitimate form of socialism, and is contrary alike to the principles of Political Economy and to those of morality.

Public work-houses for tramps would be an extension of the system, and would have the incalculable advantage of dissociating the tramp question from the general labor question. Such a measure ought to be highly satisfactory to most of the parties concerned; to the government, because its burden of watchfulness would be lessened; to the citizen, because he would be made more secure; and to the well meaning political socialist, because his party would be well rid of its most dangerous element. It would probably not be equally satisfactory to the reckless and criminal hangers-on in the socialist party; though, in consistency, it ought to be so, since it might have the effect of placing them in a commune under government auspices, the operation of which would be more regular and successful than that of any which they could hope of themselves to establish. The proposal of such a measure would test the honesty of declared political socialists; if well meaning they would advocate it; if desirous of confusion and plunder, they would oppose it.

If breadth of view is necessary anywhere, it is so in discussing the general socialistic tendency of modern life. No limiting of the vision to particular phases of the question is to be admitted. A narrow view sees the menacing attitude of socialistic Jacobinism, and steels itself to resist anything that calls itself by the dangerous name; a broader view will distinguish true socialism from false, and see that the best protection against the false is the natural progress of the true. Present institutions contain in themselves the germs of a progress that shall ultimately break the limitations of the existing system, and give us the only socialism that can be permanent or beneficial. In many ways capital is vesting itself in social organizations, instead of in individuals. Labor is organizing itself, private coöperation is increasing, and governments of every kind are assuming new economic functions. The true socialism is progressing, and the best way to make it progress more rapidly is to enact sufficient laws for the suppression of the false.

Socialism, in the broad sense, meets an imperative human want, and must grow surely, though not, as reformers are wont to estimate progress, rapidly. The prime condition of success in its growth is slowness; haste means all manner of violence and wrong. Only step by step can we hope to approach the social ideal which is beginning to reveal itself; impatience would place us farther away than ever.

The condition of permanence in socialistic changes is mental and moral progress. The permanence of republics has long been known to depend on these conditions; they are short-lived where the people are ignorant or bad. True socialism is economic republicanism, and it can come no sooner, stay no longer, and rise, in quality, no higher than intelligence and virtue among the people.

The beauty of the socialistic ideal is enough to captivate the intellect that fairly grasps it. It bursts on the view like an Italian landscape from the summit of an Alpine pass, and lures one down the dangerous declivity. Individualism appears to say, “Here is the world; take, every one, what you can get of it. Not too violently, not altogether unjustly, but, with this limitation, selfishly, let every man make his possessions as large as he may. For the strong there is much, and for his children more; for the weak there is little, and for his children less.”

True socialism appears to say, “Here is the world; take it as a family domain under a common father’s direction. Enjoy it as children, each according to his needs; labor as brethren, each according to his strength. Let justice supplant might in the distribution, so that, when there is abundance, all may participate, and when there is scarcity, all may share in the self-denial. If there is loss of independence, there will be gain of interdependence; he who thinks less for himself will think more for his brother. If there is loss of brute force gained in the rude struggle of competition, there is gain of moral power, acquired by the interchange of kindly offices.[“] The beautiful bond which scientists call altruism, but which the Bible terms by a better name, will bind the human family together as no other tie can bind them.

Sufferers under an actual system naturally look for deliverance and for a deliverer. The impression has prevailed among working men that a new device of some kind might free them from their difficulties. Ideal socialism seems to meet this expectation, and those who preach it as an immediate practical aim naturally receive a hearing. The way in which the old system is defended is often as repulsive as the new teaching is attractive. When one teacher bids the poor submit, and another bids them hope, they will not be long in choosing between them. Yet there is no royal road to general comfort. There is much to be gained by reverently studying the course of Providence, but comparatively little by inventing new schemes of society. The new dispensation is not coming with observation, and it has no particular apostles. The socialistic ideal itself is valuable, not when it is used to incite men to frantic attempts to reach it, but when, by giving definiteness to their intelligent hopes, it is made to lighten the moderate steps by which only they can expect to approach it.

Image Source: Amherst Yearbook Olio ’96 (New York, 1894), pp. 7-9. Picture above from frontispiece.

Categories
Bibliography Chicago Socialism

Chicago. Skelton bibliography from “Socialism: A Critical Analysis”, 1911

The following bibliography comes from the revised version of the University of Chicago Ph.D. dissertation of the Canadian, Oscar D. Skelton (1878-1941), that was awarded the Hart, Schaffner and Marx prize in 1908. The prize committee was composed of  J. Laurence Laughlin of the University of Chicago (chair), J.B. Clark of Columbia University, Henry C. Adams of the University of Michigan, Horace White of New York City and Carroll D. Wright of Clark College. Skelton attended courses taught by Thorstein Veblen whose work on Marxian economics is (unsurprisingly) cited in this bibliography. 

Following  his graduate studies in economics at Chicago, Oscar D. Skelton was a professor of political science and economics at Queen’s University in Kingston, Ontario from 1909-25. He then moved on to have a distinguished career as a public servant, serving as undersecretary of state for external affairs.

Image Source: Library and Archives Canada C-002089, copy at Wikimedia Commons.

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Source:  Oscar D. Skelton. Socialism: A Critical Analysis, Boston and New York: Houghton Mifflin Company, 1911, pp. 313-322.

 

BIBLIOGRAPHY

Of the making of books on socialism there is no end. The list of references given below is suggested as including the most important and most easily accessible works on the various phases of the movement. The pamphlets and periodicals issued by the party organizations in the different countries are indispensable for an intimate acquaintance with contemporary developments.

In Germany special reference may be made to the weekly organ of the orthodox wing, Die Neue Zeit (Stuttgart), the fortnightly reformist publication, Socialistische Monatshefte (Berlin), and among the seventy-odd socialist dailies of Germany, Vorwärts (Berlin); consult also the extensive catalogue of books and pamphlets issued by Buchhandlung Vorwarts, Berlin, S. W. 68, Lindenstr. 69. The Reichsverband gegen die Sozialdemokratie and the political parties opposed to socialism, publish many campaign documents.

For France, attention should be given the reformist monthly, La revue socialiste, and the syndicalist monthly, Le mouvement socialiste; the weekly organ of Guesdism, Le Socialisme, and the party official publication, Le Socialiste; the anarcho-syndicalist La guerre sociale, and the daily, L’Humanité, edited by Jaurès; pamphlets may be procured from the Librairie du Parti Socialiste, 16 rue de la Corderie, 16, Paris.

In Great Britain the most important publications are the Socialist Review, the monthly, and the Labor Leader, the weekly, organs of the I. L. P.; the S. D. P. weekly, Justice, and Blatchford’s Clarion; the Christian Socialist weekly, The Commonwealth, and the Fabian News; both the I. L. P.and the S. D. P., maintain publishing departments, in Manchester and London respectively. The Anti-socialist Union of Great Britain, 38, Victoria St., London, S. W., publishes a monthly, Liberty, and numerous pamphlets.

For the United States, use may be made of the International Socialist Review, monthly, Chicago; the weekly Appeal to Reason, Girard, Kansas, and Social-Democratic Herald, Milwaukee; the Chicago Daily Socialist and the New York Call (daily). Charles Kerr and Company, Chicago, the Wilshire Book Company, New York, and the Socialist Party Headquarters, Chicago, are the chief American publishers of socialist books and pamphlets.

For references to the literature on the countless social topics bearing indirectly on socialism, the general reader will find most help in Bliss, New Encyclopedia of Social Reform, New York, 1908, and in the carefully annotated bibliography, Guide to Reading in Social Ethics and Allied Subjects, Harvard University, Cambridge, 1910.

 

 

Chapter I. General Works

 

1. Non-partisan expositions; Kirkup and Sombart are especially sympathetic and comprehensive in their treatment:

Ely, Socialism and Social Reform. New York, 1894.

Kirkup, A History of Socialism, 4th edition. London, 1908.

Rae, Contemporary Socialism, 3d edition. London, 1901.

Schäffle, The Quintessence of Socialism. London, 1889.

Sombart, Socialism and the Social Movement. New York, 1909.

Stoddart, The New Socialism. London, 1909.

 

2. Exposition and argument from socialist point of view:

Blatchford, Merrie England. London, 1895.

________, Britain for the British. London, 1902.

Cohen, Socialism for Students. New York, 1910.

Fabian Essays. London, 1890.

Fabian Tracts, 1-136. London, 1907.

Ferri, Socialism and Positive Science. London, 1905.

Hillquit, Socialism in Theory and Practice. New York, 1909.

Kelly, Twentieth Century Socialism. New York, 1910.

Macdonald, Socialism. London, 1907.

________, Socialism and Society. London, 1907.

Morris and Bax, Socialism: its growth and outcome. London, 1897.

Spargo. Socialism. New York, 1906.

________, The Socialists: who they are and what they stand for. Chicago, 1906.

Tugan-Baranowsky, Modern Socialism in its historical development. London, 1910.

Wells, New Worlds for Old. New York, 1908.

 

3. Exposition and criticism from anti-socialist point of view:

Cathrein-Gettlemann, Socialism. New York, 1904.

Elgee and Raine, The Case against Socialism. London, 1908.

Flint, Socialism. London, 1894.

Graham, Socialism New and Old. London, 1907.

Guyot, Socialistic Fallacies. New York, 1910.

Leroy-Beaulieu, Collectivism. New York, 1908.

Le Rossignol, Orthodox Socialism: a Criticism. New York, 1907.

Mackay, Plea for Liberty. London, 1892.

Mallock, A Critical Examination of Socialism. London, 1908.

 

 

Chapter II. The Socialist Indictment

Brooks, The Social Unrest. New York, 1905.

Call, The Concentration of Wealth. Boston, 1907.

Chiozza-Money, Riches and Poverty, 7th edition. London, 1908.

Engels, Condition of the Working Class in England in 1844. London, 1892.

Ghent, Mass and Class. New York, 1904.

Göhre, Three Months in a Workshop. London.

Hobson, The Social Problem. London, 1901.

Hunter, Poverty. New York, 1907.

Ladoff, American Pauperism. Chicago.

Meyer, Great American Fortunes. Chicago, 1910.

Rauschenbusch, Christianity and the Social Crisis. New York, 1908.

Reeve, The Cost of Competition. New York, 1906.

Veblen, Theory of Business Enterprise. New York, 1904.

 

Chapter III. The Socialist Indictment Considered

Bosanquet, Aspects of the Social Problem. London, 1898.

________, Civilization of Christendom. London, 1893.

Gilman, Socialism and the American Spirit. London, 1893.

Ireson, The People’s Progress. London, 1909.

Laughlin, Socialism a Philosophy of Failure. Scribner’s Magazine, xlv.

________, Large Fortunes. Atlantic Monthly, xcvi.

Leroy-Beaulieu, The Modern State. London, 1891.

La Répartition de la Richesse. Paris, 1888.

Mallock, Labour and the Popular Welfare. London, 1893.

________, Classes and Masses. London, 1896.

________, Aristocracy and Evolution. London, 1901.

Strachey, Problems and Perils of Socialism. London, 1908.

Sumner, What Social Classes owe to each other. New York, 1884.

 

 

Chapter IV. Utopian Socialism

Utopian sources:

More, Utopia. Ed. Arber, London, 1869.

Morley, ed., Ideal Commonwealths. London, 1885

Campanella, City of the Sun;
Bacon, The New Atlantis;
Harrington, Oceana.

Mably, De la Législation. Paris. 1776.

Morelly, Code de la Nature. Paris, 1755.

Godwin, Enquiry concerning Political Justice. London, 1793.

________, On Property. (Book VIII of preceding work.) London, 1890.

Babeuf, La Doctrine des Égaux. Edited by Thomas. Paris, 1906.

Owen, New View of Society. London, 1816.

________, New Moral World. London, 1834-41.

Fourier, Théorie de Unité universelle. 2d edition. Paris, 1838.

________, Le Nouveau Monde industriel et societaire. 3d edition. Paris, 1848.

________, Selections from Fourier. Edited by Gide. London, 1901.

Considérant, Destinée sociale. Paris, 1836-38.

Saint-Simon, OEuvres de Saint-Simon et d’Enfantin. Paris, 1865-78.

Bazard, Exposition de la doctrine de Saint-Simon. Paris, 1830-31.

Pecqueur, Des améliorations materielles dans leurs rapports avec la liberté. Paris, 1839.

Vidal, De la répartition des richesses et de la justice distributive. Paris, 1846.

Weitling, Garantien der Harmonie und Freiheit. Jubilee edition. Berlin, 1908.

Blanc, L’Organisation du travail. Paris, 1839.

Proudhon, What is Property? Boston, 1876.

Commentaries:

Barker, Political Thought of Plato and Aristotle. London, 1906.

Bax, Rise and Fall of the Anabaptists. London, 1903.

Booth, Saint-Simon and Saint-Simonism. London, 1871.

Bourgin, Proudhon. Paris, 1901.

Buonarotti, History of Babeuf’s Conspiracy for Equality. London, 1836.

Diehl, Proudhon: seine Lehre und sein Leben. 1888-90.

Ely, French and German Socialism. New York, 1893.

Fournière, Les théories socialistes au xixe siecle: de Babeuf à Proudhon. Paris, 1904.

Guthrie, Socialism before the French Revolution. New York, 1907.

Janet, Les Origines du socialisme contemporain. Paris, 1883.

________, Saint-Simon, et le Saint-Simonisme. Paris, 1878.

Kautsky, Die Vorlaufer des neueren Sozialismus. 2d edition. Stuttgart, 1909.

________, Thomas More und seine Utopie. Stuttgart, 1907.

Lichtenberger, Le Socialisme au xviiie siècle. Paris, 1895.

________, Le socialisme utopique. Paris, 1898.

Menger, The Right to the Whole Produce of Labour. London, 1899.

Michel, L’Idee de l’État. Paris, 1896.

Peixotto, The French Revolution and Modern French Socialism. New York, 1901.

Podmore, Robert Owen. London, 1906.

Pöhlmann, Geschichte des antiken Kommunismus und Sozialismus. Munich, 1893.

Stein, Der Sozialismus und Kommunismus des heutigen Frankreichs, Leipzig, 1848.

Sudre, Histoire du Communisme. Paris, 1850.

Tchernoff, Louis Blanc. Paris, 1904.

Warschauer, Die Entwickelungsgeschichte des Sozialismus. Berlin, 1909.

Reybaud, Études sur les Réformateurs contemporains ou socialistes modernes. 7th edition. Paris, 1864.

 

Utopian experiments:

Hillquit, History of Socialism in the United States. 4th edition. New York, 1906. Hinds, American Communities. Chicago, 1908.

Nordhoff, Communistic Societies in the United States. New York, 1875.

Noyes, American Socialisms. Philadelphia, 1870.

Shaw, Icaria: a Chapter in the history of Communism. New York, 1881.

Chapters V, VI, VII. The Marxian Analysis

Sources:

Marx, Capital, vols. 1-3. Chicago, 1906-09.

________, Capital, vol. 1. Humboldt edition (cited in text). New York.

________, Contribution to a Critique of Political Economy. New York, 1904.

________, Eighteenth Brumaire of Louis Bonaparte. Chicago, 1907.

________, Poverty of Philosophy. London, 1900.

________, Revolution and Counter-Revolution. Chicago, 1907.

________, Theorien über die Mehrwert. Stuttgart, 1904.

________, Wage-Labour and Capital. London, 1907.

Marx and Engels, Communist Manifesto. London, 1906.

Engels, Feuerbach: Origins of the Socialist Philosophy. London, 1906.

________, Landmarks of Scientific Socialism (Anti-Duhring). London, 1907.

________, Origin of the Family. London, 1907.

________, Socialism, Utopian and Scientific. London, 1892.

Lassalle, Reden und Schriften, ed. Bernstein. Berlin, 1893.

________, Open Letter. New York, 1901.

________, Workingman’s Programme. New York, 1899.

Mehring, Aus dem literarischen Nachlass von Karl Marx, Friedrich Engels und Ferdinand Lassalle. Stuttgart, 1902.

 

Socialist Commentaries:

Adler, Marx als Denker. Berlin, 1909.

Adler and Hilferding, Marx-Studien. Vienna, 1904.

Andler, Le Manifeste Communiste, introduction et commentaire, Paris, 1901.

Aveling, The Student’s Marx. 4th edition. London, 1902.

Boudin, Theoretical System of Karl Marx. Chicago, 1907.

Deville, Principes socialistes. Paris, 1896.

Hyndman, Economics of Socialism. London, 1909.

Kautsky, Das Erfurter Programm. 8th edition. Stuttgart, 1907.

________, Karl Marx’ Oekonomische Lehren. 12th edition. Stuttgart, 1908.

________, Die historische Leistung von Karl Marx. Berlin, 1908.

Spargo, Karl Marx: His Life and Work. New York, 1909.

Untermann, Marxian Economics. Chicago, 1907.

 

Criticism by non-socialists:

Adler, Die Grundlagen der Karl Marxschen Kritik der bestehenden Volkswirtschaft. Tübingen, 1897.

Biermann, Die Weltanschauung des Marxismus. Leipzig, 1908.

Hammacher, Das philosophisch-ökonomische System des Marxismus. Leipzig, 1909.

Masaryk, Die philosophischen und sociologischen Grundlagen des Marxismus. Vienna, 1899.

Simkhovitch, Marxism versus Socialism. Political Science Quarterly, vol. 23-25, 1908-10.

Slonimski, Versuch einer Kritik der Karl Marxschen ökonomischen Theorieen. Berlin, 1899.

Veblen, The Socialist Economics of Karl Marx and his Followers. Quarterly Journal of Economics, xx, 575, and xxi, 299.

 

Criticism by revisionist socialists:

Bernstein, Evolutionary Socialism. London, 1909.

________, Zur Geschichte und Theorie des Socialismus. Berlin, 1901.

________, Der Revisionismus in der Sozialdemokratie. Amsterdam.

Oppenheimer, Das Grundgesetz der Marxschen Gesellschaftslehre. Berlin, 1903.

Tuqan-Baranowskt, Theoretische Grundlagen des Marxismus. Leipzig, 1905.

Weisengrün, Der Marxismus und das Wesen der sozialen Frage. Leipzig, 1900.

Cf. especially the files of Socialistische Monatshefte.

 

In addition to the above general discussions of Marxism, the following special references are helpful:

On the materialistic conception of history:

Barth, Die Philosophie der Geschichte als Sociologie. Leipzig, 1897.

Bax, Essays in Socialism, New and Old. London, 1907.

Commons, Class Conflict in America. American Journal of Sociology, vol. 13.

Kautsky, Ethics and the Materialistic Conception of History. Chicago, 1907.

Labriola, Essays on the Materialistic Conception of History. Chicago, 1904.

Lafargue, Le déterminisme économique de Karl Marx. Paris, 1909.

Loria, Economic Foundations of Society. London, 1907.

Stammler, Wirtschaft und Recht nach der materialistischen Geschichtsauffassung. Leipzig, 1896.

Woltman, Der historische Materialismus. Düsseldorf, 1900.

Flint, Philosophy of History in Europe. Edinburgh, 1874.

Of these Kautsky, Labriola, Lafargue, and Loria defend the Marxian position.

 

On value and surplus value:

Böhm-Bawerk, Karl Marx and the Close of his System. London, 1898.

Fischer, Die Marxsche Werttheorie. Berlin, 1889.

Lexis, The Concluding Volume of Marx’s Capital, in Quarterly Journal of Economics, vol. 10, 1895.

Schmidt, Der dritte Band des Kapital. Sozialpol. Zentralblatt, iv, no. 22.

Sombart, Zur Kritik des ökonomischen Systems von Karl Marx. Archiv für Soziale Gesetzgebung, u. s. w., vii, 1894.

von Bortkiewicz, Wertrechnung und Preisrechnung im Marxschen System. Archiv für Sozialwissenschaft und Sozialpolitik, xxiii-xxv.

Cf. especially the files of Die Neue Zeit, and bibliography by Sombart in Archiv für Sozialwissenschaft, etc., xx, 413.

 

On the law of capitalist development:

Beveridge, Unemployment: a Problem of Industry. London, 1909.

Bourguin, Les systèmes socialistes et l’évolution économique. Paris, 1907.

David, Sozialismus und Landwirtschaft: 1. Die Betriebsfrage. Berlin, 1903.

Kautsky, Die Agrarfrage. Stuttgart, 1899.

________, Bernstein und das sozialdemokratische Programm. Stuttgart, 1899.

Kampffmeyer, Zur Kritik der Marxschen Entwickelungslehre. Sozialistische Monatshefte, 1898.

Simons, The American Farmer. 2d edition. Chicago, 1906.

von Struve, Die Theorie der sozialen Entwickelung bei Karl Marx. Archiv für soziale Gesetzgebung, etc., xiv, 1899.

Wolf, Sozialismus und kapitalistische Wirtschaftsordnung. Stuttgart, 1892.

 

 

Chapter VIII. The Modern Socialist Ideal

Atlanticus, Ein Blick in den Zukunftsstaat. 1898.

Bebel, Woman under Socialism. New York, 1904.

Bellamy, Looking Backward. Boston, 1888.

Gronlund, The Coöperative Commonwealth. London, 1896.

Jaurès, Organisation socialiste. Revue socialiste, 1895-96.

Kautsky, The Social Revolution. Chicago, 1908.

Macdonald, Socialism and Government. London, 1909.

Menger, Neue Staatslehre. 3d edition. Jena, 1906.

Morris, News from Nowhere. London, 1896.

Renard, Régime socialiste. Revue socialiste. 1897-98.

________, Le Socialisme à l’oeuvre. Paris, 1907.

Vandervelde, Collectivism and Industrial Revolution. Chicago, 1901.

________, Essais socialistes. Paris, 1906.

Wells, A Modern Utopia. London, 1905.

________, Socialism and the Family. London, 1907.

Wilde, The Soul of Man under Socialism. Boston, 1910.

 

Criticisms of socialist proposals:

Gonner, The Socialist State: its nature, aims and conditions. London, 1895.

Guyot, The Tyranny of Socialism. London, 1895.

Hirsch, Democracy versus Socialism. London, 1901.

Mackay, editor, A Plea for Liberty. London, 1892.

Naquet, Collectivism and Socialism. London, 1891.

Richter, Pictures of the Socialist Future. London, 1894.

Schäffle, The Impossibility of Social Democracy. London, 1892.

 

 

Chapter IX. The Modern Socialist Movement

General:

Ensor, Modern Socialism. 3d edition. New York, 1910.

Bardoux, etc. Le Socialisme à l’étranger. Paris, 1909.

Hunter, Socialists at Work. New York, 1908.

Plechanoff, Anarchism and Socialism. London, 1906.

 

Socialism and Christianity:

Bliss, New Encyclopedia of Social Reform. New York, 1908.

Campbell, Christianity and the Social Order. London, 1907.

Clifford, Socialism and the Teaching of Christ, Fabian tract no. 78, with bibliography. London, 1906.

Forsyth, Socialism, the Church and the Poor. London, 1908.

Goldstein, Socialism; the nation of fatherless children. Boston, 1903.

Hartman, Socialism versus Christianity. New York, 1909.

Kaufmann, Christian Socialism. London, 1888.

Mathews, The Social Teachings of Jesus. New York, 1905.

Ming, The Characteristics and the Religion of Modern Socialism. New York, 1908.

Nitti, Catholic Socialism. New York, 1908.

Peabody, Jesus Christ and the Social Question. New York, 1904.

Rauschenbusch, Christianity and the Social Crisis. New York, 1908.

Stang, Socialism and Christianity. New York, 1905.

Westcott, Social Aspects of Christianity. London, 1887.

Woodworth, Christian Socialism in England. New York, 1908.

 

The International:

Guillaume, L’Internationale: documents et souvenirs. Paris, 1905.

Jaeckh, The International. London, 1905.

Lissagaray, History of the Commune of 1871. London, 1886.

 

Germany:

Bebel, Die Sozialdemokratie im Deutschen Reichstag, 1871-1893. Berlin, 1909.

Bernstein, Ferdinand Lassalle. London, 1893.

Brunhuber, Die heutige Sozialdemokratie. Jena, 1906.

Dawson, Bismarck and State Socialism. London, 1890.

________, German Socialism and Ferdinand Lassalle. London, 1891.

Kamppfmeyer, Changes in the Theory and Tactics of the German Social Democracy. Chicago, 1908.

________, Die Sozialdemokratie im Lichte der Kulturentwickelung. Berlin, 1907.

Kautsky, The Road to Power. Chicago, 1908.

Mehring, Geschichte der deutschen Sozialdemokratie, 4th ed. Stuttgart, 1909. Milhaud, La démocratie socialiste allemande. Paris, 1903.

Parvus, Der Klassenkampf des Proletariats. Berlin, 1908-10.

Rosa Luxembourg, Sozialreform oder Sozialrevolution, 2d. ed. Leipzig, 1908.

Schippel, Sozialdemokratisches Reichstags-handbuch. Berlin, 1902.

Sisyphusarbeit oder positive Erfolge; Generalkommission der Gewerkschaften Deutschlands. Berlin, 1910.

Handbuch fiir nicht sozialdemokratische Wähler. Reichsverband gegen die Sozialdemokratie. Berlin, 1907.

 

France:

Bourdeau, L’évolution du socialisme. Paris, 1901.

Bibliothèque du Mouvement Socialiste:

Lagardelle, etc., Syndicalisme et Socialisme;
Pouget, La Confédération Generale du Travail;
Sorel, La Décomposition du Marxisme;
Griffuelhes, L’Action Syndicaliste;
Berth, Les Nouveaux Aspects du Socialisme, etc. Paris, 1908.

Goulut, Le Socialisme au Pouvoir. Paris, 1910.

Jaurès, Studies in Socialism. New York, 1906.

Kritsky, L’évolution du syndicalisme en France. Paris, 1908.

Mermeix, Le Syndicalisme contre le socialisme. Paris, 1907.

Milhaud, La Tactique socialiste. Paris, 1905.

Millerand, Le socialisme réformiste français. Paris, 1903.

Zévaès, Le socialisme en France depuis 1871. Paris, 1908.

 

United Kingdom:

Arnold-Forster, English Socialism of To-day. London, 1908.

Barker, British Socialism. London, 1908.

Noel, The Labor Party. London, 1906.

Villiers, The Socialist Movement in England. London, 1908,

Webb, Socialism in England. 2d edition. London, 1893.

 

United States:

Hillquit, History of Socialism in the United States. 4th edition. New York, 1906.

Simons, Class Struggles in America. Chicago, 1909.

Sombart, Warum gibt es im den Vereinigten Staaten keinen Sozialismus? Tübingen, 1906.

Thompson, Constructive Programme of Socialism. Milwaukee, 1908.

 

For each country the reports of the annual or biennial congresses, which may be procured from the party publishers mentioned above, are essential; the international movement is surveyed in the reports made to the International Congresses by the national party secretaries, and in the Congress debates, both published by the Secrétariat socialiste international, rue Heyvaert, 63, Brussels.

 

Categories
Bibliography Courses Harvard Socialism Syllabus

Harvard. Economics of Socialism, Anarchism and the Single Tax. Carver, 1920

For almost the entire first quarter of the twentieth century, Thomas Nixon Carver taught the material of this course. According to the Harvard Annual President’s Report for 1919-20 (p. 90), the course, which covered utopias, varieties of socialism and anarchism, and Henry George’s Single Land Tax, was attended by 10 graduate students; 13 seniors, 29 juniors, 11 Sophomores, 1 Freshman; 14 students from other departments/divisions.

Course final examination questions are available here.

A short-annotated bibliography for the economics of socialism was prepared by Carver and published in 1910 in A guide to reading in social ethics and allied subjects; lists of books and articles selected and described for the use of general readers.

____________________________________

Course Description

In the Official Register of Harvard University (Vol. XVI, October 30, 1919, No. 45) Division of History, Government, and Economics, 1919-20 (Second Edition, p. 64): The course title for Economics 7 given in the second term of 1919-20 was “The Single Tax, Socialism, Anarchism” and met Mondays, Wednesdays, Fridays at 10 a.m.

“A critical study of the theories which underlie some of the more radical programmes of social reform. An examination also of the social utility of private property in its various forms; also some attention to the concept of justice in economic relations; the concept of progress; the significance of conservatism and radicalism.”

 

____________________________________

ECONOMICS 7b
SOCIALISM

Starred references are required

GENERAL WORKS, HISTORICAL

1. *R. T. Ely. French and German Socialism.

2.   Bertrand Russell. German Social Democracy.

3.   John Rae. Contemporary Socialism.

4.   Thomas Kirkup. A History of Socialism.

5.   William Graham. Socialism, New and Old.

6.   Jessica B. Peixotto. The French Revolution and Modern French Socialism.

7.   Wm. B. Guthrie. Socialism Before the French Revolution.

8.   M. Hillquit. History of Socialism in the United States.

9.   Jessie W. Hughan. American Socialism of the Present Day.

 

GENERAL WORKS, EXPOSITORY AND CRITICAL

1.   *O. D. Skelton. Socialism, A Critical Analysis.

2.   J. E. Le Rossignol. Orthodox Socialism.

3.   Albert Schaeffle. The Quintessence of Socialism.

4.   Albert Schaeffle. The Impossibility of Social Democracy.

5.   R. T. Ely. Socialism: an Examination of its Nature, Strength and Weakness.

6.   James Mackaye. The Economy of Happiness.

7.   Henry M. Hyndman. The Economics of Socialism.

8.   Gustave Simonson. A Plain Examination of Socialism.

9.   Werner Sombart. Socialism and the Social Movement in the Nineteenth Century.

10. Émile Vandervelde. Collectivism.

11. R. Flint. Socialism.

12. W. D. P. Bliss. A Handbook of Socialism.

13. Jessie W. Hughan. The Facts of Socialism.

14. E. de Laveleye. The Socialism of Today.

15. E. Böhm-Bawerk. Karl Marx—The End of his System.

16. W. E. Walling. The Larger Aspects of Socialism.

17. S. P. Orth. Socialism and Democracy in Europe.

18. John Spargo. Socialism.

 

TYPES OF SOCIALISTIC PROPAGANDA

I. IDEALISTIC. The appeal is made to all classes on the ground of piety, a sense of justice, or of sympathy for the laboring classes.

A. Religious. The religious motive is invoked in behalf of human brotherhood.

1. Lamennais. Les Paroles d’un Croyant.

2. Washington Gladden. Tools and the Man.

3. Josiah Strong. Our Country.

4. Josiah Strong. The New Era.

B. Fulminations. A thundering discontent with things as they are, with no very definite program for improvement.

1. William Morris, Poet, Artist, Socialist. Edited by Francis Watts Lee. A collection of the socialistic writings of Morris.

2. John Ruskin, the Communism of John Ruskin. Edited by W. D. P. Bliss. Selected chapters from Unto this Last, The Crown of Wild Olive, and Fors Clavigera.

3. Thomas Carlyle, The Socialism and Unsocialism of Thomas Carlyle. Edited by W. 4. D. P. Bliss. Selected chapters from Carlyle’s Various Works.

Socialism and everything resembling it were even more abhorrent to Carlyle than the present system.

C. Utopian. Pictures of ideal Commonwealths.

1. Plato’s Republic.

2. Sir Thomas More. Utopia.

3. Francis Bacon. New Atlantis.

4. Tommaso Campanella. The City of the Sun. (Numbers 2, 3, and 4 may be found in convenient form in Morley’s Ideal Commonwealth.)

5. Etienne Cabot. Voyage en Icarie.

6. William Morris. News from Nowhere.

7. Edward Bellamy. Looking Backward.

8. Laurence Gronlund. The Cooperative Commonwealth.

9. H. G. Wells. A Modern Utopia.

D. Experimental.

There were men and women who had so much confidence in socialism as to believe that it was only necessary to start it to insure its success. They believed that if the world could be given an example of socialism in operation, it would be led to adopt it.

1. Charles Nordhoff. The Communistic Societies of the United States.

2. Karl Kautsky. Communism in Central Europe in the Time of the Reformation.

3. *W. A. Hinds. American Communities.

4. J. H. Noyes. History of American Socialisms.

5. J. T. Codman. Brook Farm Memoirs.

6. Albert Shaw. Icaria.

7. G. B. Landis. The Separatists of Zoar.

8. E. O. Randall. History of the Zoar Society.

E. Opportunist.

1. *Bernard Shaw and others. The Fabian Essays in Socialism.

2. The Fabian Tracts.

3.   Edward Bernstein. Ferdinand Lassalle.

4.   Sidney and Beatrice Web. Problems of Modern Industry.

5.   E. C. K. Gonner. The Socialist Philosophy of Rodbertus.

6.   E. C. K. Gonner. The Socialist State.

7.   Vladimir G. Simkhovitch. Marxism versus Socialism.

8.   J. Ramsay Macdonald. Socialism.

9.   Sidney A. Reeve. The Cost of Competition.

10. Edward Bernstein. Evolutionary Socialism.

11. H. G. Wells. New Worlds for Old.

II. MARXIAN. Believing that every man will work for his own material interests, and that in any capitalistic society, the laboring classes must sooner or later outnumber all others, the appeal is made, not to idealistic sentiments, but to the conscious self interest of the laboring classes. In their own interest they are to overthrow the present economic system and so up a socialistic system.

A. Theoretical

1. Karl Marx. Capital.

2. Frederic Engels. Socialism, Utopian and Scientific.

3. A. Labriola. Essays on the Materialistic Conception of History.

B. Propagandist

(a) Political. Reliance is placed upon the voting power of the masses.

1. Karl Marx and Frederic Engels. The Manifest of the Communist Party.

2. Karl Kautsky. The Social Revolution.

(b) Militant. Reliance is placed upon the physical power of the masses. Ignore the state! The ballot is too slow!

(1) Bolshevist.

1. Austin Lewis. The Militant Proletariat.

2. Beatty, B. Red heart of Russia. Century, 1918.

3. Bryant, L. Six red monthsin Russia. Doran, 1918.

4. Petrunkevich, A. I. et al. Russian Revolution. Harvard University Press, 1918,

5. Radzwill, C. Rasputin and the Russian revolution. Lane, 1918.

6. Russell, C. E. Unchained Russia. Appleton, 1918.

7. Sack, A. J. Birth of the Russian Democracy. Russian Information Bureau, 233 Broadway, N. Y.

8. Trotzky, Leon (Bronshtein, L. D.). The Bolsheviki and World Peace, N. Y., 1918.

9. Trotzky, Leon (Bronshtein, L. D.). Our Revolution; Essays on Working Class and International Revolution, N.Y., 1918.

(2) Syndicalist.

1.   Challange, Felicien. Syndicalisme revolutionaire et Syndicalisme reformiste. Paris. F. Alcan. 1909. 156 pp.

2.   Delivet, Emile. Les employées et leurs corporations. Paris. River. 1909.

3.   Dufor, ——-—-. Le syndicalisme et la prochaine revolution. Paris. M. Rivier. 1913.

4.   Estey, J. Revolutionary syndicalism; an exposition and a criticism. London. P. S. King. 1913.

5.   Garriguet, L. L’Évolution actuelle de socialisme en France. Paris. 1912.

6.   Harley, John H. Syndicalism. London & N. Y. Dodge Pub. 1912. 94pp.

7.   Kirkaldy, Adam W. Economics and syndicalism. University Press. Cambridge. 1914. 140 pp.

8.   MacDonald, James R. Syndicalism, a critical examination. 1913. Chicago. Open Court Pub. 74 pp.

9.   Pataud, Emile. Syndicalism and the cooperating commonwealth. Preface by Kropotkin. Oxford. 1913. 240 pp.

10. Snowden, Philip. Socialism and Syndicalism. London. 1913. 262 pp.

11. Spargo, John. Syndicalism, industrial unionism and socialism. N. Y. Huebsch. 1913. 243 pp.

12. Ware, Fabian. The worker and his country. London. 1912. 288 pp.

(3) The I. W. W.

1.   Brissenden, Paul F. The launching of the Industrial Workers of the World. University of California Press. 1913. 82 pp. contains bibliography.

2. *Brooks, John G. American syndicalism. N. Y. Macmillan. 1913. 264 pp.

3.   De Leon, Daniel. Preamble of the I. W. W. address at Union Temple, Minneapolis. July 10, 1905. N. Y. Labor News Co. 48 pp.

4.   Trautman, William E. Direct. action and sabotage. Pittsburg Socialist News Co. 1912. 43 pp.

 

ANARCHISM

I. PHILOSOPHICAL. A more or less reasoned belief that the abolition of government, especially of government by force, would remove most of the ills of society. Clear in its perception that all government rests upon force; unclear in its reasoning to the conclusion that the use of force is wrong; divided in opinion as to the results of abolishing government.

A. Anarchist Communism. Seeing that property rights are the creation of government, it is concluded that the abolition of government would automatically abolish property and restore communism, and that the masses would pounce upon and destroy anyone who thereafter dared to call anything his own.

1. P. J. Proudhon. What is Property?

2. William Godwin. Political Justice.

3. Peter Kropotkin. Memoirs of a. Revolutionist.

4.   Peter Kropotkin. The Scientific Basis of Anarchy. Nineteenth Century, 21: 218.

5. Elisée Reclus. Evolution et revolution.

6. William M. Salter. Anarchy or goveminent? An inquiry in fundamental government.

7. W. H. Van Ornum. Why Government at all?

8. Ernst V. Zenker. Anarchism; a criticism and history of the anarchist theory.

9. Paul Boilley – Les Trois Socialismes; Anarchisme, Collectivism. Reformisme.

10. Peter Kropotkin. La Science moderne et L’Anarchie.

11. Peter Kropotkin. The Anarchy. Nineteenth Century, 22: 149.

12. *Leo Tolstoi. The Slavery of Our Times.

13. Elissee Reclus. Anarchy. Contemporary Review. 14: 627.

14. Josiah Warren. Equitable Commerce.

15. Josiah Warren. True Civilization as Immediate Necessity.

B. Exaggerated Individualism. There should be no restraint either moral or legal, upon the strong whose “right” to govern and exploit the weak is the only natural or divine right there is. Nature abhors weakness and it is the mission of the strong to exterminate the weak, to the end that weakness may cease to exist and that strength alone may survive. Moral and legal codes are the inventions of the weak to protect themselves from the strong in order that weakness may fill the world with its own spawn.

1. *Max Stirner (pseudonym for Kaskar Schmidt). Der Einzige und sein Eigenthum.

2.   Friederich Nietzsche. Also sprach Zarathustra.

3.   Friederich Nietzsche. Jenseits von Gut and Böse.

4.   James G. Huneker. Egoists: A Book of Supermen.

II. EMOTIONAL. A mere explosive protest against all forms of authority, particularly against the police power and other visible manifestations of authority.

1. Mikhail Bakunin. Dieu et l’Etat.

2. Emma Goldman. Anarchism and other Essays.

3. Paul Eltzbacher. Anarchism.

4. R. Hunter and R. Wiles. Violence and the Labor Movement.

5. H. Krouse. The Anarchist Constitution.

6. John H. Mackay. The Anarchists; a picture of civilization at the close of the 19th century.

7. A. R. Parsons. Anarchism; its philosophy and scientific basis as defined by some of its apostles.

8. B. R. Tucker. Anarchism; the attitude of anarchism toward industrial combinations.

9. United States Department of Justice. Transmission through the Mails of Anarchistic publications. Message from the President. Washington. 1908.

 

THE SINGLE TAX

All public revenues shall be raised from a single tax on land values.

1. *Henry George. Progress and Poverty.

2.   Henry George. Our Land and Land Policy.

3.   Alfred Russell Wallace. Land Nationalization.

4.   Thomas G. Shearman. Natural Taxation.

5.   Louis F. Post. The Single Tax.

6.   C. B. Fillebrown. A Single Tax Catechism.

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Source: Harvard University Archives. HUC 8522.2.1. Syllabi, course outlines and reading lists in Economics, 1895-2003. Box 1. Folder: 1919-1920.

Image Source: Harvard Album 1915.

Categories
Courses Harvard Socialism Syllabus

Harvard Economics. Course. Economics of Socialism. Sweezy. 1940

The course “Economics of Socialism” (Economics 11b) was taught during the Spring Semester 1940 by Dr. Paul M. Sweezy. According to the Report of the President of Harvard College and Reports of Departments for 1939-40 (p. 99), sixty students were enrolled:  20 Seniors, 25 Juniors, 6 Sophomores and 9  out-of-course candidates for the Bachelor’s degree.

For biographical detail about Paul Sweezy, take to the following link at the Monthly Review website for the Memorial Service for Paul Marlor Sweezy (1910-2004) by John Bellamy Foster (Feb 27, 2004).

Addition April 18, 2017:  Final Examination for Sweezy’s course “Economics of Socialism” in 1940.

Fun Fact:  John F. Kennedy took this course in the second semester of his senior year according to the copy of his Harvard College record at the John F. Kennedy Presidential Library.

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ECONOMICS 11b
1939-40

 

Outline and Assignments—First Eight Weeks

The first eight weeks (to spring recess) will be devoted to the socialist critique of capitalist economy. The last four weeks will be devoted to the problems of socialist economy. This sheet covers only the first eight weeks.

Assigned readings are taken from the following works:

  1. Böhm-Bawerk, E. v., Karl Marx and the Close of his System
  1. Burns, Emile, Handbook of Marxism.
  1. Dobb, Maurice, Political Economy and Capitalism.
  1. Lenin, V. I., Imperialism.
  1. Lenin, V. I., State and Revolution.
  1. Marx, Karl, Capital, Vols. I and III.
  1. Marx, Karl, Value, Price and Profit.
  1. Lange, Oskar, “Marxian Economics and Modern Economic Theory,” Review of Economic Studies, June 1935.

In addition to the assigned reading every student will be expected to submit before the spring recess a report of about 1500 words on one of the following books:

  1. Cole, G. D. H., Life of Robert Owen.
  1. Foster, W. Z., From Bryan to Stalin.
  1. Fox, Ralph, Lenin: a Biography.
  1. Freeman, Joseph, An American Testament.
  1. Hicks, Granville, John Reed, the Making of a Revolutionary.
  1. Hillquit, Morris, Loose Leaves from a Busy Life.
  1. Mayer, Gustav, Friedrich Engels: a Biography.
  1. Mehring, Franz, Karl Marx: the Story of his Life.
  1. Trotsky, Leon, My Life: an Attempt at an Autobiography.
  1. Weir, L.M., The Tragedy of Ramsey Macdonald.

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Outline and Assignments

FIRST WEEK. Marx and Engels; dialectical materialism and historical materialism; classical economics.

Burns, Handbook of Marxism, Chs. I, XIII, XIV, XX.

Ricardo, Principles, Ch. I (Sections I-V inclusive).

SECOND AND THIRD WEEKS. Commodities; the law of value; suplus value; accumulation; the reserve army of labor.

Marx, Capital, Vol. I, Ch. I (sections 1, 4).

Marx, Value, Price and Profit.

Marx, Capital, Vol. I, Ch. XXIII; Ch. XXIV (sections 1, 2 3); Ch. XXV.

FOURTH WEEK. Law of the falling tendency of the rate of profit; crises.

Marx, Capital, Vol. III, Part III.

Dobb, Political Economy and Capitalism, Ch. IV.

FIFTH WEEK. Value calculation and price calculation.

Marx, Capital, Vol. III, Chs. VIII, IX.

Böhm-Bawerk, Karl Marx and the Close of his System, Chs. II, III.

SIXTH WEEK. Theory of Social Classes and the State.

Lenin, State and Revolution.

SEVENTH WEEK. Monopoly and the Theory of Imperialism.

Lenin, Imperialism.

Dobb, Political Economy and Capitalism, Ch. VII.

Lange, “Marxian Economics and Modern Economic Theory.”

EIGHT WEEK. Review.

Book reports due. No additional assignment.

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ECONOMICS 11b
1939-40

Outline and Assignments—Last Four Weeks and Reading Period

Assigned readings are taken from the following works:

  1. Dickinson, H. D., Economics of Socialism (1939).
  1. Pigou, A. C., Socialism vs. Capitalism (1937).
  1. Lange, Oskar and Taylor, F. M., On the Economic Theory of Socialism (1938).

NINTH WEEK (April 7-13). Historical sketch of the economics of a socialist society; demand and cost in a socialist economy.

Dickinson, Economics of Socialism, pp. 24-98.

TENTH WEEK (April 14-20). Prices and incomes in a socialist economy.

Dickinson, Economics of Socialism, pp. 98-166.

ELEVENTH WEEK (April 21-27). Special problems of a socialist economy.

Dickinson, Economics of Socialism, pp. 166-226.

TWELFTH WEEK (April 28-May 4). Income distribution in socialist theory and practice.

Assignment to be announced.

 

READING PERIOD

Read both:

1. Pigou, Socialism vs. Capitalism.

2. Lange and Taylor, On the Economic Theory of Socialism. pp. 55-142.

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Source: Harvard University Archives. Syllabi, course outlines and reading lists in Economics, 1895-2003. HUC 8522.2.1. Box 2, Folder (1939-1940, No. 1).